federal_register: 2012-14440

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-14440 Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Extension of Compliance Date Rule The Securities and Exchange Commission ("Commission" or "SEC") is extending the date by which advisers must comply with the ban on third-party solicitation in rule 206(4)-5 under the Investment Advisers Act of 1940, the "pay to play" rule. The Commission is extending the compliance date in order to ensure an orderly transition for advisers and third-party solicitors as well as to provide additional time for them to adjust compliance policies and procedures after the transition. 2012-06-13 2012 6 https://www.federalregister.gov/documents/2012/06/13/2012-14440/political-contributions-by-certain-investment-advisers-ban-on-third-party-solicitation-extension-of https://www.govinfo.gov/content/pkg/FR-2012-06-13/pdf/2012-14440.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission" or "SEC") is extending the date by which advisers must comply with the ban on third-party solicitation in rule 206(4)-5 under the Investment Advisers Act of 1940, the "pay to play" rule. The...  

Links from other tables