federal_register: 2010-21726

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2010-21726 Performance of Registration Functions by National Futures Association With Respect to Retail Foreign Exchange Dealers and Associated Persons Notice The Commodity Futures Trading Commission ("Commission" or "CFTC") is authorizing the National Futures Association ("NFA"), effective September 10, 2010, to process and grant applications for initial registration, renewed registration and withdrawals of retail foreign exchange dealers ("RFEDs") and their associated persons ("APs") and to issue temporary licenses to eligible APs; to conduct proceedings to deny, condition, suspend, restrict or revoke the registration of any RFED or AP of an RFED, or an applicant for registration in either category; and to maintain records regarding RFEDs and their APs, and to serve as the official custodian of those Commission records. 2010-09-10 2010 9 https://www.federalregister.gov/documents/2010/09/10/2010-21726/performance-of-registration-functions-by-national-futures-association-with-respect-to-retail-foreign https://www.govinfo.gov/content/pkg/FR-2010-09-10/pdf/2010-21726.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") is authorizing the National Futures Association ("NFA"), effective September 10, 2010, to process and grant applications for initial registration, renewed registration and withdrawals of...  

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