federal_register: 2011-22772

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-22772 Treatment of Asset-Backed Issuers Under the Investment Company Act Proposed Rule The Commission is considering proposing amendments to Rule 3a- 7 under the Investment Company Act of 1940 ("Investment Company Act" or "Act"), the rule that provides certain asset-backed issuers with a conditional exclusion from the definition of investment company. Amendments to Rule 3a-7 that the Commission may consider could reflect market developments since 1992, when Rule 3a-7 was adopted, and recent developments affecting asset-backed issuers, including the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") and the Commission's recent rulemakings regarding the asset-backed securities markets. The Commission is withdrawing its 2008 proposal to amend Rule 3a-7, which was published July 11, 2008. 2011-09-07 2011 9 https://www.federalregister.gov/documents/2011/09/07/2011-22772/treatment-of-asset-backed-issuers-under-the-investment-company-act https://www.govinfo.gov/content/pkg/FR-2011-09-07/pdf/2011-22772.pdf Securities and Exchange Commission 466 The Commission is considering proposing amendments to Rule 3a- 7 under the Investment Company Act of 1940 ("Investment Company Act" or "Act"), the rule that provides certain asset-backed issuers with a conditional exclusion from the definition of...  

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