documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
44 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2020 sorted by posted_date descending
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Suggested facets: posted_month, posted_date (date), comment_start_date (date), last_modified (date)
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2020-2119-0001 | SEC | Rules of Practice | Rule | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:02Z | 2020-25747 | 0 | 0 | 09000064849d17bc | |||
| SEC-2020-2079-0001 | SEC | Delegation of Authority to Director of the Division of Enforcement | Rule | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:12:50Z | 2020-27537 | 0 | 0 | 09000064849cf140 | |||
| SEC-2020-2035-0001 | SEC | Use of Derivatives by Registered Investment Companies and Business Development Companies | Rule | 2020-12-21T05:00:00Z | 2020 | 12 | 2020-12-21T05:00:00Z | 2020-12-21T12:48:11Z | 2020-24781 | 0 | 0 | 09000064849aeee5 | |||
| SEC-2020-1966-0001 | SEC | Qualifications of Accountants | Rule | 2020-12-11T05:00:00Z | 2020 | 12 | 2020-12-11T05:00:00Z | 2020-12-11T13:12:44Z | 2020-23364 | 0 | 0 | 0900006484998593 | |||
| SEC-2020-1930-0001 | SEC | Electronic Signatures | Rule | 2020-12-04T05:00:00Z | 2020 | 12 | 2020-12-04T05:00:00Z | 2020-12-04T12:42:05Z | 2020-26166 | 0 | 0 | 0900006484985c6c | |||
| SEC-2020-1880-0001 | SEC | Customer Margin Rules Relating to Security Futures | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:48:58Z | 2020-24353 | 0 | 0 | 090000648497318d | |||
| SEC-2020-1859-0001 | SEC | Fund of Funds Arrangements | Rule | 2020-11-19T05:00:00Z | 2020 | 11 | 2020-11-19T05:00:00Z | 2020-11-19T12:51:51Z | 2020-23355 | 0 | 0 | 0900006484968553 | |||
| SEC-2020-1763-0001 | SEC | Whistleblower Program Rules | Rule | 2020-11-05T05:00:00Z | 2020 | 11 | 2020-11-05T05:00:00Z | 2020-11-05T13:05:45Z | 2020-21444 | 0 | 0 | 090000648494c896 | |||
| SEC-2020-1753-0001 | SEC | Procedural Requirements and Resubmission Thresholds under Exchange Act | Rule | 2020-11-04T05:00:00Z | 2020 | 11 | 2020-11-04T05:00:00Z | 2020-11-04T12:47:34Z | 2020-21580 | 0 | 0 | 0900006484949f9e | |||
| SEC-2020-1748-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2020-11-03T05:00:00Z | 2020 | 11 | 2020-11-03T05:00:00Z | 2020-11-03T12:49:21Z | 2020-22391 | 0 | 0 | 09000064849482e3 | |||
| SEC-2020-1722-0001 | SEC | Publication or Submission of Quotations Without Specified Information | Rule | 2020-10-27T04:00:00Z | 2020 | 10 | 2020-10-27T04:00:00Z | 2020-10-27T11:50:02Z | 2020-20980 | 0 | 0 | 090000648493699a | |||
| SEC-2020-1645-0001 | SEC | Update of Statistical Disclosures for Bank and Savings and Loan Registrants | Rule | 2020-10-16T04:00:00Z | 2020 | 10 | 2020-10-16T04:00:00Z | 2020-10-16T11:41:23Z | 2020-20655 | 0 | 0 | 0900006484911a45 | |||
| SEC-2020-1637-0001 | SEC | Rescission of Effective-Upon-Filing Procedure for National Market System Plan Fee Amendments and Modified Procedures for Proposed National Market System Plans and Plan Amendments | Rule | 2020-10-15T04:00:00Z | 2020 | 10 | 2020-10-15T04:00:00Z | 2020-10-15T11:55:20Z | 2020-18572 | 0 | 0 | 090000648490ff29 | |||
| SEC-2020-1597-0001 | SEC | Accredited Investor Definition | Rule | 2020-10-09T04:00:00Z | 2020 | 10 | 2020-10-09T04:00:00Z | 2020-10-09T11:45:53Z | 2020-19189 | 0 | 0 | 09000064848f0826 | |||
