federal_register: 06-1745

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
06-1745 Definition of “Client” of a Commodity Trading Advisor Rule The Commodity Futures Trading Commission (Commission) is amending Regulation 1.3(bb) by adding to that regulation a definition of the term "client," as it relates to commodity trading advisors (CTAs). This amendment clarifies inconsistencies in the Commission's regulations concerning the advisees of CTAs, and it reflects the Commission's longstanding view that its antifraud authority extends to all CTAs, irrespective of whether they provide advice on a personalized or nonpersonalized basis. The Commission is also amending Regulation 1.3(bb) by adding the term "derivatives transaction execution facility" to the CTA definition set forth in that regulation. 2006-02-24 2006 2 https://www.federalregister.gov/documents/2006/02/24/06-1745/definition-of-client-of-a-commodity-trading-advisor https://www.govinfo.gov/content/pkg/FR-2006-02-24/pdf/06-1745.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission (Commission) is amending Regulation 1.3(bb) by adding to that regulation a definition of the term "client," as it relates to commodity trading advisors (CTAs). This amendment clarifies inconsistencies in the...  

Links from other tables