documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
34 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2016 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2016-2311-0001 | SEC | Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of JOBS Act: Technical Correction | Rule | 2016-12-28T05:00:00Z | 2016 | 12 | 2016-12-28T05:00:00Z | 2016-12-28T12:57:30Z | 2016-31286 | 0 | 0 | 090000648243a0e4 | |||
| SEC-2016-2270-0001 | SEC | Consolidated Audit Trail | Rule | 2016-12-23T05:00:00Z | 2016 | 12 | 2016-12-23T05:00:00Z | 2016-12-23T14:01:36Z | 2016-30883 | 0 | 0 | 090000648243380d | |||
| SEC-2016-2039-0001 | SEC | Exemptions to Facilitate Intrastate and Regional Securities Offerings | Rule | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2017-01-21T04:59:59Z | 2016-11-21T12:36:04Z | 2016-26348 | 0 | 0 | 09000064823aa4b4 | ||
| SEC-2016-2032-0001 | SEC | Investment Company Reporting Modernization | Rule | 2016-11-18T05:00:00Z | 2016 | 11 | 2016-11-18T05:00:00Z | 2016-11-18T12:53:19Z | 2016-25349 | 0 | 0 | 09000064823a0836 | |||
| SEC-2016-2027-0001 | SEC | Investment Company Liquidity Risk Management Programs | Rule | 2016-11-18T05:00:00Z | 2016 | 11 | 2016-11-18T05:00:00Z | 2016-11-18T12:52:51Z | 2016-25348 | 0 | 0 | 09000064823a07a4 | |||
| SEC-2016-2019-0001 | SEC | Investment Company Swing Pricing | Rule | 2016-11-18T05:00:00Z | 2016 | 11 | 2016-11-18T05:00:00Z | 2016-11-18T12:51:00Z | 2016-25347 | 0 | 0 | 09000064823a0638 | |||
| SEC-2016-1831-0001 | SEC | Standards for Covered Clearing Agencies | Rule | 2016-10-13T04:00:00Z | 2016 | 10 | 2016-10-13T04:00:00Z | 2016-10-13T11:48:48Z | 2016-23891 | 0 | 0 | 09000064822f2e62 | |||
| SEC-2016-1746-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2016-09-30T04:00:00Z | 2016 | 9 | 2016-09-30T04:00:00Z | 2016-09-30T12:15:45Z | 2016-23562 | 0 | 0 | 0900006482284b90 | |||
| SEC-2016-1729-0001 | SEC | Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to MSRB Rule G-37 | Rule | 2016-09-28T04:00:00Z | 2016 | 9 | 2016-09-28T04:00:00Z | 2016-09-28T11:56:47Z | 2016-23224 | 0 | 0 | 090000648227b33b | |||
| SEC-2016-1728-0001 | SEC | Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to FINRA Rule 2030 | Rule | 2016-09-28T04:00:00Z | 2016 | 9 | 2016-09-28T04:00:00Z | 2016-09-28T11:55:36Z | 2016-23225 | 0 | 0 | 090000648227b231 | |||
| SEC-2016-1566-0001 | SEC | Access to Data Obtained by Security-Based Swap Data Repositories | Rule | 2016-09-02T04:00:00Z | 2016 | 9 | 2016-09-02T04:00:00Z | 2016-09-02T11:51:52Z | 2016-21137 | 0 | 0 | 09000064821c133a | |||
| SEC-2016-1557-0001 | SEC | Form ADV and Investment Advisers Act | Rule | 2016-09-01T04:00:00Z | 2016 | 9 | 2016-09-01T04:00:00Z | 2016-09-01T11:55:02Z | 2016-20832 | 0 | 0 | 09000064821bcbeb | |||
| SEC-2016-1412-0001 | SEC | Reporting and Dissemination of Security-Based Swap Information | Rule | 2016-08-12T04:00:00Z | 2016 | 8 | 2016-08-12T04:00:00Z | 2016-08-12T12:30:10Z | 2016-17032 | 0 | 0 | 0900006482170b0c | |||
| SEC-2016-1324-0001 | SEC | Rules of Practice | Rule | 2016-07-29T04:00:00Z | 2016 | 7 | 2016-07-29T04:00:00Z | 2016-07-29T12:12:39Z | 2016-16987 | 0 | 0 | 0900006482138aa4 | |||
| SEC-2016-1304-0001 | SEC | Disclosure of Payments by Resource Extraction Issuers | Rule | 2016-07-27T04:00:00Z | 2016 | 7 | 2016-07-27T04:00:00Z | 2016-07-27T12:57:42Z | 2016-15676 | 0 | 0 | 09000064821295df | |||
| SEC-2016-1313-0001 | SEC | Orders: Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive IndustriesTransparency Initiative, etc. | Rule | 2016-07-27T04:00:00Z | 2016 | 7 | 2016-07-27T04:00:00Z | 2016-07-27T12:58:38Z | 2016-15677 | 0 | 0 | 090000648212975d | |||
| SEC-2016-1134-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2016-07-01T04:00:00Z | 2016 | 7 | 2016-07-01T04:00:00Z | 2016-07-01T12:18:43Z | 2016-15510 | 0 | 0 | 0900006482080719 | |||
