documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

2,270 rows where agency_id = "SEC" and posted_year = 2013 sorted by posted_date descending

✎ View and edit SQL

This data as json, CSV (advanced)

Suggested facets: posted_month, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

document_type 4

posted_year 1

  • 2013 · 2,270 ✖

agency_id 1

  • SEC · 2,270 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2013-2258-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:20:52Z 2013-31238 0 0 09000064814e4107
SEC-2013-2263-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:23:18Z 2013-31230 0 0 09000064814e41aa
SEC-2013-2264-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z 2014-01-22T04:59:59Z 2013-12-31T15:24:04Z 2013-31229 0 0 09000064814e4239
SEC-2013-2266-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:24:22Z 2013-31243 0 0 09000064814e4240
SEC-2013-2259-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z 2014-01-22T04:59:59Z 2013-12-31T15:22:51Z 2013-31227 0 0 09000064814e4154
SEC-2013-2262-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:23:14Z 2013-31237 0 0 09000064814e41a7
SEC-2013-2265-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:24:07Z 2013-31239 0 0 09000064814e423c
SEC-2013-2260-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:22:53Z 2013-31242 0 0 09000064814e4155
SEC-2013-2267-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:24:30Z 2013-31240 0 0 09000064814e4289
SEC-2013-2268-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority,Inc. Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z 2014-01-22T04:59:59Z 2013-12-31T15:25:07Z 2013-31226 0 0 09000064814e42ef
SEC-2013-2261-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-31T05:00:00Z 2013 12 2013-12-31T05:00:00Z   2013-12-31T15:23:09Z 2013-31241 0 0 09000064814e41a4
SEC-2013-2247-0001 SEC   Applications: IndexIQ ETF Trust,et al. Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:11:23Z 2013-31137 0 0 09000064814e19be
SEC-2013-2249-0001 SEC   Applications: IndexIQ ETF Trust, et al. Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:11:32Z 2013-31136 0 0 09000064814e1a02
SEC-2013-2257-0001 SEC   Applications for Deregistration Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:13:22Z 2013-31135 0 0 09000064814e1b87
SEC-2013-2252-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:12:56Z 2013-31138 0 0 09000064814e1ae6
SEC-2013-2251-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:12:39Z 2013-31134 0 0 09000064814e1a98
SEC-2013-2250-0001 SEC   Securities Exempted: Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans Rule   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:12:32Z 2013-31172 0 0 09000064814e1a4e
SEC-2013-2256-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:13:18Z 2013-31130 0 0 09000064814e1b85
SEC-2013-2254-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:13:08Z 2013-31132 0 0 09000064814e1b30
SEC-2013-2253-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z 2014-01-22T04:59:59Z 2013-12-30T14:12:59Z 2013-31128 0 0 09000064814e1b29
SEC-2013-2246-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:09:42Z 2013-31131 0 0 09000064814e18ef
SEC-2013-2248-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z 2014-01-22T04:59:59Z 2013-12-30T14:11:28Z 2013-31129 0 0 09000064814e19ff
SEC-2013-2255-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:13:11Z 2013-31133 0 0 09000064814e1b32
SEC-2013-2229-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:14:35Z 2013-30969 0 0 09000064814de341
SEC-2013-2236-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:07Z 2013-30932 0 0 09000064814de4f9
SEC-2013-2240-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:44Z 2013-30941 0 0 09000064814de9f0
SEC-2013-2238-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:22Z 2013-30936 0 0 09000064814de954
SEC-2013-2239-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:34Z 2013-30963 0 0 09000064814de9aa
SEC-2013-2241-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:18:14Z 2013-30940 0 0 09000064814deab7
SEC-2013-2235-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:03Z 2013-30965 0 0 09000064814de4f7
SEC-2013-2242-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z   2013-12-27T14:18:25Z 2013-30937 0 0 09000064814deaeb
SEC-2013-2243-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock ExchangeLLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:18:27Z 2013-30964 0 0 09000064814deaec
SEC-2013-2233-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z   2013-12-27T14:15:16Z 2013-30931 0 0 09000064814de3ce
