federal_register: 2011-1218

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-1218 Trade Acknowledgment and Verification of Security-Based Swap Transactions Proposed Rule In accordance with Section 764(a) of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd- Frank Act"), the Securities and Exchange Commission ("Commission") is proposing rule 15Fi-1 under the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. 78a et seq., which would require security-based swap dealers and major security-based swap participants to provide trade acknowledgments and to verify those trade acknowledgments in security-based swap transactions. 2011-01-21 2011 1 https://www.federalregister.gov/documents/2011/01/21/2011-1218/trade-acknowledgment-and-verification-of-security-based-swap-transactions https://www.govinfo.gov/content/pkg/FR-2011-01-21/pdf/2011-1218.pdf Securities and Exchange Commission 466 In accordance with Section 764(a) of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd- Frank Act"), the Securities and Exchange Commission ("Commission") is proposing rule 15Fi-1 under the Securities Exchange...  

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