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1,905 rows where agency_id = "SEC" and posted_year = 2022 sorted by posted_date descending
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document_type 3
- Notice 1,846
- Proposed Rule 38
- Rule 21
posted_year 1
- 2022 · 1,905 ✖
agency_id 1
- SEC · 1,905 ✖
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2022-1689-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:06:15Z | 2022-28304 | 0 | 0 | 090000648555f576 | |||
| SEC-2022-1678-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:03:05Z | 2022-28295 | 0 | 0 | 090000648555c7b4 | |||
| SEC-2022-1680-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:03:54Z | 2022-28297 | 0 | 0 | 090000648555c82c | |||
| SEC-2022-1688-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:05:24Z | 2022-28298 | 0 | 0 | 090000648555f519 | |||
| SEC-2022-1687-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:05:17Z | 2022-28303 | 0 | 0 | 090000648555c8d9 | |||
| SEC-2022-1685-0001 | SEC | Application: Franklin FTSE Russia ETF, a Series of Franklin Templeton ETF Trust, and Franklin Advisory Services, LLC | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:04:52Z | 2022-28384 | 0 | 0 | 090000648555c89c | |||
| SEC-2022-1691-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:07:06Z | 2022-28301 | 0 | 0 | 090000648555f17d | |||
| SEC-2022-1681-0001 | SEC | Insider Trading Arrangements and Related Disclosures | Rule | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:04:00Z | 2022-27675 | 0 | 0 | 090000648555c82f | |||
| SEC-2022-1690-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:06:23Z | 2022-28299 | 0 | 0 | 090000648555f57b | |||
| SEC-2022-1686-0001 | SEC | Application: Touchstone Strategic Trust, et al. | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:05:10Z | 2022-28291 | 0 | 0 | 090000648555c8d6 | |||
| SEC-2022-1684-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:04:22Z | 2022-28372 | 0 | 0 | 090000648555f164 | |||
| SEC-2022-1679-0001 | SEC | Order: Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2023 | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:03:51Z | 2022-28338 | 0 | 0 | 090000648555c7ec | |||
| SEC-2022-1683-0001 | SEC | Joint Industry Plan: National Market System Plan Governing the Consolidated Audit Trail | Notice | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:04:15Z | 2022-28296 | 0 | 0 | 090000648555c835 | |||
| SEC-2022-1682-0001 | SEC | Regulation National Market System: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders | Proposed Rule | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2023-04-01T03:59:59Z | 2022-12-29T14:04:12Z | 2022-27616 | 0 | 0 | 090000648555c833 | ||
| SEC-2020-0299-0003 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:08:50Z | 2022-28180 | 0 | 0 | 090000648555aaa2 | |||
| SEC-2022-1669-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:05:07Z | 2022-28199 | 0 | 0 | 090000648555a535 | |||
| SEC-2022-1675-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:08:56Z | 2022-28195 | 0 | 0 | 090000648555aaa4 | |||
| SEC-2022-1676-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:09:35Z | 2022-28201 | 0 | 0 | 090000648555ab31 | |||
| SEC-2022-1674-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:08:37Z | 2022-28179 | 0 | 0 | 090000648555aa9e | |||
| SEC-2022-1670-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:06:48Z | 2022-28196 | 0 | 0 | 090000648555a97c | |||
| SEC-2022-1671-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:07:33Z | 2022-28202 | 0 | 0 | 090000648555a9f4 | |||
| SEC-2022-1673-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:08:21Z | 2022-28197 | 0 | 0 | 090000648555aa45 | |||
| SEC-2022-1672-0001 | SEC | Application: Forum Real Estate Income Fund, et al. | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:07:42Z | 2022-28181 | 0 | 0 | 090000648555a9f7 | |||
