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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

52 rows where docket_id = "OCC-2011-0014" sorted by posted_date descending

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posted_year 4

  • 2012 29
  • 2011 15
  • 2013 7
  • 2014 1

document_type 3

  • Supporting & Related Material 48
  • Proposed Rule 3
  • Rule 1

agency_id 1

  • OCC 52
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
OCC-2011-0014-3272 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds Rule   2014-01-31T05:00:00Z 2014 1 2014-01-31T05:00:00Z   2014-01-31T14:52:07Z 2013-31511 0 0 0900006481539a87
OCC-2011-0014-3269 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 REPORT - JPMorgan Chase Whale Trades (3-15-13) Supporting & Related Material Status 2013-11-19T05:00:00Z 2013 11     2016-02-25T20:25:19Z   0 0 090000648148aef0
OCC-2011-0014-3266 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Phone Conference with Merkley_Levin Staff (October 29 2013) Supporting & Related Material Meeting Summary 2013-11-19T05:00:00Z 2013 11     2013-11-19T21:40:33Z   0 0 09000064814898fb
OCC-2011-0014-3267 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Phone Conference with Merkley_Levin Staff(November 5 2013) Supporting & Related Material Meeting Summary 2013-11-19T05:00:00Z 2013 11     2013-11-19T21:40:14Z   0 0 09000064814898fc
OCC-2011-0014-3268 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Royal Bank of Canada Meeting Supporting & Related Material Meeting Summary 2013-11-19T05:00:00Z 2013 11     2013-11-19T21:41:18Z   0 0 090000648148aeee
OCC-2011-0014-3260 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Public Citizen, Americans for Financial Reform, and Demos Meeting Supporting & Related Material Status 2013-08-27T04:00:00Z 2013 8     2016-02-25T20:18:39Z   0 0 09000064813c7019
OCC-2011-0014-3259 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 EnerBank and CMS Energy Corporation Meeting Supporting & Related Material Status 2013-08-27T04:00:00Z 2013 8     2016-02-25T19:53:36Z   0 0 09000064813c6e96
OCC-2011-0014-3258 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Goldman Sachs - Meeting with Commenters Supporting & Related Material Meeting Summary 2013-04-30T04:00:00Z 2013 4     2013-04-30T16:02:51Z   0 0 09000064812ae101
OCC-2011-0014-3243 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Representatives of the Association of Institutional Investors Supporting & Related Material Meeting Summary 2012-12-04T05:00:00Z 2012 12     2012-12-04T19:04:29Z   0 0 090000648117ee9a
OCC-2011-0014-3244 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Representatives of the American Securitization Forum Supporting & Related Material Meeting Summary 2012-12-04T05:00:00Z 2012 12     2012-12-04T19:05:16Z   0 0 090000648117ee9b
OCC-2011-0014-3249 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Meeting with Institutional Banking Analysts 08-07-2012 Supporting & Related Material Meeting Summary 2012-12-04T05:00:00Z 2012 12     2012-12-04T19:31:11Z   0 0 090000648117ef35
OCC-2011-0014-3247 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with TIAA-CREF Supporting & Related Material   2012-12-04T00:00:00Z 2012 12     2012-12-04T19:42:36Z   0 1 090000648117eedc
OCC-2011-0014-3248 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with SIFMA Supporting & Related Material   2012-12-04T00:00:00Z 2012 12     2012-12-04T19:44:54Z   0 1 090000648117eedd
OCC-2011-0014-3246 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Thrift Coalition Supporting & Related Material   2012-12-04T00:00:00Z 2012 12     2012-12-04T19:37:58Z   0 1 090000648117eedb
OCC-2011-0014-3245 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Occupy the SEC Supporting & Related Material   2012-12-04T00:00:00Z 2012 12     2012-12-04T19:37:15Z   0 1 090000648117ee9c
OCC-2011-0014-0440 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Standard Chartered Bank 4-19 Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:23:11Z   0 0 09000064810a4f64
OCC-2011-0014-0438 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Royal Bank of Canada Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:23:01Z   0 0 09000064810a4f62
OCC-2011-0014-0439 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Standard Chartered Bank Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:23:06Z   0 0 09000064810a4f63
OCC-2011-0014-0441 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with the Australian Bankers' Association Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:23:17Z   0 0 09000064810a4f92
OCC-2011-0014-0437 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Representatives of Regional Banks Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:22:57Z   0 0 09000064810a4f61
OCC-2011-0014-0436 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Public Citizen and AFR Supporting & Related Material Meeting Summary 2012-07-19T04:00:00Z 2012 7     2012-07-19T17:22:31Z   0 0 09000064810a4f60
OCC-2011-0014-0424 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Thrift Coalition Meeting Supporting & Related Material Meeting Summary 2012-05-18T04:00:00Z 2012 5     2012-05-18T13:50:04Z   0 0 090000648101438b
OCC-2011-0014-0422 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Occupy SEC Meeting Supporting & Related Material Meeting Summary 2012-05-18T04:00:00Z 2012 5     2012-05-18T13:48:51Z   0 0 0900006481014389
OCC-2011-0014-0425 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 TIAA-CREF Supporting & Related Material Meeting Summary 2012-05-18T04:00:00Z 2012 5     2012-05-18T13:50:14Z   0 0 090000648101438c
OCC-2011-0014-0426 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 SIFMA Meeting 2 Supporting & Related Material Meeting Summary 2012-05-18T04:00:00Z 2012 5     2012-05-18T13:55:30Z   0 0 090000648101438d
