documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
33 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2019 sorted by posted_date descending
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Suggested facets: title, posted_date, posted_month, comment_start_date, posted_date (date), comment_start_date (date), last_modified (date)
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2019-1883-0001 | SEC | Recordkeeping and Reporting Requirements: Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers | Rule | 2019-12-16T05:00:00Z | 2019 | 12 | 2019-12-16T05:00:00Z | 2019-12-16T12:48:09Z | 2019-20678 | 0 | 0 | 0900006484212930 | |||
| SEC-2019-1768-0001 | SEC | Staff Accounting Bulletin | Rule | 2019-11-25T05:00:00Z | 2019 | 11 | 2019-11-25T05:00:00Z | 2019-11-25T13:24:41Z | 2019-25450 | 0 | 0 | 09000064841ac826 | |||
| SEC-2019-1695-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds | Rule | 2019-11-14T05:00:00Z | 2019 | 11 | 2019-11-14T05:00:00Z | 2019-11-14T12:54:52Z | 2019-22695 | 0 | 0 | 0900006484153989 | |||
| SEC-2019-1568-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2019-10-24T04:00:00Z | 2019 | 10 | 2019-10-24T04:00:00Z | 2019-10-24T11:43:13Z | 2019-23211 | 0 | 0 | 09000064840efae6 | |||
| SEC-2019-1575-0001 | SEC | Exchange-Traded Funds | Rule | 2019-10-24T04:00:00Z | 2019 | 10 | 2019-10-24T04:00:00Z | 2019-10-24T11:46:19Z | 2019-21250 | 0 | 0 | 09000064840f0324 | |||
| SEC-2019-1495-0001 | SEC | Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction | Rule | 2019-10-15T04:00:00Z | 2019 | 10 | 2019-10-15T04:00:00Z | 2019-10-15T11:46:34Z | 2019-22053 | 0 | 0 | 090000648408de54 | |||
| SEC-2019-1425-0001 | SEC | Solicitations of Interest Prior to a Registered Public Offering | Rule | 2019-10-04T04:00:00Z | 2019 | 10 | 2019-10-04T04:00:00Z | 2019-10-04T11:36:12Z | 2019-21304 | 0 | 0 | 090000648401faae | |||
| SEC-2019-1380-0001 | SEC | Technical Amendments to Update Cross-References to Commission's FOIA Regulations | Rule | 2019-09-26T04:00:00Z | 2019 | 9 | 2019-09-26T04:00:00Z | 2019-09-26T11:49:32Z | 2019-20369 | 0 | 0 | 0900006483fcafdd | |||
| SEC-2019-1302-0001 | SEC | Guidance: Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice | Rule | 2019-09-10T04:00:00Z | 2019 | 9 | 2019-09-10T04:00:00Z | 2019-09-10T11:41:52Z | 2019-18355 | 0 | 0 | 0900006483f25121 | |||
| SEC-2019-1292-0001 | SEC | Guidance: Proxy Voting Responsibilities of Investment Advisers | Rule | 2019-09-10T04:00:00Z | 2019 | 9 | 2019-09-10T04:00:00Z | 2019-09-10T11:39:11Z | 2019-18342 | 0 | 0 | 0900006483f24b97 | |||
| SEC-2019-1217-0001 | SEC | Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers | Rule | 2019-08-22T04:00:00Z | 2019 | 8 | 2019-08-22T04:00:00Z | 2019-08-22T11:50:42Z | 2019-13609 | 0 | 0 | 0900006483e8c2bf | |||
| SEC-2019-1157-0001 | SEC | Amendments to Rules for Nationally Recognized Statistical Rating Organizations | Rule | 2019-08-14T04:00:00Z | 2019 | 8 | 2019-08-14T04:00:00Z | 2019-08-14T12:02:09Z | 2019-17218 | 0 | 0 | 0900006483e48805 | |||
| SEC-2019-1152-0001 | SEC | FAST Act Modernization and Simplification of Regulation S-K; Correction | Rule | 2019-08-13T04:00:00Z | 2019 | 8 | 2019-08-13T04:00:00Z | 2019-08-13T11:47:31Z | 2019-17138 | 0 | 0 | 0900006483e3c0ca | |||
| SEC-2019-1141-0001 | SEC | Regulation Best Interest: The Broker-Dealer Standard of Conduct | Rule | 2019-08-09T04:00:00Z | 2019 | 8 | 2019-08-09T04:00:00Z | 2019-08-09T11:47:49Z | C1-2019-12164 | 0 | 0 | 0900006483e1d6d6 | |||
| SEC-2019-1123-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction | Rule | 2019-08-06T04:00:00Z | 2019 | 8 | 2019-08-06T04:00:00Z | 2019-08-06T11:57:16Z | 2019-16634 | 0 | 0 | 0900006483dfbb32 | |||
| SEC-2019-1039-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Rule | 2019-07-22T04:00:00Z | 2019 | 7 | 2019-07-22T04:00:00Z | 2019-07-22T11:48:14Z | 2019-15019 | 0 | 0 | 0900006483da61df | |||