| SEC-2022-1677-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-28T05:00:00Z | 2022 | 12 | 2022-12-28T05:00:00Z | 2022-12-28T13:09:46Z | 2022-28200 | 0 | 0 | 090000648555ab34 | |||
| SEC-2022-1667-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:10:25Z | 2022-28087 | 0 | 0 | 0900006485558186 | |||
| SEC-2022-1660-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:06:31Z | 2022-28083 | 0 | 0 | 0900006485556b8d | |||
| SEC-2022-1661-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:07:22Z | 2022-28085 | 0 | 0 | 0900006485556bc9 | |||
| SEC-2022-1662-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co.; Fixed Income Clearing Corp.; National Securities Corp. | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:08:28Z | 2022-28088 | 0 | 0 | 0900006485556c54 | |||
| SEC-2022-1663-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:09:31Z | 2022-28082 | 0 | 0 | 0900006485556cdb | |||
| SEC-2022-1664-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:09:51Z | 2022-28086 | 0 | 0 | 0900006485558139 | |||
| SEC-2022-1659-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:05:51Z | 2022-28079 | 0 | 0 | 0900006485556b44 | |||
| SEC-2022-1666-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:10:07Z | 2022-28084 | 0 | 0 | 0900006485558181 | |||
| SEC-2022-1668-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:10:33Z | 2022-28080 | 0 | 0 | 0900006485558189 | |||
| SEC-2022-1665-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2022-12-27T05:00:00Z | 2022 | 12 | 2022-12-27T05:00:00Z | 2022-12-27T13:09:55Z | 2022-28081 | 0 | 0 | 090000648555813a | |||
| SEC-2022-1653-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:48:44Z | 2022-27910 | 0 | 0 | 0900006485550c24 | |||
| SEC-2022-1658-0001 | SEC | Order Scheduling Filing of Statements on Review: Financial Industry Regulatory Authority, Inc. | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:55:22Z | 2022-27959 | 0 | 0 | 0900006485551244 | |||
| SEC-2020-0297-0003 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:50:53Z | 2022-27907 | 0 | 0 | 0900006485551126 | |||
| SEC-2022-1657-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:51:19Z | 2022-27912 | 0 | 0 | 0900006485551169 | |||
| SEC-2022-1655-0001 | SEC | Application: PCM Fund, Inc., et al. | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:49:58Z | 2022-27913 | 0 | 0 | 0900006485550cb1 | |||
| SEC-2022-1656-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:51:11Z | 2022-27911 | 0 | 0 | 0900006485551167 | |||
| SEC-2022-1654-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-23T05:00:00Z | 2022 | 12 | 2022-12-23T05:00:00Z | 2022-12-23T12:49:31Z | 2022-27916 | 0 | 0 | 0900006485550c72 | |||
| SEC-2022-1651-0001 | SEC | Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers | Rule | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:52:05Z | 2022-24292 | 0 | 0 | 090000648554d61a | |||
| SEC-2022-1644-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:48:14Z | 2022-27787 | 0 | 0 | 090000648554d3eb | |||
| SEC-2022-1645-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:48:24Z | 2022-27783 | 0 | 0 | 090000648554d3ee | |||
| SEC-2022-1649-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:49:33Z | 2022-27785 | 0 | 0 | 090000648554d4a5 | |||
| SEC-2022-1646-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:48:27Z | 2022-27791 | 0 | 0 | 090000648554d3ef | |||
| SEC-2022-1650-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:51:31Z | 2022-27786 | 0 | 0 | 090000648554d5cc | |||
| SEC-2022-1652-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:52:15Z | 2022-27790 | 0 | 0 | 090000648554d670 | |||
| SEC-2022-1640-0001 | SEC | Application: ACAP Strategic Fund, et al. | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:47:16Z | 2022-27794 | 0 | 0 | 090000648554cc73 | |||
| SEC-2022-1642-0001 | SEC | Application: Golub Capital BDC, Inc., et al. | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:47:29Z | 2022-27793 | 0 | 0 | 090000648554cc77 | |||
