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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

34 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2016 sorted by posted_date descending

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posted_year 1

  • 2016 · 34 ✖

document_type 1

  • Rule · 34 ✖

agency_id 1

  • SEC · 34 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2016-2311-0001 SEC   Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of JOBS Act: Technical Correction Rule   2016-12-28T05:00:00Z 2016 12 2016-12-28T05:00:00Z   2016-12-28T12:57:30Z 2016-31286 0 0 090000648243a0e4
SEC-2016-2270-0001 SEC   Consolidated Audit Trail Rule   2016-12-23T05:00:00Z 2016 12 2016-12-23T05:00:00Z   2016-12-23T14:01:36Z 2016-30883 0 0 090000648243380d
SEC-2016-2039-0001 SEC   Exemptions to Facilitate Intrastate and Regional Securities Offerings Rule   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2017-01-21T04:59:59Z 2016-11-21T12:36:04Z 2016-26348 0 0 09000064823aa4b4
SEC-2016-2032-0001 SEC   Investment Company Reporting Modernization Rule   2016-11-18T05:00:00Z 2016 11 2016-11-18T05:00:00Z   2016-11-18T12:53:19Z 2016-25349 0 0 09000064823a0836
SEC-2016-2027-0001 SEC   Investment Company Liquidity Risk Management Programs Rule   2016-11-18T05:00:00Z 2016 11 2016-11-18T05:00:00Z   2016-11-18T12:52:51Z 2016-25348 0 0 09000064823a07a4
SEC-2016-2019-0001 SEC   Investment Company Swing Pricing Rule   2016-11-18T05:00:00Z 2016 11 2016-11-18T05:00:00Z   2016-11-18T12:51:00Z 2016-25347 0 0 09000064823a0638
SEC-2016-1831-0001 SEC   Standards for Covered Clearing Agencies Rule   2016-10-13T04:00:00Z 2016 10 2016-10-13T04:00:00Z   2016-10-13T11:48:48Z 2016-23891 0 0 09000064822f2e62
SEC-2016-1746-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2016-09-30T04:00:00Z 2016 9 2016-09-30T04:00:00Z   2016-09-30T12:15:45Z 2016-23562 0 0 0900006482284b90
SEC-2016-1729-0001 SEC   Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to MSRB Rule G-37 Rule   2016-09-28T04:00:00Z 2016 9 2016-09-28T04:00:00Z   2016-09-28T11:56:47Z 2016-23224 0 0 090000648227b33b
SEC-2016-1728-0001 SEC   Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to FINRA Rule 2030 Rule   2016-09-28T04:00:00Z 2016 9 2016-09-28T04:00:00Z   2016-09-28T11:55:36Z 2016-23225 0 0 090000648227b231
SEC-2016-1566-0001 SEC   Access to Data Obtained by Security-Based Swap Data Repositories Rule   2016-09-02T04:00:00Z 2016 9 2016-09-02T04:00:00Z   2016-09-02T11:51:52Z 2016-21137 0 0 09000064821c133a
SEC-2016-1557-0001 SEC   Form ADV and Investment Advisers Act Rule   2016-09-01T04:00:00Z 2016 9 2016-09-01T04:00:00Z   2016-09-01T11:55:02Z 2016-20832 0 0 09000064821bcbeb
SEC-2016-1412-0001 SEC   Reporting and Dissemination of Security-Based Swap Information Rule   2016-08-12T04:00:00Z 2016 8 2016-08-12T04:00:00Z   2016-08-12T12:30:10Z 2016-17032 0 0 0900006482170b0c
SEC-2016-1324-0001 SEC   Rules of Practice Rule   2016-07-29T04:00:00Z 2016 7 2016-07-29T04:00:00Z   2016-07-29T12:12:39Z 2016-16987 0 0 0900006482138aa4
SEC-2016-1304-0001 SEC   Disclosure of Payments by Resource Extraction Issuers Rule   2016-07-27T04:00:00Z 2016 7 2016-07-27T04:00:00Z   2016-07-27T12:57:42Z 2016-15676 0 0 09000064821295df
SEC-2016-1313-0001 SEC   Orders: Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive IndustriesTransparency Initiative, etc. Rule   2016-07-27T04:00:00Z 2016 7 2016-07-27T04:00:00Z   2016-07-27T12:58:38Z 2016-15677 0 0 090000648212975d
