federal_register: 05-19323
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 05-19323 | Definition of “Client” of a Commodity Trading Advisor | Proposed Rule | The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Rule 1.3(bb) by adding to that rule a definition of the term "client," as it relates to commodity trading advisors (CTAs) (Proposal). This would clarify inconsistencies in the Commission's regulations concerning the advisees of CTAs. The Proposal would also reflect the Commission's longstanding view that its antifraud authority extends to all CTAs, irrespective of whether they provide advice on a personalized or nonpersonalized basis. | 2005-09-28 | 2005 | 9 | https://www.federalregister.gov/documents/2005/09/28/05-19323/definition-of-client-of-a-commodity-trading-advisor | https://www.govinfo.gov/content/pkg/FR-2005-09-28/pdf/05-19323.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Rule 1.3(bb) by adding to that rule a definition of the term "client," as it relates to commodity trading advisors (CTAs) (Proposal). This would clarify inconsistencies... |