federal_register: 2010-32358

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2010-32358 Core Principles and Other Requirements for Swap Execution Facilities Proposed Rule The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing new rules, and guidance and acceptable practices to implement the new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules, guidance, and acceptable practices, which apply to the registration and operation of a new type of regulated entity named a swap execution facility, implement the new statutory framework that, among other things, adds a new Section 5h to the Commodity Exchange Act ("CEA") concerning the registration and operation of swap execution facilities, and new Section 2(h)(8) to the CEA concerning the listing, trading and execution of swaps on swap execution facilities. The Commission requests comment on all aspects of the proposed rules, guidance and acceptable practices. 2011-01-07 2011 1 https://www.federalregister.gov/documents/2011/01/07/2010-32358/core-principles-and-other-requirements-for-swap-execution-facilities https://www.govinfo.gov/content/pkg/FR-2011-01-07/pdf/2010-32358.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing new rules, and guidance and acceptable practices to implement the new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection...  

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