federal_register: 2011-5182

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-5182 Clearing Agency Standards for Operation and Governance Proposed Rule In accordance with Section 763 of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), Section 805 of Title VIII ("Title VIII") of the Dodd-Frank Act, and Section 17A of the Securities Exchange Act of 1934 ("Exchange Act"), the Securities and Exchange Commission ("SEC" or "Commission") is proposing rules regarding registration of clearing agencies and standards for the operation and governance of clearing agencies. The proposed rules are designed to enhance the regulatory framework for the supervision of clearing agencies. 2011-03-16 2011 3 https://www.federalregister.gov/documents/2011/03/16/2011-5182/clearing-agency-standards-for-operation-and-governance https://www.govinfo.gov/content/pkg/FR-2011-03-16/pdf/2011-5182.pdf Securities and Exchange Commission 466 In accordance with Section 763 of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), Section 805 of Title VIII ("Title VIII") of the Dodd-Frank Act, and Section 17A of the Securities...  

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