federal_register: 2011-15195
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
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| 2011-15195 | Effective Date for Swap Regulation | Proposed Rule | Pursuant to section 754 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), the general effective date for certain provisions of subtitle A of title VII of the Dodd- Frank Act ("Title VII") that do not require a rulemaking is 360 days after enactment, or July 16, 2011, unless another effective date is specifically provided. Following the general effective date, market participants may be subject to certain Commodity Exchange Act ("CEA" or "Act") requirements but not others. To provide greater clarity regarding the applicability of various statutory and regulatory requirements, the Commodity Futures Trading Commission ("CFTC" or the "Commission") is proposing to grant, pursuant to its section 4(c) exemptive authority, temporary relief in two parts with respect to various requirements of the CEA that apply or may apply to certain agreements, contracts, and transactions. In part one, the Commission is proposing to temporarily exempt persons or entities with respect to provisions of the CEA added or amended by the Dodd-Frank Act that reference one or more terms regarding entities or instruments that Title VII requires be "further defined," such as the terms "swap," "swap dealer," "major swap participant," or "eligible contract participant," to the extent that requirements or portions of such provisions specifically relate to such referenced terms. In part two, the Commission is proposing to grant relief from certain provisions of the CEA that will or may apply to certain agreements, contracts, and transactions in exempt or excluded commodities as a result of the repeal of various CEA exemptions and exclusions as of July 16, 2011. | 2011-06-17 | 2011 | 6 | https://www.federalregister.gov/documents/2011/06/17/2011-15195/effective-date-for-swap-regulation | https://www.govinfo.gov/content/pkg/FR-2011-06-17/pdf/2011-15195.pdf | Commodity Futures Trading Commission | 77 | Pursuant to section 754 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), the general effective date for certain provisions of subtitle A of title VII of the Dodd- Frank Act ("Title VII") that do not require a... |