federal_register: 2010-24657

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2010-24657 Commission Guidance Regarding Auditing, Attestation, and Related Professional Practice Standards Related To Brokers and Dealers Rule The Securities and Exchange Commission is publishing interpretive guidance to clarify the application of certain Commission rules, regulations, releases, and staff bulletins in light of the authority granted to the Public Company Accounting Oversight Board in the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish auditing, attestation, and related professional practice standards governing the preparation and issuance of audit reports to be included in broker and dealer filings with the Commission. 2010-10-01 2010 10 https://www.federalregister.gov/documents/2010/10/01/2010-24657/commission-guidance-regarding-auditing-attestation-and-related-professional-practice-standards https://www.govinfo.gov/content/pkg/FR-2010-10-01/pdf/2010-24657.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission is publishing interpretive guidance to clarify the application of certain Commission rules, regulations, releases, and staff bulletins in light of the authority granted to the Public Company Accounting Oversight...  

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