federal_register: 2010-33142

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2010-33142 Amendments To Form ADV; Extension of Compliance Date Rule The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is extending the compliance date generally for four months to provide certain investment advisers additional time to design, test and implement systems and controls to satisfy their obligations to prepare and deliver brochure supplements. 2011-01-04 2011 1 https://www.federalregister.gov/documents/2011/01/04/2010-33142/amendments-to-form-adv-extension-of-compliance-date https://www.govinfo.gov/content/pkg/FR-2011-01-04/pdf/2010-33142.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is extending the compliance...  

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