| SEC-2016-1123-0001 | SEC | Adjustments to Civil Monetary Penalty Amounts | Rule | 2016-07-01T04:00:00Z | 2016 | 7 | 2016-07-01T04:00:00Z | 2016-07-01T12:16:23Z | 2016-15541 | 0 | 0 | 090000648208049a | |||
| SEC-2016-1074-0001 | SEC | Commission Interpretation Regarding Automated Quotations under Regulation NMS | Rule | 2016-06-23T04:00:00Z | 2016 | 6 | 2016-06-23T04:00:00Z | 2016-06-23T12:18:25Z | 2016-14876 | 0 | 0 | 0900006482060b86 | |||
| SEC-2016-1068-0001 | SEC | Asset-Backed Securities Disclosure and Registration | Rule | 2016-06-22T04:00:00Z | 2016 | 6 | 2016-06-22T04:00:00Z | 2016-06-22T12:04:51Z | 2016-14730 | 0 | 0 | 0900006482056da3 | |||
| SEC-2016-1050-0001 | SEC | Trade Acknowledgment and Verification of Security-Based Swap Transactions | Rule | 2016-06-17T04:00:00Z | 2016 | 6 | 2016-06-17T04:00:00Z | 2016-06-17T12:15:58Z | 2016-13915 | 0 | 0 | 090000648204b113 | |||
| SEC-2016-0997-0001 | SEC | Summary of Form 10-K | Rule | 2016-06-09T04:00:00Z | 2016 | 6 | 2016-06-09T04:00:00Z | 2016-06-09T13:55:26Z | 2016-13328 | 0 | 0 | 0900006482025b8a | |||
| SEC-2016-0912-0001 | SEC | Retail Foreign Exchange Transactions | Rule | 2016-05-26T04:00:00Z | 2016 | 5 | 2016-05-26T04:00:00Z | 2016-05-26T13:03:05Z | 2016-12390 | 0 | 0 | 0900006481ff347c | |||
| SEC-2016-0892-0001 | SEC | Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction | Rule | 2016-05-24T04:00:00Z | 2016 | 5 | 2016-05-24T04:00:00Z | 2016-05-24T12:28:28Z | 2016-12166 | 0 | 0 | 0900006481fead26 | |||
| SEC-2016-0865-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2016-05-19T04:00:00Z | 2016 | 5 | 2016-05-19T04:00:00Z | 2016-05-19T12:19:06Z | 2016-11764 | 0 | 0 | 0900006481fdd013 | |||
| SEC-2016-0825-0001 | SEC | Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants | Rule | 2016-05-13T04:00:00Z | 2016 | 5 | 2016-05-13T04:00:00Z | 2016-05-13T12:23:40Z | 2016-10918 | 0 | 0 | 0900006481fcb619 | |||
| SEC-2016-0806-0001 | SEC | Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act | Rule | 2016-05-10T04:00:00Z | 2016 | 5 | 2016-05-10T04:00:00Z | 2016-05-10T13:08:48Z | 2016-10746 | 0 | 0 | 0900006481fbda06 | |||
| SEC-2016-0564-0001 | SEC | General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction | Rule | 2016-04-01T04:00:00Z | 2016 | 4 | 2016-04-01T04:00:00Z | 2016-04-01T12:00:01Z | 2016-07561 | 0 | 0 | 0900006481f091b4 | |||
| SEC-2016-0474-0001 | SEC | Securities Investor Protection Corporation | Rule | 2016-03-17T04:00:00Z | 2016 | 3 | 2016-03-17T04:00:00Z | 2016-03-17T12:25:46Z | 2016-06041 | 0 | 0 | 0900006481ecae81 | |||
| SEC-2016-0437-0001 | SEC | Organization; Conduct and Ethics; and Information and Requests; CFR Correction | Rule | 2016-03-11T05:00:00Z | 2016 | 3 | 2016-03-11T05:00:00Z | 2016-03-11T13:33:45Z | 2016-05581 | 0 | 0 | 0900006481ebc105 | |||
| SEC-2016-0439-0001 | SEC | Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent | Rule | 2016-03-11T05:00:00Z | 2016 | 3 | 2016-03-11T05:00:00Z | 2016-03-11T13:33:59Z | C1-2016-03178 | 0 | 0 | 0900006481ebc150 | |||
| SEC-2016-0271-0001 | SEC | Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent | Rule | 2016-02-19T05:00:00Z | 2016 | 2 | 2016-02-19T05:00:00Z | 2016-02-19T13:28:44Z | 2016-03178 | 0 | 0 | 0900006481e7833d | |||
| SEC-2016-0095-0001 | SEC | Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference for Smaller Reporting Companies | Rule | 2016-01-19T05:00:00Z | 2016 | 1 | 2016-01-19T05:00:00Z | 2016-02-19T04:59:59Z | 2016-01-19T13:57:10Z | 2016-00872 | 0 | 0 | 0900006481e18caa | ||
| SEC-2016-0007-0001 | SEC | Adoption of Updated EDGAR Filer Manual, | Rule | 2016-01-04T05:00:00Z | 2016 | 1 | 2016-01-04T05:00:00Z | 2016-01-04T13:28:31Z | 2015-32985 | 0 | 0 | 0900006481de3f6b |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;