| SEC-2022-1643-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:47:35Z | 2022-27789 | 0 | 0 | 090000648554cc79 | |||
| SEC-2022-1647-0001 | SEC | Meetings; Sunshine Act | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:49:00Z | 2022-27921 | 0 | 0 | 090000648554d44b | |||
| SEC-2022-1648-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:49:27Z | 2022-27784 | 0 | 0 | 090000648554d4a3 | |||
| SEC-2022-1641-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:47:26Z | 2022-27788 | 0 | 0 | 090000648554cc76 | |||
| SEC-2022-1635-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:44:49Z | 2022-27657 | 0 | 0 | 0900006485548d1c | |||
| SEC-2022-1636-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:45:02Z | 2022-27656 | 0 | 0 | 0900006485548d21 | |||
| SEC-2022-1633-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:43:43Z | 2022-27648 | 0 | 0 | 090000648554887c | |||
| SEC-2022-1634-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:43:55Z | 2022-27649 | 0 | 0 | 09000064855488d0 | |||
| SEC-2022-1637-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:45:15Z | 2022-27651 | 0 | 0 | 0900006485548d57 | |||
| SEC-2022-1629-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:21Z | 2022-27659 | 0 | 0 | 090000648554873b | |||
| SEC-2022-1631-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:47Z | 2022-27654 | 0 | 0 | 0900006485548793 | |||
| SEC-2022-1632-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:42:55Z | 2022-27652 | 0 | 0 | 0900006485548829 | |||
| SEC-2022-1628-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:18Z | 2022-27653 | 0 | 0 | 090000648554873a | |||
| SEC-2022-1630-0001 | SEC | Technical Amendments to Commission Rules | Rule | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:42Z | 2022-27636 | 0 | 0 | 0900006485548791 | |||
| SEC-2022-1639-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:45:52Z | 2022-27650 | 0 | 0 | 0900006485548da7 | |||
| SEC-2022-1638-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:45:41Z | 2022-27655 | 0 | 0 | 0900006485548da3 | |||
| SEC-2022-1627-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:06Z | 2022-27658 | 0 | 0 | 0900006485548736 | |||
| SEC-2022-1625-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2022-12-20T05:00:00Z | 2022 | 12 | 2022-12-20T05:00:00Z | 2022-12-20T12:49:40Z | 2022-27500 | 0 | 0 | 09000064855440ad | |||
| SEC-2022-1626-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-20T05:00:00Z | 2022 | 12 | 2022-12-20T05:00:00Z | 2022-12-20T12:50:22Z | 2022-27497 | 0 | 0 | 090000648554453a | |||
| SEC-2017-0697-0004 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2022-12-20T05:00:00Z | 2022 | 12 | 2022-12-20T05:00:00Z | 2022-12-20T12:47:50Z | 2022-27488 | 0 | 0 | 0900006485543fa7 | |||
| SEC-2022-1624-0001 | SEC | Meetings; Sunshine Act | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:45:43Z | 2022-27641 | 0 | 0 | 0900006485540635 | |||
| SEC-2022-1618-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:44:09Z | 2022-27376 | 0 | 0 | 09000064855400fe | |||
| SEC-2022-1621-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:45:13Z | 2022-27384 | 0 | 0 | 09000064855405e8 | |||
| SEC-2022-1617-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:43:50Z | 2022-27377 | 0 | 0 | 09000064855400aa | |||
| SEC-2022-1619-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:44:29Z | 2022-27383 | 0 | 0 | 0900006485540544 | |||
| SEC-2022-1615-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:43:42Z | 2022-27380 | 0 | 0 | 09000064855400a7 | |||
| SEC-2022-1620-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:44:49Z | 2022-27378 | 0 | 0 | 090000648554059b | |||
| SEC-2022-1622-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:45:20Z | 2022-27379 | 0 | 0 | 09000064855405ea | |||
| SEC-2022-1616-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:43:47Z | 2022-27382 | 0 | 0 | 09000064855400a9 | |||
