federal_register: 2011-16117

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-16117 Family Offices Rule The Securities and Exchange Commission (the "Commission") is adopting a rule to define "family offices" that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 ("Advisers Act") and thus will not be subject to regulation under the Advisers Act. 2011-06-29 2011 6 https://www.federalregister.gov/documents/2011/06/29/2011-16117/family-offices https://www.govinfo.gov/content/pkg/FR-2011-06-29/pdf/2011-16117.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission (the "Commission") is adopting a rule to define "family offices" that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 ("Advisers Act") and thus will not be...  

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