documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
29 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2023 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2023-1451-0001 | SEC | Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities | Rule | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:19:51Z | 2023-24587 | 0 | 0 | 090000648633bfda | |||
| SEC-2023-1409-0001 | SEC | Prohibition Against Conflicts of Interest in Certain Securitizations | Rule | 2023-12-07T05:00:00Z | 2023 | 12 | 2023-12-07T05:00:00Z | 2023-12-07T13:10:34Z | 2023-26430 | 0 | 0 | 090000648630ac7b | |||
| SEC-2023-1398-0001 | SEC | Clearing Agency Governance and Conflicts of Interest | Rule | 2023-12-05T05:00:00Z | 2023 | 12 | 2023-12-05T05:00:00Z | 2023-12-05T12:44:09Z | 2023-25807 | 0 | 0 | 09000064862f43b3 | |||
| SEC-2023-1269-0001 | SEC | Modernization of Beneficial Ownership Reporting | Rule | 2023-11-07T05:00:00Z | 2023 | 11 | 2023-11-07T05:00:00Z | 2023-11-07T13:41:42Z | 2023-22678 | 0 | 0 | 0900006486219593 | |||
| SEC-2023-1260-0001 | SEC | Reporting of Securities Loans | Rule | 2023-11-03T04:00:00Z | 2023 | 11 | 2023-11-03T04:00:00Z | 2023-11-03T12:57:35Z | 2023-23052 | 0 | 0 | 09000064861dfb3b | |||
| SEC-2023-1244-0001 | SEC | Short Position and Short Activity Reporting by Institutional Investment Managers | Rule | 2023-11-01T04:00:00Z | 2023 | 11 | 2023-11-01T04:00:00Z | 2023-11-01T12:20:22Z | 2023-23050 | 0 | 0 | 09000064861bdf1e | |||
| SEC-2023-1226-0001 | SEC | Investment Company Names; Correction | Rule | 2023-10-27T04:00:00Z | 2023 | 10 | 2023-10-27T04:00:00Z | 2023-10-27T11:48:52Z | 2023-23778 | 0 | 0 | 090000648614a314 | |||
| SEC-2023-1179-0001 | SEC | Investment Company Names | Rule | 2023-10-11T04:00:00Z | 2023 | 10 | 2023-10-11T04:00:00Z | 2023-10-11T12:07:40Z | 2023-20793 | 0 | 0 | 09000064860a5eb8 | |||
| SEC-2023-1103-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2023-10-03T04:00:00Z | 2023 | 10 | 2023-10-03T04:00:00Z | 2023-10-03T13:31:44Z | 2023-21806 | 0 | 0 | 0900006486024919 | |||
| SEC-2023-1048-0001 | SEC | Privacy Act Regulations | Rule | 2023-09-26T04:00:00Z | 2023 | 9 | 2023-09-26T04:00:00Z | 2023-09-26T12:16:22Z | 2023-20690 | 0 | 0 | 0900006485ff5548 | |||
| SEC-2023-0996-0001 | SEC | Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews | Rule | 2023-09-14T04:00:00Z | 2023 | 9 | 2023-09-14T04:00:00Z | 2023-09-14T11:55:00Z | 2023-18660 | 0 | 0 | 0900006485f9f637 | |||
| SEC-2023-0973-0001 | SEC | Exemption for Certain Exchange Members | Rule | 2023-09-07T04:00:00Z | 2023 | 9 | 2023-09-07T04:00:00Z | 2023-09-07T12:14:54Z | 2023-18658 | 0 | 0 | 0900006485f5097b | |||
| SEC-2023-0835-0001 | SEC | Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure | Rule | 2023-08-04T04:00:00Z | 2023 | 8 | 2023-08-04T04:00:00Z | 2023-08-04T12:12:44Z | 2023-16194 | 0 | 0 | 0900006485dc5b75 | |||
| SEC-2023-0824-0001 | SEC | Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N–CSR and Form N–1A | Rule | 2023-08-03T04:00:00Z | 2023 | 8 | 2023-08-03T04:00:00Z | 2023-08-03T12:40:23Z | 2023-15124 | 0 | 0 | 0900006485db54a3 | |||
