federal_register: 2012-11662

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-11662 Political Contributions by Certain Investment Advisers Rule The Securities and Exchange Commission ("Commission") is making a technical amendment to the definition of "covered associate" in rule 206(4)-5 under the Investment Advisers Act of 1940 ("Advisers Act") to correct an inadvertent error in the rule as published in the Federal Register on July 19, 2011. 2012-05-15 2012 5 https://www.federalregister.gov/documents/2012/05/15/2012-11662/political-contributions-by-certain-investment-advisers https://www.govinfo.gov/content/pkg/FR-2012-05-15/pdf/2012-11662.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is making a technical amendment to the definition of "covered associate" in rule 206(4)-5 under the Investment Advisers Act of 1940 ("Advisers Act") to correct an inadvertent error in the rule as...  

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