federal_register: 2011-17549

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-17549 Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation Rule The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting final rules pursuant to section 753 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), to implement amended subsections (c)(1) and (c)(3) of section 6 of the Commodity Exchange Act ("CEA"). These rules broadly prohibit fraud and manipulation in connection with any swap, or contract of sale of any commodity in interstate commerce, or contract for future delivery on or subject to the rules of any registered entity. 2011-07-14 2011 7 https://www.federalregister.gov/documents/2011/07/14/2011-17549/prohibition-on-the-employment-or-attempted-employment-of-manipulative-and-deceptive-devices-and https://www.govinfo.gov/content/pkg/FR-2011-07-14/pdf/2011-17549.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting final rules pursuant to section 753 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), to implement amended subsections (c)(1) and (c)(3) of...  

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