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federal_register: 2012-14576

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-14576 Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule We are requesting public comment on a statement of general policy ("Statement") on the anticipated sequencing of the compliance dates of final rules to be adopted by the Securities and Exchange Commission pursuant to certain provisions of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act, and the Securities Exchange Act of 1934, as amended by those provisions ("Exchange Act"). These provisions establish a framework for the regulation of security-based swaps and security-based swap market participants under the Exchange Act. The Statement presents a sequencing of the compliance dates for these final rules by grouping the rules into five categories and describes the interconnectedness of the compliance dates for these rules, both within and among the five categories. The Statement also describes the timing of the expiration of the relief previously granted by the Commission that provided exemptions from certain provisions of the Exchange Act, the Securities Act of 1933, and the Trust Indenture Act of 1939. 2012-06-14 2012 6 https://www.federalregister.gov/documents/2012/06/14/2012-14576/statement-of-general-policy-on-the-sequencing-of-the-compliance-dates-for-final-rules-applicable-to https://www.govinfo.gov/content/pkg/FR-2012-06-14/pdf/2012-14576.pdf Securities and Exchange Commission 466 We are requesting public comment on a statement of general policy ("Statement") on the anticipated sequencing of the compliance dates of final rules to be adopted by the Securities and Exchange Commission pursuant to certain provisions of Title VII of...  

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