documents
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2,360 rows where agency_id = "SEC" and posted_year = 2016 sorted by posted_date descending
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document_type 3
- Notice 2,300
- Rule 34
- Proposed Rule 26
posted_year 1
- 2016 · 2,360 ✖
agency_id 1
- SEC · 2,360 ✖
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2016-2345-0001 | SEC | Applications: Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:03Z | 2016-31684 | 0 | 0 | 0900006482441328 | |||
| SEC-2016-2346-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:06Z | 2016-31682 | 0 | 0 | 0900006482441376 | |||
| SEC-2016-2350-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:29Z | 2016-31677 | 0 | 0 | 09000064824413d5 | |||
| SEC-2016-2349-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:28Z | 2016-31679 | 0 | 0 | 09000064824413d3 | |||
| SEC-2016-2344-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:49:07Z | 2016-31683 | 0 | 0 | 0900006482441290 | |||
| SEC-2016-2347-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc. | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:10Z | 2016-31676 | 0 | 0 | 090000648244137c | |||
| SEC-2016-2343-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc. | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:49:05Z | 2016-31681 | 0 | 0 | 090000648244128e | |||
| SEC-2016-2348-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:51:11Z | 2016-31680 | 0 | 0 | 090000648244137d | |||
| SEC-2016-2351-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2016-12-30T05:00:00Z | 2016 | 12 | 2016-12-30T05:00:00Z | 2016-12-30T12:52:25Z | 2016-31678 | 0 | 0 | 090000648244142c | |||
| SEC-2016-2325-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:06:02Z | 2016-31490 | 0 | 0 | 090000648243d172 | |||
| SEC-2016-2323-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:04:49Z | 2016-31487 | 0 | 0 | 090000648243ccc1 | |||
| SEC-2016-2328-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:52Z | 2016-31491 | 0 | 0 | 090000648243d24b | |||
| SEC-2016-2333-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Mercury, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:06Z | 2016-31478 | 0 | 0 | 090000648243d2a8 | |||
| SEC-2016-2336-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:23Z | 2016-31485 | 0 | 0 | 090000648243d359 | |||
| SEC-2016-2324-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:04:51Z | 2016-31473 | 0 | 0 | 090000648243d16f | |||
| SEC-2016-2329-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:53Z | 2016-31486 | 0 | 0 | 090000648243d24c | |||
| SEC-2016-2339-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:31Z | 2016-31474 | 0 | 0 | 090000648243d390 | |||
| SEC-2016-2322-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:04:49Z | 2016-31472 | 0 | 0 | 090000648243ccc0 | |||
| SEC-2016-2341-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:55Z | 2016-31488 | 0 | 0 | 090000648243d465 | |||
| SEC-2016-2334-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc. | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:13Z | 2016-31476 | 0 | 0 | 090000648243d2fc | |||
| SEC-2016-2326-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:06:41Z | 2016-31471 | 0 | 0 | 090000648243d177 | |||
| SEC-2016-2331-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq Stock Market, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:55Z | 2016-31477 | 0 | 0 | 090000648243d250 | |||
| SEC-2016-2342-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:09:01Z | 2016-31492 | 0 | 0 | 090000648243d4aa | |||
| SEC-2016-2335-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:14Z | 2016-31480 | 0 | 0 | 090000648243d2fe | |||
| SEC-2016-2338-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:29Z | 2016-31481 | 0 | 0 | 090000648243d38d | |||
| SEC-2016-2330-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:55Z | 2016-31475 | 0 | 0 | 090000648243d24f | |||
| SEC-2016-2337-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc. | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:26Z | 2016-31482 | 0 | 0 | 090000648243d38a | |||
| SEC-2016-2321-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:03:45Z | 2016-31479 | 0 | 0 | 090000648243ccbb | |||
| SEC-2016-2327-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:11Z | 2016-31489 | 0 | 0 | 090000648243d1ba | |||
| SEC-2016-2332-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:07:57Z | 2016-31483 | 0 | 0 | 090000648243d252 | |||
| SEC-2016-2340-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-29T05:00:00Z | 2016 | 12 | 2016-12-29T05:00:00Z | 2016-12-29T13:08:41Z | 2016-31484 | 0 | 0 | 090000648243d41b | |||
| SEC-2016-2302-0001 | SEC | Applications: Transamerica Funds, et al. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:55:58Z | 2016-31290 | 0 | 0 | 0900006482439e8a | |||