| SEC-2019-0981-0001 | SEC | Commission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion from the Definition of Investment Adviser | Rule | 2019-07-12T04:00:00Z | 2019 | 7 | 2019-07-12T04:00:00Z | 2019-07-12T11:54:46Z | 2019-12209 | 0 | 0 | 0900006483d83979 | |||
| SEC-2019-0982-0001 | SEC | Regulation Best Interest: The Broker-Dealer Standard of Conduct | Rule | 2019-07-12T04:00:00Z | 2019 | 7 | 2019-07-12T04:00:00Z | 2019-07-12T11:56:12Z | 2019-12164 | 0 | 0 | 0900006483d839f1 | |||
| SEC-2019-0979-0001 | SEC | Form CRS Relationship Summary; Amendments to Form ADV | Rule | 2019-07-12T04:00:00Z | 2019 | 7 | 2019-07-12T04:00:00Z | 2019-07-12T11:53:27Z | 2019-12376 | 0 | 0 | 0900006483d8390a | |||
| SEC-2019-0980-0001 | SEC | Commission Interpretation Regarding Standard of Conduct for Investment Advisers | Rule | 2019-07-12T04:00:00Z | 2019 | 7 | 2019-07-12T04:00:00Z | 2019-07-12T11:53:55Z | 2019-12208 | 0 | 0 | 0900006483d8390d | |||
| SEC-2019-0948-0001 | SEC | Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships | Rule | 2019-07-05T04:00:00Z | 2019 | 7 | 2019-07-05T04:00:00Z | 2019-07-05T11:51:57Z | 2019-13429 | 0 | 0 | 0900006483d60769 | |||
| SEC-2019-0923-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2019-07-01T04:00:00Z | 2019 | 7 | 2019-07-01T04:00:00Z | 2019-07-01T11:44:46Z | 2019-13922 | 0 | 0 | 0900006483d50e0a | |||
| SEC-2019-0846-0001 | SEC | Amendment to Single Issuer Exemption for Broker-Dealers | Rule | 2019-06-14T04:00:00Z | 2019 | 6 | 2019-06-14T04:00:00Z | 2019-06-14T12:30:43Z | 2019-12563 | 0 | 0 | 0900006483d118e9 | |||
| SEC-2019-0579-0001 | SEC | Disclosure of Order Handling Information | Rule | 2019-04-30T04:00:00Z | 2019 | 4 | 2019-04-30T04:00:00Z | 2019-04-30T12:13:45Z | 2019-08675 | 0 | 0 | 0900006483c1c7f6 | |||
| SEC-2019-0418-0001 | SEC | FAST Act Modernization and Simplification of Regulation S-K | Rule | 2019-04-08T04:00:00Z | 2019 | 4 | 2019-04-08T04:00:00Z | 2019-04-08T12:32:04Z | C1-2019-05695 | 0 | 0 | 0900006483b71597 | |||
| SEC-2019-0381-0001 | SEC | Public Company Accounting Oversight Board Hearing Officers | Rule | 2019-04-03T04:00:00Z | 2019 | 4 | 2019-04-03T04:00:00Z | 2019-04-03T11:45:35Z | 2019-06427 | 0 | 0 | 0900006483b5e2de | |||
| SEC-2019-0376-0001 | SEC | FAST Act Modernization and Simplification of Regulation S-K | Rule | 2019-04-02T04:00:00Z | 2019 | 4 | 2019-04-02T04:00:00Z | 2019-04-02T12:11:43Z | 2019-05695 | 0 | 0 | 0900006483b5732c | |||
| SEC-2019-0363-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2019-04-01T04:00:00Z | 2019 | 4 | 2019-04-01T04:00:00Z | 2019-04-01T11:56:21Z | 2019-06261 | 0 | 0 | 0900006483b511ad | |||
| SEC-2019-0246-0001 | SEC | Amendments to the Timing Requirements for Filing Reports on Form N-PORT | Rule | 2019-03-06T05:00:00Z | 2019 | 3 | 2019-03-06T05:00:00Z | 2019-03-06T13:10:02Z | 2019-03958 | 0 | 0 | 0900006483ac2362 | |||
| SEC-2019-0160-0001 | SEC | Transaction Fee Pilot for National Market System Stocks | Rule | 2019-02-20T05:00:00Z | 2019 | 2 | 2019-02-20T05:00:00Z | 2019-02-20T12:51:22Z | 2018-27982 | 0 | 0 | 0900006483a90680 | |||
| SEC-2019-0149-0001 | SEC | Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or be Involved in Effecting Security-Based Swaps | Rule | 2019-02-19T05:00:00Z | 2019 | 2 | 2019-02-19T05:00:00Z | 2019-02-19T14:21:59Z | 2019-02347 | 0 | 0 | 0900006483a88c39 | |||
| SEC-2019-0074-0001 | SEC | Disclosure of Hedging by Employees, Officers and Directors | Rule | 2019-02-06T05:00:00Z | 2019 | 2 | 2019-02-06T05:00:00Z | 2019-02-06T12:57:40Z | 2018-28123 | 0 | 0 | 0900006483a4a04b | |||
| SEC-2019-0043-0001 | SEC | Conditional Small Issues Exemption under the Securities Act | Rule | 2019-01-31T05:00:00Z | 2019 | 1 | 2019-01-31T05:00:00Z | 2019-01-31T13:03:15Z | 2018-27980 | 0 | 0 | 0900006483a2eb59 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;