documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

20 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2013 sorted by posted_date descending

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posted_year 1

  • 2013 · 20 ✖

document_type 1

  • Rule · 20 ✖

agency_id 1

  • SEC · 20 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2013-2250-0001 SEC   Securities Exempted: Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans Rule   2013-12-30T05:00:00Z 2013 12 2013-12-30T05:00:00Z   2013-12-30T14:12:32Z 2013-31172 0 0 09000064814e1a4e
SEC-2013-1912-0001 SEC   Registration of Municipal Advisors Rule   2013-11-12T05:00:00Z 2013 11 2013-11-12T05:00:00Z   2013-11-12T17:51:09Z 2013-23524 0 0 090000648147736c
SEC-2013-1722-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2013-10-02T04:00:00Z 2013 10 2013-10-02T04:00:00Z   2013-10-02T13:05:58Z 2013-23914 0 0 0900006481443a08
SEC-2013-1682-0001 SEC   Registration of Municipal Advisors; Extension Rule   2013-09-30T04:00:00Z 2013 9 2013-09-30T04:00:00Z   2013-09-30T13:18:02Z 2013-23519 0 0 0900006481440695
SEC-2013-1497-0001 SEC   Financial Responsibility Rules for Broker-Dealers Rule   2013-08-21T04:00:00Z 2013 8 2013-08-21T04:00:00Z   2013-08-21T13:03:13Z 2013-18734 0 0 09000064813bcee0
SEC-2013-1491-0001 SEC   Broker-Dealer Reports Rule   2013-08-21T04:00:00Z 2013 8 2013-08-21T04:00:00Z   2013-08-21T13:03:12Z 2013-18738 0 0 09000064813bcd3d
SEC-2013-1364-0001 SEC   Delegationof Authority to Director of the Division of Enforcement Rule   2013-08-01T04:00:00Z 2013 8 2013-08-01T04:00:00Z   2013-08-01T13:00:15Z 2013-18468 0 0 090000648138a0b9
SEC-2013-1359-0001 SEC   Adoption of the Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual Rule   2013-07-31T04:00:00Z 2013 7 2013-07-31T04:00:00Z   2013-07-31T12:59:06Z 2013-18395 0 0 09000064813874ab
SEC-2013-1333-0001 SEC   Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings Rule   2013-07-24T04:00:00Z 2013 7 2013-07-24T04:00:00Z   2013-07-24T14:00:45Z 2013-16883 0 0 0900006481379d77
SEC-2013-1336-0001 SEC   Disqualification of Felons and Other Bad Actors from Rule 506 Offerings Rule   2013-07-24T04:00:00Z 2013 7 2013-07-24T04:00:00Z 2013-08-24T03:59:59Z 2013-07-24T14:00:38Z 2013-16983 0 0 0900006481379e1c
SEC-2013-1303-0001 SEC   Rescission of Supervised Investment Bank Holding Company Rules Rule   2013-07-18T04:00:00Z 2013 7 2013-07-18T04:00:00Z   2013-07-18T13:51:40Z 2013-17194 0 0 090000648136d3fd
SEC-2013-1294-0001 SEC   Retail Foreign Exchange Transactions Rule   2013-07-16T04:00:00Z 2013 7 2013-07-16T04:00:00Z   2013-07-16T13:31:33Z 2013-17015 0 0 09000064813685cc
SEC-2013-0949-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2013-05-21T04:00:00Z 2013 5 2013-05-21T04:00:00Z   2013-05-21T13:34:28Z 2013-11921 0 0 09000064812efc5d
SEC-2013-0757-0001 SEC   Identity Theft Red Flags Rules Rule   2013-04-19T04:00:00Z 2013 4 2013-04-19T04:00:00Z   2013-04-19T12:48:06Z 2013-08830 0 0 090000648129c6c6
SEC-2013-0671-0001 SEC   Filing Requirements for Dually-Registered Clearing Agencies; Amendment Rule   2013-04-09T04:00:00Z 2013 4 2013-04-09T04:00:00Z   2013-04-09T12:43:45Z 2013-08141 0 0 0900006481289e30
SEC-2013-0422-0001 SEC   Adjustments to Civil Monetary Penalty Amounts Rule   2013-03-05T05:00:00Z 2013 3 2013-03-05T05:00:00Z   2013-03-05T13:32:43Z 2013-04931 0 0 090000648121804c
SEC-2013-0200-0001 SEC   Extension of Exemptions for Security-Based Swaps Rule   2013-02-04T05:00:00Z 2013 2 2013-02-04T05:00:00Z   2013-02-04T14:12:52Z 2013-02191 0 0 09000064811e4e06
SEC-2013-0137-0001 SEC   EDGAR Filer Manual Rule   2013-01-23T05:00:00Z 2013 1 2013-01-23T05:00:00Z   2013-01-23T14:35:04Z 2013-01058 0 0 09000064811d32b5
SEC-2013-0132-0001 SEC   Lost Securityholders and Unresponsive Payees Rule   2013-01-23T05:00:00Z 2013 1 2013-01-23T05:00:00Z   2013-01-23T14:35:06Z 2013-01269 0 0 09000064811d31c7
SEC-2013-0139-0001 SEC   Authority Citation Correction Rule   2013-01-23T05:00:00Z 2013 1 2013-01-23T05:00:00Z   2013-01-23T14:35:01Z 2013-01202 0 0 09000064811d32b7

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;