federal_register: 02-32469

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
02-32469 Repeal of the Trade-Through Disclosure Rules for Options Rule The Securities and Exchange Commission ("Commission") is repealing its options trade-through disclosure rule under the Securities Exchange Act of 1934, which requires a broker-dealer to disclose to a customer when the customer's order for listed options has been executed at a price inferior to a better published quote, unless the order was executed as part of a block trade or the transaction was affected on a market that participates in an intermarket options linkage plan featuring adequate trade-through protections. The Commission has determined that recent amendments to the Options Intermarket Linkage Plan have satisfied the regulatory goals that the options trade-through disclosure rule was designed to address, and is therefore repealing the rule as unnecessary. 2002-12-27 2002 12 https://www.federalregister.gov/documents/2002/12/27/02-32469/repeal-of-the-trade-through-disclosure-rules-for-options https://www.govinfo.gov/content/pkg/FR-2002-12-27/pdf/02-32469.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is repealing its options trade-through disclosure rule under the Securities Exchange Act of 1934, which requires a broker-dealer to disclose to a customer when the customer's order for listed...  

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