federal_register: 2011-11554

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2011-11554 Performance of Certain Functions by National Futures Association With Respect to Commodity Pool Operators Notice The Commodity Futures Trading Commission (Commission) is authorizing the National Futures Association (NFA) to process: (1) Claims of exemption from certain Part 4 requirements for commodity pool operators (CPOs) with respect to pools whose units are listed and traded on a national securities exchange (Commodity ETFs); and (2) notices of exemption from registration as a CPO filed by independent directors or trustees of Commodity ETFs. Further, the Commission is authorizing NFA to maintain and serve as the official custodian of certain Commission records. 2011-05-18 2011 5 https://www.federalregister.gov/documents/2011/05/18/2011-11554/performance-of-certain-functions-by-national-futures-association-with-respect-to-commodity-pool https://www.govinfo.gov/content/pkg/FR-2011-05-18/pdf/2011-11554.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission (Commission) is authorizing the National Futures Association (NFA) to process: (1) Claims of exemption from certain Part 4 requirements for commodity pool operators (CPOs) with respect to pools whose units are...  

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