home / openregs

documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

27 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2014 sorted by posted_date descending

✎ View and edit SQL

This data as json, CSV (advanced)

Suggested facets: title, posted_date, posted_month, comment_start_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2014 · 27 ✖

document_type 1

  • Rule · 27 ✖

agency_id 1

  • SEC · 27 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2014-2169-0001 SEC   Credit Risk Retention Rule   2014-12-24T05:00:00Z 2014 12 2014-12-24T05:00:00Z   2014-12-24T15:22:15Z 2014-29256 0 0 090000648199119b
SEC-2014-2159-0001 SEC   Principal Trades With Certain Advisory Clients Rule   2014-12-23T05:00:00Z 2014 12 2014-12-23T05:00:00Z   2014-12-23T13:44:27Z 2014-29975 0 0 090000648198ea44
SEC-2014-2158-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2014-12-23T05:00:00Z 2014 12 2014-12-23T05:00:00Z   2014-12-23T13:44:25Z 2014-30041 0 0 090000648198ea43
SEC-2014-2036-0001 SEC   Regulation Systems Compliance and Integrity Rule   2014-12-05T05:00:00Z 2014 12 2014-12-05T05:00:00Z   2014-12-05T13:42:31Z 2014-27767 0 0 090000648195e6b5
SEC-2014-1952-0001 SEC   Staff Accounting Bulletin Rule   2014-11-21T05:00:00Z 2014 11 2014-11-21T05:00:00Z   2014-11-21T13:42:41Z 2014-27618 0 0 090000648193d605
SEC-2014-1879-0001 SEC   Asset-Backed Securities Disclosure and Registration; Correction Rule   2014-11-10T05:00:00Z 2014 11 2014-11-10T05:00:00Z   2014-11-11T00:51:16Z 2014-26504 0 0 0900006481924a8d
SEC-2014-1812-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2014-10-29T04:00:00Z 2014 10 2014-10-29T04:00:00Z   2014-10-29T13:57:44Z 2014-25536 0 0 090000648190527c
SEC-2014-1726-0001 SEC   Nationally Recognized Statistical Rating Organizations; Corrections Rule   2014-10-14T04:00:00Z 2014 10 2014-10-14T04:00:00Z   2014-10-14T13:29:12Z 2014-24300 0 0 09000064818bca98
SEC-2014-1651-0001 SEC   Delegation of Authority to the Chief Financial Officer Rule   2014-10-01T04:00:00Z 2014 10 2014-10-01T04:00:00Z   2014-10-01T13:19:49Z 2014-23394 0 0 090000648189faa8
SEC-2014-1636-0001 SEC   Asset-Backed Securities Disclosure and Registration Rule   2014-09-30T04:00:00Z 2014 9 2014-09-30T04:00:00Z   2014-09-30T13:10:19Z C1-2014-21375 0 0 090000648189be3b
SEC-2014-1599-0001 SEC   Asset-Backed Securities Disclosure and Registration Rule   2014-09-24T04:00:00Z 2014 9 2014-09-24T04:00:00Z   2014-09-24T13:19:50Z 2014-21375 0 0 090000648188c915
SEC-2014-1545-0001 SEC   Nationally Recognized Statistical Rating Organizations Rule   2014-09-15T04:00:00Z 2014 9 2014-09-15T04:00:00Z   2014-09-15T12:03:04Z 2014-20890 0 0 0900006481871aab
SEC-2014-1400-0001 SEC   Applications: Security-Based Swap Dealer and Major Security-Based Swap Participant Definitions to Cross-Border Security-Based Swap Activities Rule   2014-08-19T04:00:00Z 2014 8 2014-08-19T04:00:00Z   2014-08-19T12:44:39Z C1-2014-15337 0 0 090000648182eff8
