federal_register: 2010-30884

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2010-30884 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants Proposed Rule The Commodity Futures Trading Commission (Commission or CFTC) is proposing regulations to implement new statutory provisions established under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 731 of the Dodd-Frank Act added new sections 4s(f) and (g) to the Commodity Exchange Act (CEA), which set forth reporting and recordkeeping requirements and daily trading records requirements for swap dealers and major swap participants. The proposed rules would establish the regulatory standards for compliance with these new sections of the CEA. 2010-12-09 2010 12 https://www.federalregister.gov/documents/2010/12/09/2010-30884/reporting-recordkeeping-and-daily-trading-records-requirements-for-swap-dealers-and-major-swap https://www.govinfo.gov/content/pkg/FR-2010-12-09/pdf/2010-30884.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission (Commission or CFTC) is proposing regulations to implement new statutory provisions established under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 731 of...  

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