| SEC-2016-2303-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:03Z | 2016-31301 | 0 | 0 | 0900006482439e8d | |||
| SEC-2016-2316-0001 | SEC | Applications: Virtus Alternative Solutions Trust, et al. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:42Z | 2016-31288 | 0 | 0 | 090000648243a136 | |||
| SEC-2016-2317-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:43Z | 2016-31307 | 0 | 0 | 090000648243a194 | |||
| SEC-2016-2304-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:07Z | 2016-31310 | 0 | 0 | 0900006482439ed4 | |||
| SEC-2016-2319-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:51Z | 2016-31300 | 0 | 0 | 090000648243a1ee | |||
| SEC-2016-2311-0001 | SEC | Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of JOBS Act: Technical Correction | Rule | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:30Z | 2016-31286 | 0 | 0 | 090000648243a0e4 | |||
| SEC-2016-2315-0001 | SEC | Applications: Ares Capital Corp., et al. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:41Z | 2016-31289 | 0 | 0 | 090000648243a135 | |||
| SEC-2016-2320-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:53Z | 2016-31297 | 0 | 0 | 090000648243a1f1 | |||
| SEC-2016-2309-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:26Z | 2016-31308 | 0 | 0 | 090000648243a094 | |||
| SEC-2016-2314-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:40Z | 2016-31305 | 0 | 0 | 090000648243a133 | |||
| SEC-2016-2307-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:31Z | 2016-31309 | 0 | 0 | 0900006482439fc1 | |||
| SEC-2016-2301-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:55:11Z | 2016-31311 | 0 | 0 | 0900006482439e3c | |||
| SEC-2016-2310-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:29Z | 2016-31303 | 0 | 0 | 090000648243a0e2 | |||
| SEC-2016-2318-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC; NYSE Arca, Inc. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:45Z | 2016-31306 | 0 | 0 | 090000648243a196 | |||
| SEC-2016-2305-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:13Z | 2016-31299 | 0 | 0 | 0900006482439f2a | |||
| SEC-2016-2312-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:32Z | 2016-31312 | 0 | 0 | 090000648243a0e6 | |||
| SEC-2016-2306-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:17Z | 2016-31302 | 0 | 0 | 0900006482439f62 | |||
| SEC-2016-2308-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc. | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:56:51Z | 2016-31298 | 0 | 0 | 090000648243a03e | |||
| SEC-2016-2313-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:33Z | 2016-31304 | 0 | 0 | 090000648243a0e8 | |||
| SEC-2016-2292-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:57Z | 2016-31107 | 0 | 0 | 09000064824373d2 | |||
| SEC-2016-2293-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Mercury, LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:10:18Z | 2016-31116 | 0 | 0 | 0900006482437418 | |||
| SEC-2016-2299-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BYX Exchange, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:25Z | 2016-31115 | 0 | 0 | 0900006482437550 | |||
| SEC-2016-2289-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:49Z | 2016-31108 | 0 | 0 | 0900006482437388 | |||
| SEC-2016-2290-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:49Z | 2016-31103 | 0 | 0 | 0900006482437389 | |||
| SEC-2016-2288-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:11Z | 2016-31109 | 0 | 0 | 0900006482437340 | |||
| SEC-2016-2300-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:39Z | 2016-31110 | 0 | 0 | 0900006482437612 | |||
| SEC-2016-2296-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:13Z | 2016-31113 | 0 | 0 | 09000064824374fa | |||
| SEC-2016-2286-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:08Z | 2016-31104 | 0 | 0 | 090000648243733b | |||
| SEC-2016-2298-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:20Z | 2016-31112 | 0 | 0 | 090000648243754a | |||
| SEC-2016-2297-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:17Z | 2016-31111 | 0 | 0 | 0900006482437500 | |||
| SEC-2016-2294-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:10:22Z | 2016-31117 | 0 | 0 | 090000648243741f | |||
| SEC-2016-2283-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:07:25Z | 2016-31102 | 0 | 0 | 0900006482436cf7 | |||
| SEC-2016-2285-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:08:53Z | 2016-31100 | 0 | 0 | 09000064824372c3 | |||
| SEC-2016-2287-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:09Z | 2016-31105 | 0 | 0 | 090000648243733d | |||
| SEC-2016-2291-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc. | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:09:54Z | 2016-31101 | 0 | 0 | 09000064824373ce | |||
| SEC-2016-2295-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:11:05Z | 2016-31106 | 0 | 0 | 090000648243746a | |||
