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federal_register: 2011-24609

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-24609 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures Rule The Commodity Futures Trading Commission ("Commission") is adopting a new rule, which establishes a Commission certification procedure applicable to the offer or sale, to persons in the U.S., of a non-narrow-based security index futures contract traded on a foreign board of trade; the new certification procedure will replace the existing staff no-action process. Additionally, the new rule establishes a procedure for a foreign board of trade to request and receive a Commission certification on an expedited basis. Under this expedited procedure, a non-narrow-based security index futures contract of qualifying foreign boards of trade could be offered or sold in the U.S. forty-five (45) days after submission of such request, absent a notification by the Commission. 2011-09-26 2011 9 https://www.federalregister.gov/documents/2011/09/26/2011-24609/foreign-futures-and-options-contracts-on-a-non-narrow-based-security-index-commission-certification https://www.govinfo.gov/content/pkg/FR-2011-09-26/pdf/2011-24609.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission") is adopting a new rule, which establishes a Commission certification procedure applicable to the offer or sale, to persons in the U.S., of a non-narrow-based security index futures contract traded...  

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