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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

29 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2023 sorted by posted_date descending

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posted_year 1

  • 2023 · 29 ✖

document_type 1

  • Rule · 29 ✖

agency_id 1

  • SEC · 29 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2023-1451-0001 SEC   Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Rule   2023-12-15T05:00:00Z 2023 12 2023-12-15T05:00:00Z   2023-12-15T13:19:51Z 2023-24587 0 0 090000648633bfda
SEC-2023-1409-0001 SEC   Prohibition Against Conflicts of Interest in Certain Securitizations Rule   2023-12-07T05:00:00Z 2023 12 2023-12-07T05:00:00Z   2023-12-07T13:10:34Z 2023-26430 0 0 090000648630ac7b
SEC-2023-1398-0001 SEC   Clearing Agency Governance and Conflicts of Interest Rule   2023-12-05T05:00:00Z 2023 12 2023-12-05T05:00:00Z   2023-12-05T12:44:09Z 2023-25807 0 0 09000064862f43b3
SEC-2023-1269-0001 SEC   Modernization of Beneficial Ownership Reporting Rule   2023-11-07T05:00:00Z 2023 11 2023-11-07T05:00:00Z   2023-11-07T13:41:42Z 2023-22678 0 0 0900006486219593
SEC-2023-1260-0001 SEC   Reporting of Securities Loans Rule   2023-11-03T04:00:00Z 2023 11 2023-11-03T04:00:00Z   2023-11-03T12:57:35Z 2023-23052 0 0 09000064861dfb3b
SEC-2023-1244-0001 SEC   Short Position and Short Activity Reporting by Institutional Investment Managers Rule   2023-11-01T04:00:00Z 2023 11 2023-11-01T04:00:00Z   2023-11-01T12:20:22Z 2023-23050 0 0 09000064861bdf1e
SEC-2023-1226-0001 SEC   Investment Company Names; Correction Rule   2023-10-27T04:00:00Z 2023 10 2023-10-27T04:00:00Z   2023-10-27T11:48:52Z 2023-23778 0 0 090000648614a314
SEC-2023-1179-0001 SEC   Investment Company Names Rule   2023-10-11T04:00:00Z 2023 10 2023-10-11T04:00:00Z   2023-10-11T12:07:40Z 2023-20793 0 0 09000064860a5eb8
SEC-2023-1103-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2023-10-03T04:00:00Z 2023 10 2023-10-03T04:00:00Z   2023-10-03T13:31:44Z 2023-21806 0 0 0900006486024919
SEC-2023-1048-0001 SEC   Privacy Act Regulations Rule   2023-09-26T04:00:00Z 2023 9 2023-09-26T04:00:00Z   2023-09-26T12:16:22Z 2023-20690 0 0 0900006485ff5548
SEC-2023-0996-0001 SEC   Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews Rule   2023-09-14T04:00:00Z 2023 9 2023-09-14T04:00:00Z   2023-09-14T11:55:00Z 2023-18660 0 0 0900006485f9f637
SEC-2023-0973-0001 SEC   Exemption for Certain Exchange Members Rule   2023-09-07T04:00:00Z 2023 9 2023-09-07T04:00:00Z   2023-09-07T12:14:54Z 2023-18658 0 0 0900006485f5097b
SEC-2023-0835-0001 SEC   Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Rule   2023-08-04T04:00:00Z 2023 8 2023-08-04T04:00:00Z   2023-08-04T12:12:44Z 2023-16194 0 0 0900006485dc5b75
SEC-2023-0824-0001 SEC   Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N–CSR and Form N–1A Rule   2023-08-03T04:00:00Z 2023 8 2023-08-03T04:00:00Z   2023-08-03T12:40:23Z 2023-15124 0 0 0900006485db54a3
SEC-2023-0741-0001 SEC   Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual Rule   2023-07-18T04:00:00Z 2023 7 2023-07-18T04:00:00Z   2023-07-18T14:41:04Z 2023-15171 0 0 0900006485cd24b2
SEC-2023-0699-0001 SEC   Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers Rule   2023-06-30T04:00:00Z 2023 6 2023-06-30T04:00:00Z   2023-06-30T12:15:50Z 2023-12592 0 0 0900006485c21cc9
SEC-2023-0647-0001 SEC   Removal of References to Credit Ratings from Regulation M Rule   2023-06-20T04:00:00Z 2023 6 2023-06-20T04:00:00Z   2023-06-20T11:50:05Z 2023-12591 0 0 0900006485b77eb3
SEC-2023-0605-0001 SEC   Technical Amendments to Commission Rules and Forms Rule   2023-06-12T04:00:00Z 2023 6 2023-06-12T04:00:00Z   2023-06-12T12:12:56Z 2023-11845 0 0 0900006485b02b24
SEC-2023-0606-0001 SEC   Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting Rule   2023-06-12T04:00:00Z 2023 6 2023-06-12T04:00:00Z   2023-06-12T12:13:01Z 2023-09775 0 0 0900006485b02b28
SEC-2023-0570-0001 SEC   Share Repurchase Disclosure Modernization Rule   2023-06-01T04:00:00Z 2023 6 2023-06-01T04:00:00Z   2023-06-01T12:08:01Z 2023-09965 0 0 0900006485a9dfd7
SEC-2023-0559-0001 SEC   Technical Amendments to Form BD and Form BDW Rule   2023-05-23T04:00:00Z 2023 5 2023-05-23T04:00:00Z   2023-05-23T12:16:09Z 2023-10442 0 0 0900006485a3503a
SEC-2023-0437-0001 SEC   Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual Rule   2023-04-20T04:00:00Z 2023 4 2023-04-20T04:00:00Z   2023-04-20T12:13:26Z 2023-08216 0 0 09000064859691ab
SEC-2023-0395-0001 SEC   Insider Trading Arrangements and Related Disclosures Rule   2023-04-07T04:00:00Z 2023 4 2023-04-07T04:00:00Z   2023-04-07T12:33:46Z C1-2022-27675 0 0 09000064858fafea
SEC-2023-0364-0001 SEC   General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction Rule   2023-03-30T04:00:00Z 2023 3 2023-03-30T04:00:00Z   2023-03-30T14:15:43Z 2023-06701 0 0 0900006485892d32
SEC-2023-0336-0001 SEC   Regulation S-T, General Rules and Regulations for Electronic Filings; CFR Correction Rule   2023-03-24T04:00:00Z 2023 3 2023-03-24T04:00:00Z   2023-03-24T12:28:56Z 2023-06293 0 0 09000064858409a4
SEC-2023-0343-0001 SEC   General Rules and Regulations, Securities Act of 1933; CFR Correction Rule   2023-03-24T04:00:00Z 2023 3 2023-03-24T04:00:00Z   2023-03-24T12:30:05Z 2023-06287 0 0 0900006485840b86
SEC-2023-0242-0001 SEC   Shortening the Securities Transaction Settlement Cycle Rule   2023-03-06T05:00:00Z 2023 3 2023-03-06T05:00:00Z   2023-03-06T12:25:11Z 2023-03566 0 0 0900006485761c8d
SEC-2023-0226-0001 SEC   Extending Form 144 EDGAR Filing Hours Rule   2023-02-27T05:00:00Z 2023 2 2023-02-27T05:00:00Z   2023-02-27T13:17:59Z 2023-03931 0 0 090000648571b8f3
SEC-2023-0079-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2023-01-24T05:00:00Z 2023 1 2023-01-24T05:00:00Z   2023-01-24T13:11:54Z 2023-01200 0 0 0900006485605f48

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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