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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

44 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2020 sorted by posted_date descending

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posted_year 1

  • 2020 · 44 ✖

document_type 1

  • Rule · 44 ✖

agency_id 1

  • SEC · 44 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2020-2119-0001 SEC   Rules of Practice Rule   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:02Z 2020-25747 0 0 09000064849d17bc
SEC-2020-2079-0001 SEC   Delegation of Authority to Director of the Division of Enforcement Rule   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:12:50Z 2020-27537 0 0 09000064849cf140
SEC-2020-2035-0001 SEC   Use of Derivatives by Registered Investment Companies and Business Development Companies Rule   2020-12-21T05:00:00Z 2020 12 2020-12-21T05:00:00Z   2020-12-21T12:48:11Z 2020-24781 0 0 09000064849aeee5
SEC-2020-1966-0001 SEC   Qualifications of Accountants Rule   2020-12-11T05:00:00Z 2020 12 2020-12-11T05:00:00Z   2020-12-11T13:12:44Z 2020-23364 0 0 0900006484998593
SEC-2020-1930-0001 SEC   Electronic Signatures Rule   2020-12-04T05:00:00Z 2020 12 2020-12-04T05:00:00Z   2020-12-04T12:42:05Z 2020-26166 0 0 0900006484985c6c
SEC-2020-1880-0001 SEC   Customer Margin Rules Relating to Security Futures Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:48:58Z 2020-24353 0 0 090000648497318d
SEC-2020-1859-0001 SEC   Fund of Funds Arrangements Rule   2020-11-19T05:00:00Z 2020 11 2020-11-19T05:00:00Z   2020-11-19T12:51:51Z 2020-23355 0 0 0900006484968553
SEC-2020-1763-0001 SEC   Whistleblower Program Rules Rule   2020-11-05T05:00:00Z 2020 11 2020-11-05T05:00:00Z   2020-11-05T13:05:45Z 2020-21444 0 0 090000648494c896
SEC-2020-1753-0001 SEC   Procedural Requirements and Resubmission Thresholds under Exchange Act Rule   2020-11-04T05:00:00Z 2020 11 2020-11-04T05:00:00Z   2020-11-04T12:47:34Z 2020-21580 0 0 0900006484949f9e
SEC-2020-1748-0001 SEC   Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual Rule   2020-11-03T05:00:00Z 2020 11 2020-11-03T05:00:00Z   2020-11-03T12:49:21Z 2020-22391 0 0 09000064849482e3
SEC-2020-1722-0001 SEC   Publication or Submission of Quotations Without Specified Information Rule   2020-10-27T04:00:00Z 2020 10 2020-10-27T04:00:00Z   2020-10-27T11:50:02Z 2020-20980 0 0 090000648493699a
SEC-2020-1645-0001 SEC   Update of Statistical Disclosures for Bank and Savings and Loan Registrants Rule   2020-10-16T04:00:00Z 2020 10 2020-10-16T04:00:00Z   2020-10-16T11:41:23Z 2020-20655 0 0 0900006484911a45
SEC-2020-1637-0001 SEC   Rescission of Effective-Upon-Filing Procedure for National Market System Plan Fee Amendments and Modified Procedures for Proposed National Market System Plans and Plan Amendments Rule   2020-10-15T04:00:00Z 2020 10 2020-10-15T04:00:00Z   2020-10-15T11:55:20Z 2020-18572 0 0 090000648490ff29
SEC-2020-1597-0001 SEC   Accredited Investor Definition Rule   2020-10-09T04:00:00Z 2020 10 2020-10-09T04:00:00Z   2020-10-09T11:45:53Z 2020-19189 0 0 09000064848f0826
SEC-2020-1598-0001 SEC   Order: Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status Rule   2020-10-09T04:00:00Z 2020 10 2020-10-09T04:00:00Z   2020-10-09T11:46:13Z 2020-19188 0 0 09000064848f08da
SEC-2020-1586-0001 SEC   Modernization of Regulation S-K Items 101, 103, and 105 Rule   2020-10-08T04:00:00Z 2020 10 2020-10-08T04:00:00Z   2020-10-08T12:41:05Z 2020-19182 0 0 09000064848ec073
SEC-2020-1527-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction Rule   2020-09-25T04:00:00Z 2020 9 2020-09-25T04:00:00Z   2020-09-25T11:51:29Z 2020-21100 0 0 0900006484879046
SEC-2020-1470-0001 SEC   Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 Rule   2020-09-15T04:00:00Z 2020 9 2020-09-15T04:00:00Z   2020-09-15T11:50:22Z 2020-14884 0 0 090000648485925a
SEC-2020-1411-0001 SEC   Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers Rule   2020-09-03T04:00:00Z 2020 9 2020-09-03T04:00:00Z   2020-09-03T11:49:12Z 2020-16338 0 0 090000648484058a
SEC-2020-1412-0001 SEC   Exemptions From the Proxy Rules for Proxy Voting Advice Rule   2020-09-03T04:00:00Z 2020 9 2020-09-03T04:00:00Z   2020-09-03T11:49:47Z 2020-16337 0 0 0900006484840620
SEC-2020-1400-0001 SEC   Temporary Amendments to Regulation Crowdfunding; Extension Rule   2020-09-02T04:00:00Z 2020 9 2020-09-02T04:00:00Z   2020-09-02T11:46:16Z 2020-19468 0 0 0900006484837e0c
SEC-2020-1390-0001 SEC   Covered Broker-Dealer Provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act Rule   2020-08-31T04:00:00Z 2020 8 2020-08-31T04:00:00Z   2020-08-31T12:03:23Z 2020-16468 0 0 090000648482cfe0
