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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

28 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2021 sorted by posted_date descending

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Suggested facets: title, posted_date, posted_month, comment_start_date, posted_date (date), comment_start_date (date), last_modified (date)

posted_year 1

  • 2021 · 28 ✖

document_type 1

  • Rule · 28 ✖

agency_id 1

  • SEC · 28 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2021-1767-0001 SEC   Credit Risk Retention: Determination of Review Rule   2021-12-20T05:00:00Z 2021 12 2021-12-20T05:00:00Z   2021-12-20T12:40:45Z 2021-27561 0 0 0900006484ed6246
SEC-2021-1723-0001 SEC   Holding Foreign Companies Accountable Act Disclosure Rule   2021-12-09T05:00:00Z 2021 12 2021-12-09T05:00:00Z   2021-12-09T12:46:27Z 2021-26528 0 0 0900006484eb2379
SEC-2021-1724-0001 SEC   Filing Fee Disclosure and Payment Methods Modernization Rule   2021-12-09T05:00:00Z 2021 12 2021-12-09T05:00:00Z   2021-12-09T12:46:32Z 2021-22756 0 0 0900006484eb237e
SEC-2021-1691-0001 SEC   Staff Accounting Bulletin No. 120 Rule   2021-12-01T05:00:00Z 2021 12 2021-12-01T05:00:00Z   2021-12-01T13:50:17Z 2021-26027 0 0 0900006484e8f295
SEC-2021-1692-0001 SEC   Universal Proxy Rule   2021-12-01T05:00:00Z 2021 12 2021-12-01T05:00:00Z   2021-12-01T13:50:30Z 2021-25492 0 0 0900006484e8f2de
SEC-2021-1588-0001 SEC   Performance-Based Investment Advisory Fees Rule   2021-11-10T05:00:00Z 2021 11 2021-11-10T05:00:00Z   2021-11-10T12:48:45Z 2021-24525 0 0 0900006484e3b870
SEC-2021-1385-0001 SEC   Adoption of Updated EDGAR Filer Manual, Form ID Amendments Rule   2021-10-07T04:00:00Z 2021 10 2021-10-07T04:00:00Z   2021-10-07T11:58:21Z 2021-21915 0 0 0900006484dbdba4
SEC-2021-1148-0001 SEC   Freedom of Information Act Regulations Rule   2021-08-26T04:00:00Z 2021 8 2021-08-26T04:00:00Z   2021-08-26T11:42:11Z 2021-18425 0 0 0900006484ca8bff
SEC-2021-1106-0001 SEC   Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers: Correction Rule   2021-08-16T04:00:00Z 2021 8 2021-08-16T04:00:00Z   2021-08-16T11:51:35Z 2021-16960 0 0 0900006484c635a6
SEC-2021-1101-0001 SEC   Procedures for the Commission's Use of Certain Authorities under the Securities Exchange Act Of 1934 Rule   2021-08-13T04:00:00Z 2021 8 2021-08-13T04:00:00Z   2021-08-13T12:24:16Z 2021-17019 0 0 0900006484c4ff10
SEC-2021-1031-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2021-07-28T04:00:00Z 2021 7 2021-07-28T04:00:00Z   2021-07-28T12:13:48Z 2021-15317 0 0 0900006484c1495c
SEC-2021-0830-0001 SEC   Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction Rule   2021-06-11T04:00:00Z 2021 6 2021-06-11T04:00:00Z   2021-06-11T11:45:59Z 2021-11572 0 0 0900006484b6be87
SEC-2021-0785-0001 SEC   Market Data Infrastructure Rule   2021-06-01T04:00:00Z 2021 6 2021-06-01T04:00:00Z   2021-06-01T11:47:24Z 2021-11282 0 0 0900006484b46b74
SEC-2021-0687-0001 SEC   Adoption of Updated EDGAR Filer Manual, Form ID Amendments Rule   2021-05-11T04:00:00Z 2021 5 2021-05-11T04:00:00Z   2021-05-11T11:40:02Z 2021-08759 0 0 0900006484ae99d7
SEC-2021-0480-0001 SEC   Market Data Infrastructure Rule   2021-04-09T04:00:00Z 2021 4 2021-04-09T04:00:00Z   2021-04-09T11:48:36Z 2020-28370 0 0 0900006484aa13e4
SEC-2021-0455-0001 SEC   Holding Foreign Companies Accountable Act Disclosure Rule   2021-04-05T04:00:00Z 2021 4 2021-04-05T04:00:00Z   2021-04-05T11:50:32Z 2021-06292 0 0 0900006484a994a2
SEC-2021-0332-0001 SEC   Amendments to the Rules of Practice; Correction Rule   2021-03-10T05:00:00Z 2021 3 2021-03-10T05:00:00Z   2021-03-10T12:36:19Z 2021-04960 0 0 0900006484a65158
SEC-2021-0317-0001 SEC   Investment Adviser Marketing Rule   2021-03-05T05:00:00Z 2021 3 2021-03-05T05:00:00Z   2021-03-05T13:08:06Z 2020-28868 0 0 0900006484a605de
SEC-2021-0281-0001 SEC   Custody of Digital Asset Securities by Special Purpose Broker-Dealers Rule   2021-02-26T05:00:00Z 2021 2 2021-02-26T05:00:00Z   2021-02-26T13:18:53Z 2020-28847 0 0 0900006484a4fa92
SEC-2021-0225-0001 SEC   Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Rule   2021-02-16T05:00:00Z 2021 2 2021-02-16T05:00:00Z   2021-02-16T12:53:47Z 2020-28819 0 0 0900006484a37f9f
SEC-2021-0188-0001 SEC   Qualifications of Accountants; Correction Rule   2021-02-09T05:00:00Z 2021 2 2021-02-09T05:00:00Z   2021-02-09T12:50:53Z 2021-02615 0 0 0900006484a21c92
SEC-2021-0159-0001 SEC   Administration of the Electronic Data Gathering, Analysis, and Retrieval System Rule   2021-02-03T05:00:00Z 2021 2 2021-02-03T05:00:00Z   2021-02-03T12:45:27Z 2020-28273 0 0 0900006484a17f87
SEC-2021-0157-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2021-02-03T05:00:00Z 2021 2 2021-02-03T05:00:00Z   2021-02-03T12:45:05Z 2021-00381 0 0 0900006484a17edd
SEC-2021-0141-0001 SEC   Exemption from the Definition of "Clearing Agency" for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities Rule   2021-02-01T05:00:00Z 2021 2 2021-02-01T05:00:00Z   2021-02-01T12:58:57Z 2020-28194 0 0 0900006484a11b00
SEC-2021-0060-0001 SEC   Disclosure of Payments by Resource Extraction Issuers Rule   2021-01-15T05:00:00Z 2021 1 2021-01-15T05:00:00Z   2021-01-15T16:32:39Z 2020-28103 0 0 09000064849f459e
SEC-2021-0053-0001 SEC   Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Rule   2021-01-14T05:00:00Z 2021 1 2021-01-14T05:00:00Z   2021-01-14T13:29:55Z 2020-24749 0 0 09000064849f264f
SEC-2021-0044-0001 SEC   Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Rule   2021-01-11T05:00:00Z 2021 1 2021-01-11T05:00:00Z   2021-01-11T12:49:17Z 2020-26090 0 0 09000064849ec449
SEC-2021-0033-0001 SEC   Good Faith Determinations of Fair Value Rule   2021-01-06T05:00:00Z 2021 1 2021-01-06T05:00:00Z   2021-01-06T12:55:31Z 2020-26971 0 0 09000064849e0992

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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