federal_register: 2011-33488

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-33488 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook Notice   2011-12-29 2011 12 https://www.federalregister.gov/documents/2011/12/29/2011-33488/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of https://www.govinfo.gov/content/pkg/FR-2011-12-29/pdf/2011-33488.pdf Securities and Exchange Commission 466    

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