| SEC-2023-0741-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2023-07-18T04:00:00Z | 2023 | 7 | 2023-07-18T04:00:00Z | 2023-07-18T14:41:04Z | 2023-15171 | 0 | 0 | 0900006485cd24b2 | |||
| SEC-2023-0699-0001 | SEC | Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers | Rule | 2023-06-30T04:00:00Z | 2023 | 6 | 2023-06-30T04:00:00Z | 2023-06-30T12:15:50Z | 2023-12592 | 0 | 0 | 0900006485c21cc9 | |||
| SEC-2023-0647-0001 | SEC | Removal of References to Credit Ratings from Regulation M | Rule | 2023-06-20T04:00:00Z | 2023 | 6 | 2023-06-20T04:00:00Z | 2023-06-20T11:50:05Z | 2023-12591 | 0 | 0 | 0900006485b77eb3 | |||
| SEC-2023-0605-0001 | SEC | Technical Amendments to Commission Rules and Forms | Rule | 2023-06-12T04:00:00Z | 2023 | 6 | 2023-06-12T04:00:00Z | 2023-06-12T12:12:56Z | 2023-11845 | 0 | 0 | 0900006485b02b24 | |||
| SEC-2023-0606-0001 | SEC | Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting | Rule | 2023-06-12T04:00:00Z | 2023 | 6 | 2023-06-12T04:00:00Z | 2023-06-12T12:13:01Z | 2023-09775 | 0 | 0 | 0900006485b02b28 | |||
| SEC-2023-0570-0001 | SEC | Share Repurchase Disclosure Modernization | Rule | 2023-06-01T04:00:00Z | 2023 | 6 | 2023-06-01T04:00:00Z | 2023-06-01T12:08:01Z | 2023-09965 | 0 | 0 | 0900006485a9dfd7 | |||
| SEC-2023-0559-0001 | SEC | Technical Amendments to Form BD and Form BDW | Rule | 2023-05-23T04:00:00Z | 2023 | 5 | 2023-05-23T04:00:00Z | 2023-05-23T12:16:09Z | 2023-10442 | 0 | 0 | 0900006485a3503a | |||
| SEC-2023-0437-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2023-04-20T04:00:00Z | 2023 | 4 | 2023-04-20T04:00:00Z | 2023-04-20T12:13:26Z | 2023-08216 | 0 | 0 | 09000064859691ab | |||
| SEC-2023-0395-0001 | SEC | Insider Trading Arrangements and Related Disclosures | Rule | 2023-04-07T04:00:00Z | 2023 | 4 | 2023-04-07T04:00:00Z | 2023-04-07T12:33:46Z | C1-2022-27675 | 0 | 0 | 09000064858fafea | |||
| SEC-2023-0364-0001 | SEC | General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction | Rule | 2023-03-30T04:00:00Z | 2023 | 3 | 2023-03-30T04:00:00Z | 2023-03-30T14:15:43Z | 2023-06701 | 0 | 0 | 0900006485892d32 | |||
| SEC-2023-0336-0001 | SEC | Regulation S-T, General Rules and Regulations for Electronic Filings; CFR Correction | Rule | 2023-03-24T04:00:00Z | 2023 | 3 | 2023-03-24T04:00:00Z | 2023-03-24T12:28:56Z | 2023-06293 | 0 | 0 | 09000064858409a4 | |||
| SEC-2023-0343-0001 | SEC | General Rules and Regulations, Securities Act of 1933; CFR Correction | Rule | 2023-03-24T04:00:00Z | 2023 | 3 | 2023-03-24T04:00:00Z | 2023-03-24T12:30:05Z | 2023-06287 | 0 | 0 | 0900006485840b86 | |||
| SEC-2023-0242-0001 | SEC | Shortening the Securities Transaction Settlement Cycle | Rule | 2023-03-06T05:00:00Z | 2023 | 3 | 2023-03-06T05:00:00Z | 2023-03-06T12:25:11Z | 2023-03566 | 0 | 0 | 0900006485761c8d | |||
| SEC-2023-0226-0001 | SEC | Extending Form 144 EDGAR Filing Hours | Rule | 2023-02-27T05:00:00Z | 2023 | 2 | 2023-02-27T05:00:00Z | 2023-02-27T13:17:59Z | 2023-03931 | 0 | 0 | 090000648571b8f3 | |||
| SEC-2023-0079-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2023-01-24T05:00:00Z | 2023 | 1 | 2023-01-24T05:00:00Z | 2023-01-24T13:11:54Z | 2023-01200 | 0 | 0 | 0900006485605f48 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;