SEC-2013-2237-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:17:16Z 2013-30934 0 0 09000064814de950
SEC-2013-2244-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:18:46Z 2013-30967 0 0 09000064814deb50
SEC-2013-2245-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:18:57Z 2013-30966 0 0 09000064814debb0
SEC-2013-2234-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:16:50Z 2013-30968 0 0 09000064814de4b4
SEC-2013-2231-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:15:05Z 2013-30939 0 0 09000064814de382
SEC-2013-2232-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z 2014-01-18T04:59:59Z 2013-12-27T14:15:11Z 2013-30933 0 0 09000064814de386
SEC-2013-2230-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-27T05:00:00Z 2013 12 2013-12-27T05:00:00Z   2013-12-27T14:15:03Z 2013-30938 0 0 09000064814de380
SEC-2013-2218-0001 SEC   Exemption Orders: Financial Industry Regulatory Authority, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z   2013-12-26T14:27:01Z 2013-30764 0 0 09000064814dca88
SEC-2013-2221-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:26Z 2013-30766 0 0 09000064814dcb1f
SEC-2013-2228-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:28:13Z 2013-30759 0 0 09000064814dcc2a
SEC-2013-2217-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:26:55Z 2013-30760 0 0 09000064814dca84
SEC-2013-2222-0001 SEC   Applications: Forethought Variable Insurance Trust, et al. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z   2013-12-26T14:27:34Z 2013-30771 0 0 09000064814dcb62
SEC-2013-2224-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:43Z 2013-30758 0 0 09000064814dcba9
SEC-2013-2227-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z   2013-12-26T14:28:11Z 2013-30765 0 0 09000064814dcc29
SEC-2013-2220-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:22Z 2013-30769 0 0 09000064814dcb1d
SEC-2013-2223-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:39Z 2013-30770 0 0 09000064814dcba5
SEC-2013-2219-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:16Z 2013-30768 0 0 09000064814dcae6
SEC-2013-2225-0001 SEC   Exemption Orders: Certain Business Development Companies Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z   2013-12-26T14:27:51Z 2013-30763 0 0 09000064814dcbda
SEC-2013-2226-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:27:59Z 2013-30767 0 0 09000064814dcbe0
SEC-2013-2215-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:26:21Z 2013-30761 0 0 09000064814dc9f0
SEC-2013-2216-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC Notice   2013-12-26T05:00:00Z 2013 12 2013-12-26T05:00:00Z 2014-01-17T04:59:59Z 2013-12-26T14:26:53Z 2013-30762 0 0 09000064814dca83
SEC-2013-2211-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:26:44Z 2013-30594 0 0 09000064814d53b5
SEC-2013-2205-0001 SEC   Suspension of Trading Orders: CompuSonics Video Corp. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z   2013-12-24T14:24:25Z 2013-30796 0 0 09000064814d527e
SEC-2013-2214-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:28:54Z 2013-30595 0 0 09000064814d5548
SEC-2013-2213-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:27:30Z 2013-30592 0 0 09000064814d547a
SEC-2013-2207-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z   2013-12-24T14:26:22Z 2013-30631 0 0 09000064814d531e
SEC-2013-2209-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:26:30Z 2013-30593 0 0 09000064814d5369
SEC-2013-2206-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z   2013-12-24T14:26:11Z 2013-30591 0 0 09000064814d52d4
SEC-2013-2210-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:26:39Z 2013-30590 0 0 09000064814d536e
SEC-2013-2208-0001 SEC   Proposed Interagency Policy Statement: Joint Standards for Assessing the Diversity Policies and Practices of Regulated Entities Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-02-08T04:59:59Z 2013-12-24T14:26:25Z 2013-30629 0 0 09000064814d5320
SEC-2013-2212-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2013-12-24T05:00:00Z 2013 12 2013-12-24T05:00:00Z 2014-01-15T04:59:59Z 2013-12-24T14:27:12Z 2013-30589 0 0 09000064814d5401
SEC-2013-2202-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:22Z 2013-30440 0 0 09000064814d303c
SEC-2013-2189-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:25Z 2013-30445 0 0 09000064814d2e6a
SEC-2013-2203-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:25Z 2013-30441 0 0 09000064814d3085
SEC-2013-2197-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:26Z 2013-30439 0 0 09000064814d2fdb