SEC-2020-1387-0001 SEC   Amendments to Financial Disclosures about Acquired and Disposed Businesses Rule   2020-08-31T04:00:00Z 2020 8 2020-08-31T04:00:00Z   2020-08-31T12:01:14Z 2020-11479 0 0 090000648482ceb6
SEC-2020-1381-0001 SEC   Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities: Correction Rule   2020-08-31T04:00:00Z 2020 8 2020-08-31T04:00:00Z   2020-08-31T12:00:09Z 2020-11480 0 0 090000648482cdd3
SEC-2020-1211-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Rule   2020-07-31T04:00:00Z 2020 7 2020-07-31T04:00:00Z   2020-07-31T12:00:01Z 2020-15525 0 0 09000064847c3ad1
SEC-2020-1189-0001 SEC   Securities Offering Reform for Closed-End Investment Companies; Correction Rule   2020-07-27T04:00:00Z 2020 7 2020-07-27T04:00:00Z   2020-07-27T11:49:11Z 2020-15170 0 0 09000064847a990c
SEC-2020-1024-0001 SEC   Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts; Correction Rule   2020-07-01T04:00:00Z 2020 7 2020-07-01T04:00:00Z   2020-07-01T12:18:44Z 2020-12902 0 0 090000648471dfe3
SEC-2020-0865-0001 SEC   Recordkeeping and Reporting Requirements: Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction Rule   2020-06-01T04:00:00Z 2020 6 2020-06-01T04:00:00Z   2020-06-01T11:57:36Z 2020-10016 0 0 09000064846bf723
SEC-2020-0857-0001 SEC   Securities Offering Reform for Closed-End Investment Companies Rule   2020-06-01T04:00:00Z 2020 6 2020-06-01T04:00:00Z   2020-06-01T11:54:48Z 2020-07790 0 0 09000064846bf564
SEC-2020-0784-0001 SEC   Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts Rule   2020-05-18T04:00:00Z 2020 5 2020-05-18T04:00:00Z   2020-05-18T11:55:31Z C2-2020-05526 0 0 0900006484630378
SEC-2020-0773-0001 SEC   Definition of Covered Clearing Agency Rule   2020-05-14T04:00:00Z 2020 5 2020-05-14T04:00:00Z   2020-05-14T11:44:50Z 2020-07905 0 0 09000064845f4e5b
SEC-2020-0764-0001 SEC   Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts Rule   2020-05-13T04:00:00Z 2020 5 2020-05-13T04:00:00Z   2020-05-13T11:55:48Z C1-2020-05526 0 0 09000064845e4e85
SEC-2020-0738-0001 SEC   Temporary Amendments to Regulation Crowdfunding Rule   2020-05-07T04:00:00Z 2020 5 2020-05-07T04:00:00Z   2020-05-07T11:46:54Z 2020-09806 0 0 0900006484573168
SEC-2020-0704-0001 SEC   Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts Rule   2020-05-01T04:00:00Z 2020 5 2020-05-01T04:00:00Z   2020-05-01T18:15:47Z 2020-05526 0 0 090000648452f5e3
SEC-2020-0597-0001 SEC   Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities Rule   2020-04-20T04:00:00Z 2020 4 2020-04-20T04:00:00Z   2020-04-20T11:40:25Z 2020-04776 0 0 09000064844b78b3
SEC-2020-0551-0001 SEC   Accelerated Filer and Large Accelerated Filer Definitions; Correction Rule   2020-04-09T04:00:00Z 2020 4 2020-04-09T04:00:00Z   2020-04-09T11:56:23Z 2020-06926 0 0 0900006484495911
SEC-2020-0469-0001 SEC   Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) Rule   2020-03-31T04:00:00Z 2020 3 2020-03-31T04:00:00Z   2020-03-31T11:51:15Z 2020-06721 0 0 090000648447a3fc
SEC-2020-0459-0001 SEC   Accelerated Filer and Large Accelerated Filer Definitions Rule   2020-03-26T04:00:00Z 2020 3 2020-03-26T04:00:00Z   2020-03-26T11:55:29Z 2020-05546 0 0 090000648446ae7f
SEC-2020-0329-0001 SEC   Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies Rule   2020-03-10T04:00:00Z 2020 3 2020-03-10T04:00:00Z   2020-03-10T11:48:40Z 2020-04571 0 0 090000648441f8fe
SEC-2020-0294-0001 SEC   Delegation of Authority to the General Counsel of the Commission Rule   2020-03-02T05:00:00Z 2020 3 2020-03-02T05:00:00Z   2020-03-02T13:09:31Z 2020-03705 0 0 09000064843cf806
SEC-2020-0258-0001 SEC   Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations Rule   2020-02-25T05:00:00Z 2020 2 2020-02-25T05:00:00Z   2020-02-25T12:43:50Z 2020-02296 0 0 09000064843acff2
SEC-2020-0216-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2020-02-19T05:00:00Z 2020 2 2020-02-19T05:00:00Z   2020-02-19T12:48:00Z 2020-02083 0 0 09000064843868fe
SEC-2020-0152-0001 SEC   Cross-Border Application of Certain Security-Based Swap Requirements Rule   2020-02-04T05:00:00Z 2020 2 2020-02-04T05:00:00Z   2020-02-04T13:02:00Z 2019-27760 0 0 090000648432557b
SEC-2020-0149-0001 SEC   Risk Mitigation Techniques for Uncleared Security-Based Swaps Rule   2020-02-04T05:00:00Z 2020 2 2020-02-04T05:00:00Z   2020-02-04T13:00:05Z 2019-27762 0 0 0900006484325075

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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