{"database": "openregs", "table": "federal_register", "rows": [["2011-24404", "Prohibition Against Conflicts of Interest in Certain Securitizations", "Proposed Rule", "The Securities and Exchange Commission (\"Commission\") is proposing for comment a new rule under the Securities Act of 1933 (\"Securities Act\") to implement the prohibition under Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (\"Dodd-Frank Act\") on material conflicts of interest in connection with certain securitizations. Proposed Rule 127B under the Securities Act would prohibit certain persons who create and distribute an asset- backed security, including a synthetic asset-backed security, from engaging in transactions, within one year after the date of the first closing of the sale of the asset-backed security, that would involve or result in a material conflict of interest with respect to any investor in the asset-backed security. The proposed rule also would provide exceptions from this prohibition for certain risk-mitigating hedging activities, liquidity commitments, and bona fide market-making.", "2011-09-28", 2011, 9, "https://www.federalregister.gov/documents/2011/09/28/2011-24404/prohibition-against-conflicts-of-interest-in-certain-securitizations", "https://www.govinfo.gov/content/pkg/FR-2011-09-28/pdf/2011-24404.pdf", "Securities and Exchange Commission", "466", "The Securities and Exchange Commission (\"Commission\") is proposing for comment a new rule under the Securities Act of 1933 (\"Securities Act\") to implement the prohibition under Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection...", null]], "columns": ["document_number", "title", "type", "abstract", "publication_date", "pub_year", "pub_month", "html_url", "pdf_url", "agency_names", "agency_ids", "excerpts", "regulation_id_numbers"], "primary_keys": ["document_number"], "primary_key_values": ["2011-24404"], "units": {}, "query_ms": 0.3478359431028366, "source": "Federal Register API & Regulations.gov API", "source_url": "https://www.federalregister.gov/developers/api/v1", "license": "Public Domain (U.S. Government data)", "license_url": "https://www.regulations.gov/faq"}