| SEC-2020-1598-0001 | SEC | Order: Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status | Rule | 2020-10-09T04:00:00Z | 2020 | 10 | 2020-10-09T04:00:00Z | 2020-10-09T11:46:13Z | 2020-19188 | 0 | 0 | 09000064848f08da | |||
| SEC-2020-1586-0001 | SEC | Modernization of Regulation S-K Items 101, 103, and 105 | Rule | 2020-10-08T04:00:00Z | 2020 | 10 | 2020-10-08T04:00:00Z | 2020-10-08T12:41:05Z | 2020-19182 | 0 | 0 | 09000064848ec073 | |||
| SEC-2020-1527-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction | Rule | 2020-09-25T04:00:00Z | 2020 | 9 | 2020-09-25T04:00:00Z | 2020-09-25T11:51:29Z | 2020-21100 | 0 | 0 | 0900006484879046 | |||
| SEC-2020-1470-0001 | SEC | Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 | Rule | 2020-09-15T04:00:00Z | 2020 | 9 | 2020-09-15T04:00:00Z | 2020-09-15T11:50:22Z | 2020-14884 | 0 | 0 | 090000648485925a | |||
| SEC-2020-1411-0001 | SEC | Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers | Rule | 2020-09-03T04:00:00Z | 2020 | 9 | 2020-09-03T04:00:00Z | 2020-09-03T11:49:12Z | 2020-16338 | 0 | 0 | 090000648484058a | |||
| SEC-2020-1412-0001 | SEC | Exemptions From the Proxy Rules for Proxy Voting Advice | Rule | 2020-09-03T04:00:00Z | 2020 | 9 | 2020-09-03T04:00:00Z | 2020-09-03T11:49:47Z | 2020-16337 | 0 | 0 | 0900006484840620 | |||
| SEC-2020-1400-0001 | SEC | Temporary Amendments to Regulation Crowdfunding; Extension | Rule | 2020-09-02T04:00:00Z | 2020 | 9 | 2020-09-02T04:00:00Z | 2020-09-02T11:46:16Z | 2020-19468 | 0 | 0 | 0900006484837e0c | |||
| SEC-2020-1390-0001 | SEC | Covered Broker-Dealer Provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act | Rule | 2020-08-31T04:00:00Z | 2020 | 8 | 2020-08-31T04:00:00Z | 2020-08-31T12:03:23Z | 2020-16468 | 0 | 0 | 090000648482cfe0 | |||
| SEC-2020-1387-0001 | SEC | Amendments to Financial Disclosures about Acquired and Disposed Businesses | Rule | 2020-08-31T04:00:00Z | 2020 | 8 | 2020-08-31T04:00:00Z | 2020-08-31T12:01:14Z | 2020-11479 | 0 | 0 | 090000648482ceb6 | |||
| SEC-2020-1381-0001 | SEC | Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities: Correction | Rule | 2020-08-31T04:00:00Z | 2020 | 8 | 2020-08-31T04:00:00Z | 2020-08-31T12:00:09Z | 2020-11480 | 0 | 0 | 090000648482cdd3 | |||
| SEC-2020-1211-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Rule | 2020-07-31T04:00:00Z | 2020 | 7 | 2020-07-31T04:00:00Z | 2020-07-31T12:00:01Z | 2020-15525 | 0 | 0 | 09000064847c3ad1 | |||
| SEC-2020-1189-0001 | SEC | Securities Offering Reform for Closed-End Investment Companies; Correction | Rule | 2020-07-27T04:00:00Z | 2020 | 7 | 2020-07-27T04:00:00Z | 2020-07-27T11:49:11Z | 2020-15170 | 0 | 0 | 09000064847a990c | |||
| SEC-2020-1024-0001 | SEC | Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts; Correction | Rule | 2020-07-01T04:00:00Z | 2020 | 7 | 2020-07-01T04:00:00Z | 2020-07-01T12:18:44Z | 2020-12902 | 0 | 0 | 090000648471dfe3 | |||
| SEC-2020-0865-0001 | SEC | Recordkeeping and Reporting Requirements: Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction | Rule | 2020-06-01T04:00:00Z | 2020 | 6 | 2020-06-01T04:00:00Z | 2020-06-01T11:57:36Z | 2020-10016 | 0 | 0 | 09000064846bf723 | |||
| SEC-2020-0857-0001 | SEC | Securities Offering Reform for Closed-End Investment Companies | Rule | 2020-06-01T04:00:00Z | 2020 | 6 | 2020-06-01T04:00:00Z | 2020-06-01T11:54:48Z | 2020-07790 | 0 | 0 | 09000064846bf564 | |||