SEC-2016-1134-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2016-07-01T04:00:00Z 2016 7 2016-07-01T04:00:00Z   2016-07-01T12:18:43Z 2016-15510 0 0 0900006482080719
SEC-2016-1123-0001 SEC   Adjustments to Civil Monetary Penalty Amounts Rule   2016-07-01T04:00:00Z 2016 7 2016-07-01T04:00:00Z   2016-07-01T12:16:23Z 2016-15541 0 0 090000648208049a
SEC-2016-1074-0001 SEC   Commission Interpretation Regarding Automated Quotations under Regulation NMS Rule   2016-06-23T04:00:00Z 2016 6 2016-06-23T04:00:00Z   2016-06-23T12:18:25Z 2016-14876 0 0 0900006482060b86
SEC-2016-1068-0001 SEC   Asset-Backed Securities Disclosure and Registration Rule   2016-06-22T04:00:00Z 2016 6 2016-06-22T04:00:00Z   2016-06-22T12:04:51Z 2016-14730 0 0 0900006482056da3
SEC-2016-1050-0001 SEC   Trade Acknowledgment and Verification of Security-Based Swap Transactions Rule   2016-06-17T04:00:00Z 2016 6 2016-06-17T04:00:00Z   2016-06-17T12:15:58Z 2016-13915 0 0 090000648204b113
SEC-2016-0997-0001 SEC   Summary of Form 10-K Rule   2016-06-09T04:00:00Z 2016 6 2016-06-09T04:00:00Z   2016-06-09T13:55:26Z 2016-13328 0 0 0900006482025b8a
SEC-2016-0912-0001 SEC   Retail Foreign Exchange Transactions Rule   2016-05-26T04:00:00Z 2016 5 2016-05-26T04:00:00Z   2016-05-26T13:03:05Z 2016-12390 0 0 0900006481ff347c
SEC-2016-0892-0001 SEC   Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction Rule   2016-05-24T04:00:00Z 2016 5 2016-05-24T04:00:00Z   2016-05-24T12:28:28Z 2016-12166 0 0 0900006481fead26
SEC-2016-0865-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2016-05-19T04:00:00Z 2016 5 2016-05-19T04:00:00Z   2016-05-19T12:19:06Z 2016-11764 0 0 0900006481fdd013
SEC-2016-0825-0001 SEC   Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants Rule   2016-05-13T04:00:00Z 2016 5 2016-05-13T04:00:00Z   2016-05-13T12:23:40Z 2016-10918 0 0 0900006481fcb619
SEC-2016-0806-0001 SEC   Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act Rule   2016-05-10T04:00:00Z 2016 5 2016-05-10T04:00:00Z   2016-05-10T13:08:48Z 2016-10746 0 0 0900006481fbda06
SEC-2016-0564-0001 SEC   General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction Rule   2016-04-01T04:00:00Z 2016 4 2016-04-01T04:00:00Z   2016-04-01T12:00:01Z 2016-07561 0 0 0900006481f091b4
SEC-2016-0474-0001 SEC   Securities Investor Protection Corporation Rule   2016-03-17T04:00:00Z 2016 3 2016-03-17T04:00:00Z   2016-03-17T12:25:46Z 2016-06041 0 0 0900006481ecae81
SEC-2016-0437-0001 SEC   Organization; Conduct and Ethics; and Information and Requests; CFR Correction Rule   2016-03-11T05:00:00Z 2016 3 2016-03-11T05:00:00Z   2016-03-11T13:33:45Z 2016-05581 0 0 0900006481ebc105
SEC-2016-0439-0001 SEC   Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent Rule   2016-03-11T05:00:00Z 2016 3 2016-03-11T05:00:00Z   2016-03-11T13:33:59Z C1-2016-03178 0 0 0900006481ebc150
SEC-2016-0271-0001 SEC   Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent Rule   2016-02-19T05:00:00Z 2016 2 2016-02-19T05:00:00Z   2016-02-19T13:28:44Z 2016-03178 0 0 0900006481e7833d
SEC-2016-0095-0001 SEC   Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference for Smaller Reporting Companies Rule   2016-01-19T05:00:00Z 2016 1 2016-01-19T05:00:00Z 2016-02-19T04:59:59Z 2016-01-19T13:57:10Z 2016-00872 0 0 0900006481e18caa
SEC-2016-0007-0001 SEC   Adoption of Updated EDGAR Filer Manual, Rule   2016-01-04T05:00:00Z 2016 1 2016-01-04T05:00:00Z   2016-01-04T13:28:31Z 2015-32985 0 0 0900006481de3f6b

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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