federal_register: 2011-26889

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-26889 Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants Proposed Rule Section 764(a) of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") requires the Securities and Exchange Commission ("Commission") to issue rules to provide for the registration of security-based swap dealers ("SBS Dealers") and major security-based swap participants (collectively, "SBS Entities"). Pursuant to this requirement, the Commission is proposing new Rules 15Fb1-1 through 15Fb6-1 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to provide for the registration of SBS Entities. The Commission is also proposing forms to facilitate registration (and withdrawal from registration) of these entities. 2011-10-24 2011 10 https://www.federalregister.gov/documents/2011/10/24/2011-26889/registration-of-security-based-swap-dealers-and-major-security-based-swap-participants https://www.govinfo.gov/content/pkg/FR-2011-10-24/pdf/2011-26889.pdf Securities and Exchange Commission 466 Section 764(a) of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") requires the Securities and Exchange Commission ("Commission") to issue rules to provide for the registration of security-based swap dealers...  

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