| SEC-2020-0784-0001 | SEC | Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts | Rule | 2020-05-18T04:00:00Z | 2020 | 5 | 2020-05-18T04:00:00Z | 2020-05-18T11:55:31Z | C2-2020-05526 | 0 | 0 | 0900006484630378 | |||
| SEC-2020-0773-0001 | SEC | Definition of Covered Clearing Agency | Rule | 2020-05-14T04:00:00Z | 2020 | 5 | 2020-05-14T04:00:00Z | 2020-05-14T11:44:50Z | 2020-07905 | 0 | 0 | 09000064845f4e5b | |||
| SEC-2020-0764-0001 | SEC | Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts | Rule | 2020-05-13T04:00:00Z | 2020 | 5 | 2020-05-13T04:00:00Z | 2020-05-13T11:55:48Z | C1-2020-05526 | 0 | 0 | 09000064845e4e85 | |||
| SEC-2020-0738-0001 | SEC | Temporary Amendments to Regulation Crowdfunding | Rule | 2020-05-07T04:00:00Z | 2020 | 5 | 2020-05-07T04:00:00Z | 2020-05-07T11:46:54Z | 2020-09806 | 0 | 0 | 0900006484573168 | |||
| SEC-2020-0704-0001 | SEC | Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts | Rule | 2020-05-01T04:00:00Z | 2020 | 5 | 2020-05-01T04:00:00Z | 2020-05-01T18:15:47Z | 2020-05526 | 0 | 0 | 090000648452f5e3 | |||
| SEC-2020-0597-0001 | SEC | Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities | Rule | 2020-04-20T04:00:00Z | 2020 | 4 | 2020-04-20T04:00:00Z | 2020-04-20T11:40:25Z | 2020-04776 | 0 | 0 | 09000064844b78b3 | |||
| SEC-2020-0551-0001 | SEC | Accelerated Filer and Large Accelerated Filer Definitions; Correction | Rule | 2020-04-09T04:00:00Z | 2020 | 4 | 2020-04-09T04:00:00Z | 2020-04-09T11:56:23Z | 2020-06926 | 0 | 0 | 0900006484495911 | |||
| SEC-2020-0469-0001 | SEC | Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) | Rule | 2020-03-31T04:00:00Z | 2020 | 3 | 2020-03-31T04:00:00Z | 2020-03-31T11:51:15Z | 2020-06721 | 0 | 0 | 090000648447a3fc | |||
| SEC-2020-0459-0001 | SEC | Accelerated Filer and Large Accelerated Filer Definitions | Rule | 2020-03-26T04:00:00Z | 2020 | 3 | 2020-03-26T04:00:00Z | 2020-03-26T11:55:29Z | 2020-05546 | 0 | 0 | 090000648446ae7f | |||
| SEC-2020-0329-0001 | SEC | Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies | Rule | 2020-03-10T04:00:00Z | 2020 | 3 | 2020-03-10T04:00:00Z | 2020-03-10T11:48:40Z | 2020-04571 | 0 | 0 | 090000648441f8fe | |||
| SEC-2020-0294-0001 | SEC | Delegation of Authority to the General Counsel of the Commission | Rule | 2020-03-02T05:00:00Z | 2020 | 3 | 2020-03-02T05:00:00Z | 2020-03-02T13:09:31Z | 2020-03705 | 0 | 0 | 09000064843cf806 | |||
| SEC-2020-0258-0001 | SEC | Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations | Rule | 2020-02-25T05:00:00Z | 2020 | 2 | 2020-02-25T05:00:00Z | 2020-02-25T12:43:50Z | 2020-02296 | 0 | 0 | 09000064843acff2 | |||
| SEC-2020-0216-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2020-02-19T05:00:00Z | 2020 | 2 | 2020-02-19T05:00:00Z | 2020-02-19T12:48:00Z | 2020-02083 | 0 | 0 | 09000064843868fe | |||
| SEC-2020-0152-0001 | SEC | Cross-Border Application of Certain Security-Based Swap Requirements | Rule | 2020-02-04T05:00:00Z | 2020 | 2 | 2020-02-04T05:00:00Z | 2020-02-04T13:02:00Z | 2019-27760 | 0 | 0 | 090000648432557b | |||
| SEC-2020-0149-0001 | SEC | Risk Mitigation Techniques for Uncleared Security-Based Swaps | Rule | 2020-02-04T05:00:00Z | 2020 | 2 | 2020-02-04T05:00:00Z | 2020-02-04T13:00:05Z | 2019-27762 | 0 | 0 | 0900006484325075 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;