| SEC-2022-1623-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2022-12-19T05:00:00Z | 2022 | 12 | 2022-12-19T05:00:00Z | 2022-12-19T12:45:30Z | 2022-27381 | 0 | 0 | 09000064855405ee | |||
| SEC-2022-1611-0001 | SEC | Application: Silver Spike Investment Corp., et al. | Notice | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2022-12-16T12:40:44Z | 2022-27266 | 0 | 0 | 090000648553c9a4 | |||
| SEC-2022-1613-0001 | SEC | Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting | Proposed Rule | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2023-02-15T04:59:59Z | 2022-12-16T12:43:09Z | 2022-24376 | 0 | 0 | 090000648553cb1a | ||
| SEC-2022-1614-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2022-12-16T12:43:45Z | 2022-27163 | 0 | 0 | 090000648553cbac | |||
| SEC-2022-1612-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2022-12-16T12:40:57Z | 2022-27256 | 0 | 0 | 090000648553c9a8 | |||
| SEC-2022-1589-0002 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2022-12-16T12:40:20Z | 2022-27255 | 0 | 0 | 090000648553c961 | |||
| SEC-2022-1610-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2022-12-16T05:00:00Z | 2022 | 12 | 2022-12-16T05:00:00Z | 2022-12-16T12:40:42Z | 2022-27257 | 0 | 0 | 090000648553c9a3 | |||
| SEC-2022-1609-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MEMX, LLC | Notice | 2022-12-15T05:00:00Z | 2022 | 12 | 2022-12-15T05:00:00Z | 2022-12-15T12:47:08Z | 2022-27161 | 0 | 0 | 09000064855384ed | |||
| SEC-2022-1607-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2022-12-15T05:00:00Z | 2022 | 12 | 2022-12-15T05:00:00Z | 2022-12-15T12:45:17Z | 2022-27162 | 0 | 0 | 090000648553838b | |||
| SEC-2022-1608-0001 | SEC | Application: MidCap Financial Investment Corporation, et al. | Notice | 2022-12-15T05:00:00Z | 2022 | 12 | 2022-12-15T05:00:00Z | 2022-12-15T12:46:59Z | 2022-27168 | 0 | 0 | 0900006485538498 | |||
| SEC-2022-1602-0001 | SEC | Application: Monroe Capital Corporation, et al. | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:43:51Z | 2022-27043 | 0 | 0 | 090000648553621b | |||
| SEC-2022-1604-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:44:14Z | 2022-27054 | 0 | 0 | 09000064855362a7 | |||
| SEC-2022-1605-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:44:31Z | 2022-27051 | 0 | 0 | 09000064855362b0 | |||
| SEC-2022-1603-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: LCH SA | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:44:09Z | 2022-27052 | 0 | 0 | 0900006485536267 | |||
| SEC-2022-1601-0001 | SEC | Meetings; Sunshine Act | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:43:28Z | 2022-27222 | 0 | 0 | 09000064855361d4 | |||
| SEC-2022-1606-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: CboeEDGX Exchange, Inc. | Notice | 2022-12-14T05:00:00Z | 2022 | 12 | 2022-12-14T05:00:00Z | 2022-12-14T12:44:37Z | 2022-27053 | 0 | 0 | 0900006485536303 | |||
| SEC-2022-1599-0001 | SEC | Meetings; Sunshine Act | Notice | 2022-12-13T05:00:00Z | 2022 | 12 | 2022-12-13T05:00:00Z | 2022-12-13T12:38:18Z | 2022-27154 | 0 | 0 | 090000648553310e | |||
| SEC-2020-0167-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2022-12-13T05:00:00Z | 2022 | 12 | 2022-12-13T05:00:00Z | 2022-12-13T12:37:06Z | 2022-26961 | 0 | 0 | 0900006485532448 | |||
| SEC-2022-1598-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2022-12-13T05:00:00Z | 2022 | 12 | 2022-12-13T05:00:00Z | 2022-12-13T12:37:20Z | 2022-26949 | 0 | 0 | 090000648553244c | |||
| SEC-2022-1600-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2022-12-13T05:00:00Z | 2022 | 12 | 2022-12-13T05:00:00Z | 2022-12-13T12:39:06Z | 2022-26950 | 0 | 0 | 090000648553318d | |||
| SEC-2022-1590-0001 | SEC | Privacy Act; Systems of Records | Notice | 2022-12-12T05:00:00Z | 2022 | 12 | 2022-12-12T05:00:00Z | 2022-12-12T13:01:30Z | 2022-26944 | 0 | 0 | 090000648552ed9f |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;