OCC-2011-0014-0423 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 SIFMA Meeting Supporting & Related Material   2012-05-18T00:00:00Z 2012 5     2012-05-18T13:54:34Z   0 1 090000648101438a
OCC-2011-0014-0392 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 SIMFA 1/19 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:35:23Z   0 0 0900006480fc550b
OCC-2011-0014-0384 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 JP Morgan 2/2 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:33:46Z   0 0 0900006480fc4670
OCC-2011-0014-0387 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 National Bank Representatives 12/1 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:34:36Z   0 0 0900006480fc5506
OCC-2011-0014-0391 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Risk Management 1/26 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:35:13Z   0 0 0900006480fc550a
OCC-2011-0014-0383 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Institute of International Bankers 12/22 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:33:36Z   0 0 0900006480fc466f
OCC-2011-0014-0388 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 National Bank Representatives 12/12 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:34:45Z   0 0 0900006480fc5507
OCC-2011-0014-0390 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 National Bank Representatives 2/8 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:35:03Z   0 0 0900006480fc5509
OCC-2011-0014-0385 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Morgan Stanley 2/6 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:34:00Z   0 0 0900006480fc4671
OCC-2011-0014-0386 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 National Bank Representatives 11/17 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:34:14Z   0 0 0900006480fc4672
OCC-2011-0014-0389 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 National Bank Representatives 12/19 Supporting & Related Material Meeting Summary 2012-02-28T05:00:00Z 2012 2     2012-02-28T13:34:54Z   0 0 0900006480fc5508
OCC-2011-0014-0071 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Prohibitions and Restrictions on Proprietary Trading, etc. Proposed Rule Notice of Proposed Rulemaking (NPRM) 2012-01-03T05:00:00Z 2012 1 2012-01-03T05:00:00Z 2012-02-14T04:59:59Z 2013-03-22T02:01:11Z 2011-33623 0 0 0900006480f8cbc0
OCC-2011-0014-0026 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule Notice of Proposed Rulemaking (NPRM) 2011-11-07T05:00:00Z 2011 11 2011-11-07T05:00:00Z 2012-01-14T04:59:59Z 2011-11-07T14:58:04Z 2011-27184 0 0 0900006480f6700f
OCC-2011-0014-0017 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Meeting with MerkleyLevinStaff 2011-03-07 Supporting & Related Material Meeting Summary 2011-08-10T04:00:00Z 2011 8     2011-08-10T18:24:16Z   0 0 0900006480edd2e4
OCC-2011-0014-0018 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Meeting with MerkleyLevinStaff 2011-04-08 Supporting & Related Material Meeting Summary 2011-08-10T04:00:00Z 2011 8     2011-08-10T18:24:29Z   0 0 0900006480edd2e5
OCC-2011-0014-0004 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with National Bank Representatives (BOLI COLI) Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:16:04Z   0 0 0900006480ed3dff
OCC-2011-0014-0002 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with National Bank Representatives Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:15:22Z   0 0 0900006480ed3dfd
OCC-2011-0014-0015 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with Public Citizen and Americans for Financial Reform Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:18:19Z   0 0 0900006480ed3e4c
OCC-2011-0014-0005 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with National Bank Representatives Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:16:28Z   0 0 0900006480ed3e46
OCC-2011-0014-0012 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with National Bank Representatives (SIFMA) Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:17:59Z   0 0 0900006480ed3e4f
OCC-2011-0014-0009 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Merkley Levin Staff Meeting 2011-07-22 Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:17:15Z   0 0 0900006480ed3e4a
OCC-2011-0014-0006 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 JPMC Meeting Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:16:52Z   0 0 0900006480ed3e47
OCC-2011-0014-0010 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Senator Levin Staff Meeting Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:17:38Z   0 0 0900006480ed3e4d
OCC-2011-0014-0003 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Summary of Meeting with National Bank Representatives Supporting & Related Material Meeting Summary 2011-08-03T04:00:00Z 2011 8     2011-08-30T16:15:45Z   0 0 0900006480ed3dfe
OCC-2011-0014-0007 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Merkley Levin Staff Meeting 2011-04-08 Supporting & Related Material   2011-08-03T00:00:00Z 2011 8     2011-08-10T18:19:27Z   0 1 0900006480ed3e49
OCC-2011-0014-0008 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Merkley Levin Staff Meeting 2011-03-07 Supporting & Related Material   2011-08-03T00:00:00Z 2011 8     2011-08-10T18:20:14Z   0 1 0900006480ed3e48
OCC-2011-0014-0001 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Proprietary on Proprietary Trading and Certain Relationships with Hedge and Private Equity Funds Proposed Rule Status 2011-07-29T04:00:00Z 2011 7 2011-07-29T04:00:00Z   2016-02-25T20:20:48Z   0 0 0900006480ecf650

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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