SEC-2013-2194-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z   2013-12-23T14:03:23Z 2013-30442 0 0 09000064814d2f47
SEC-2013-2199-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:22Z 2013-30444 0 0 09000064814d3033
SEC-2013-2191-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:25Z 2013-30454 0 0 09000064814d2eb5
SEC-2013-2187-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:21Z 2013-30450 0 0 09000064814d2e1f
SEC-2013-2196-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:24Z 2013-30447 0 0 09000064814d2fd8
SEC-2013-2188-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:24Z 2013-30453 0 0 09000064814d2e69
SEC-2013-2190-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:26Z 2013-30451 0 0 09000064814d2e70
SEC-2013-2193-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:25Z 2013-30446 0 0 09000064814d2f06
SEC-2013-2198-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:23Z 2013-30443 0 0 09000064814d2fe1
SEC-2013-2200-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:26Z 2013-30448 0 0 09000064814d3037
SEC-2013-2204-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:23Z 2013-30438 0 0 09000064814d3088
SEC-2013-2201-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:23Z 2013-30449 0 0 09000064814d3039
SEC-2013-2195-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc. Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:22Z 2013-30499 0 0 09000064814d2fa8
SEC-2013-2192-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-23T05:00:00Z 2013 12 2013-12-23T05:00:00Z 2014-01-14T04:59:59Z 2013-12-23T14:03:24Z 2013-30452 0 0 09000064814d2eb8
SEC-2013-2181-0001 SEC   Suspension of Trading Orders: The Enlightened Gourmet, Inc., Eternal Image,Inc., NMT Medical, Inc., and Wits Basin Precious Minerals, Inc. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z   2013-12-20T14:08:21Z 2013-30474 0 0 09000064814ce275
SEC-2013-2183-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:08:39Z 2013-30264 0 0 09000064814ce2c2
SEC-2013-2174-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:05:18Z 2013-30267 0 0 09000064814ce10f
SEC-2013-2186-0001 SEC   Applications: Catalyst Capital Advisors LLC and Mutual Fund Series Trust Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z   2013-12-20T14:09:40Z 2013-30272 0 0 09000064814ce3eb
SEC-2013-2176-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:07:47Z 2013-30265 0 0 09000064814ce1e5
SEC-2013-2185-0001 SEC   Suspension of Trading Orders: Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z   2013-12-20T14:09:39Z 2013-30473 0 0 09000064814ce39a
SEC-2013-2182-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:08:31Z 2013-30270 0 0 09000064814ce2bc
SEC-2013-2184-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:08:43Z 2013-30268 0 0 09000064814ce2c4
SEC-2013-2175-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:06:36Z 2013-30269 0 0 09000064814ce18f
SEC-2013-2178-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z   2013-12-20T14:08:09Z 2013-30274 0 0 09000064814ce22b
SEC-2013-2179-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:08:12Z 2013-30271 0 0 09000064814ce26f
SEC-2013-2177-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z 2014-01-11T04:59:59Z 2013-12-20T14:07:49Z 2013-30266 0 0 09000064814ce1e6
SEC-2013-2180-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2013-12-20T05:00:00Z 2013 12 2013-12-20T05:00:00Z   2013-12-20T14:08:19Z 2013-30273 0 0 09000064814ce274
SEC-2013-2172-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC Notice   2013-12-19T05:00:00Z 2013 12 2013-12-19T05:00:00Z 2014-01-10T04:59:59Z 2013-12-19T15:06:16Z 2013-30181 0 0 09000064814cb07f
SEC-2013-2170-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC Notice   2013-12-19T05:00:00Z 2013 12 2013-12-19T05:00:00Z 2014-01-10T04:59:59Z 2013-12-19T14:58:59Z 2013-30178 0 0 09000064814cb003
SEC-2013-2173-0001 SEC   Applications: Wells Fargo Funds Trust, et al. Notice   2013-12-19T05:00:00Z 2013 12 2013-12-19T05:00:00Z   2013-12-19T15:08:17Z 2013-30182 0 0 09000064814cb539
SEC-2013-2169-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2013-12-19T05:00:00Z 2013 12 2013-12-19T05:00:00Z 2014-01-10T04:59:59Z 2013-12-19T14:56:23Z 2013-30179 0 0 09000064814caf41
SEC-2013-2171-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC Notice   2013-12-19T05:00:00Z 2013 12 2013-12-19T05:00:00Z 2014-01-10T04:59:59Z 2013-12-19T14:59:01Z 2013-30180 0 0 09000064814cb004

Next page

Advanced export

JSON shape: default, array, newline-delimited, object

CSV options: 

CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;