| SEC-2016-2284-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2016-12-27T05:00:00Z | 2016 | 12 | 2016-12-27T05:00:00Z | 2016-12-27T13:08:52Z | 2016-31114 | 0 | 0 | 09000064824372c1 | |||
| SEC-2016-2272-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:02:13Z | 2016-30935 | 0 | 0 | 090000648243386b | |||
| SEC-2016-2278-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:19Z | 2016-30916 | 0 | 0 | 0900006482433e09 | |||
| SEC-2016-2277-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:17Z | 2016-30940 | 0 | 0 | 0900006482433daa | |||
| SEC-2016-2271-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BYX Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:01:37Z | 2016-30947 | 0 | 0 | 090000648243380e | |||
| SEC-2016-2276-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:13Z | 2016-30943 | 0 | 0 | 0900006482433da4 | |||
| SEC-2016-2275-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:02:49Z | 2016-30938 | 0 | 0 | 0900006482433d0a | |||
| SEC-2016-2279-0001 | SEC | Applications: Delaware Management Business Trust, et al. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:28Z | 2016-30936 | 0 | 0 | 0900006482433e10 | |||
| SEC-2016-2280-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:30Z | 2016-30945 | 0 | 0 | 0900006482433e57 | |||
| SEC-2016-2268-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.; C2 Options Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:01:27Z | 2016-30939 | 0 | 0 | 09000064824337bf | |||
| SEC-2016-2273-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:02:38Z | 2016-30937 | 0 | 0 | 0900006482433d06 | |||
| SEC-2016-2274-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:02:38Z | 2016-30917 | 0 | 0 | 0900006482433d07 | |||
| SEC-2016-2269-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats EDGX Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:01:36Z | 2016-30941 | 0 | 0 | 090000648243380c | |||
| SEC-2016-2282-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats EDGA Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:40Z | 2016-30942 | 0 | 0 | 0900006482433eb0 | |||
| SEC-2016-2281-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:03:35Z | 2016-30944 | 0 | 0 | 0900006482433e5e | |||
| SEC-2016-2267-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc. | Notice | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:00:20Z | 2016-30946 | 0 | 0 | 0900006482433513 | |||
| SEC-2016-2270-0001 | SEC | Consolidated Audit Trail | Rule | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:01:36Z | 2016-30883 | 0 | 0 | 090000648243380d | |||
| SEC-2016-2263-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC; NYSE MKT LLC | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:51:10Z | 2016-30815 | 0 | 0 | 0900006482430450 | |||
| SEC-2016-2264-0001 | SEC | Exemptions: Euroclear Bank SA and NV | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:51:13Z | 2016-30853 | 0 | 0 | 09000064824304a7 | |||
| SEC-2016-2265-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:51:17Z | 2016-30795 | 0 | 0 | 09000064824304ac | |||
| SEC-2016-2266-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc.; Bats BYX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc. | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:51:56Z | 2016-30796 | 0 | 0 | 09000064824305cd | |||
| SEC-2016-2261-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:50:04Z | 2016-30793 | 0 | 0 | 090000648243036b | |||
| SEC-2016-2262-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T12:50:53Z | 2016-30794 | 0 | 0 | 09000064824303f8 | |||
| SEC-2016-2257-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:54:59Z | 2016-30694 | 0 | 0 | 090000648242d136 | |||
| SEC-2016-2256-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:53:42Z | 2016-30695 | 0 | 0 | 090000648242d0fb | |||
| SEC-2016-2254-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:52:58Z | 2016-30689 | 0 | 0 | 090000648242d070 | |||
| SEC-2016-2255-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:53:41Z | 2016-30688 | 0 | 0 | 090000648242d0bc | |||
| SEC-2016-2258-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:55:04Z | 2016-30686 | 0 | 0 | 090000648242d13d | |||
| SEC-2016-2260-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:55:24Z | 2016-30814 | 0 | 0 | 090000648242d1c6 | |||
| SEC-2016-2259-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2016-12-21T05:00:00Z | 2016 | 12 | 2016-12-21T05:00:00Z | 2016-12-21T12:55:13Z | 2016-30687 | 0 | 0 | 090000648242d17c | |||
| SEC-2016-2240-0001 | SEC | Applications: Equus Total Return, Inc. | Notice | 2016-12-20T05:00:00Z | 2016 | 12 | 2016-12-20T05:00:00Z | 2016-12-20T13:07:44Z | 2016-30539 | 0 | 0 | 0900006482429585 | |||
| SEC-2016-2248-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2016-12-20T05:00:00Z | 2016 | 12 | 2016-12-20T05:00:00Z | 2016-12-20T13:08:38Z | 2016-30552 | 0 | 0 | 090000648242972b |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;