SEC-2014-1371-0001 SEC   Money Market Funds Rule   2014-08-14T04:00:00Z 2014 8 2014-08-14T04:00:00Z   2014-08-14T12:38:07Z 2014-17747 0 0 09000064818221e8
SEC-2014-1359-0001 SEC   Applications: Security-Based Swap Dealer and Major Security-Based Swap Participant Definitions to Cross-Border Security-Based Swap Activities Rule   2014-08-12T04:00:00Z 2014 8 2014-08-12T04:00:00Z   2014-08-12T12:42:30Z R1-2014-15337 0 0 090000648181babd
SEC-2014-1126-0001 SEC   Applications: Security-Based Swap Dealer and Major Security-Based Swap Participant Definitions to Cross-Border Security-Based Swap Activities Rule   2014-07-09T04:00:00Z 2014 7 2014-07-09T04:00:00Z   2014-07-09T12:56:19Z 2014-15337 0 0 09000064817997be
SEC-2014-1119-0001 SEC   Securities Exchange Act: Credit Ratings References; Removal; Correction Rule   2014-07-08T04:00:00Z 2014 7 2014-07-08T04:00:00Z   2014-07-08T13:54:48Z 2014-15841 0 0 0900006481796714
SEC-2014-1025-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2014-06-20T04:00:00Z 2014 6 2014-06-20T04:00:00Z   2014-06-20T12:46:28Z 2014-14417 0 0 0900006481756f5b
SEC-2014-0387-0001 SEC   EDGAR Filer Manual Update Rule   2014-03-10T04:00:00Z 2014 3 2014-03-10T04:00:00Z   2014-03-10T13:23:08Z 2014-05057 0 0 090000648165ab2a
SEC-2014-0248-0001 SEC   Security Based Swaps; Exemptions Rule   2014-02-10T05:00:00Z 2014 2 2014-02-10T05:00:00Z   2014-02-10T14:05:24Z 2014-02833 0 0 0900006481556344
SEC-2014-0189-0001 SEC   Dodd-Frank Act: Debt Obligations Backed Primarily by Trust Preferred Securities Rule   2014-01-31T05:00:00Z 2014 1 2014-01-31T05:00:00Z 2014-03-04T04:59:59Z 2014-01-31T14:17:47Z 2014-02019 0 0 0900006481539b1c
SEC-2014-0190-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds Rule   2014-01-31T05:00:00Z 2014 1 2014-01-31T05:00:00Z   2014-01-31T14:18:26Z 2013-31511 0 0 0900006481539ba9
SEC-2014-0083-0001 SEC   Rules of the Securities Investor Protection Corporation Rule   2014-01-16T05:00:00Z 2014 1 2014-01-16T05:00:00Z   2014-01-16T13:57:35Z 2014-00556 0 0 090000648150d513
SEC-2014-0086-0001 SEC   Registration of Municipal Advisors Rule   2014-01-16T05:00:00Z 2014 1 2014-01-16T05:00:00Z   2014-01-16T13:58:22Z 2014-00740 0 0 090000648150d5ad
SEC-2014-0050-0001 SEC   Responsibilities of the General Counsel Rule   2014-01-10T05:00:00Z 2014 1 2014-01-10T05:00:00Z   2014-01-10T14:25:53Z 2014-00219 0 0 09000064814fa813
SEC-2014-0044-0001 SEC   Removal of Certain References to Credit Ratings under the Securities Exchange Act Rule   2014-01-08T05:00:00Z 2014 1 2014-01-08T05:00:00Z   2014-01-08T13:35:02Z 2013-31426 0 0 09000064814f428c
SEC-2014-0038-0001 SEC   Removal of Certain References to Credit Ratings under the Investment Company Act Rule   2014-01-08T05:00:00Z 2014 1 2014-01-08T05:00:00Z   2014-01-08T13:34:23Z 2013-31425 0 0 09000064814f41af

Advanced export

JSON shape: default, array, newline-delimited, object

CSV options:

CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
Powered by Datasette · Queries took 1328.375ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API