documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

33 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2012 sorted by posted_date descending

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posted_year 1

  • 2012 · 33 ✖

document_type 1

  • Rule · 33 ✖

agency_id 1

  • SEC · 33 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2012-2174-0001 SEC   Principal Trades With Certain Advisory Clients Rule   2012-12-31T05:00:00Z 2012 12 2012-12-31T05:00:00Z   2012-12-31T14:45:00Z 2012-31221 0 0 09000064811a0501
SEC-2012-2085-0001 SEC   Extension of Dates for Certain Requirements and Amendment of Form 19b-4: Correction Rule   2012-12-18T05:00:00Z 2012 12 2012-12-18T05:00:00Z   2012-12-18T13:38:49Z 2012-30389 0 0 0900006481190954
SEC-2012-2024-0001 SEC   Certain Requirements and Amendment of Form 19b-4; Extension of Dates Rule   2012-12-10T05:00:00Z 2012 12 2012-12-10T05:00:00Z   2012-12-10T14:07:41Z 2012-29712 0 0 09000064811846c4
SEC-2012-1927-0001 SEC   Purchase of Certain Debt Securities: Business and Industrial Development Companies Relying on an Investment Company Act Exemption Rule   2012-11-23T05:00:00Z 2012 11 2012-11-23T05:00:00Z   2012-11-23T14:45:04Z 2012-28456 0 0 0900006481171933
SEC-2012-1924-0001 SEC   Disclosure of Payments by Resource Extraction Issuers; Correction Rule   2012-11-23T05:00:00Z 2012 11 2012-11-23T05:00:00Z   2012-11-23T14:42:57Z 2012-28455 0 0 090000648117185f
SEC-2012-1772-0001 SEC   Clearing Agency Standards Rule   2012-11-02T04:00:00Z 2012 11 2012-11-02T04:00:00Z   2012-11-02T15:33:30Z 2012-26407 0 0 090000648115a5b3
SEC-2012-1678-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2012-10-15T04:00:00Z 2012 10 2012-10-15T04:00:00Z   2012-10-15T12:46:21Z 2012-24998 0 0 0900006481140b54
SEC-2012-1583-0001 SEC   Extension of Temporary Registration of Municipal Advisors Rule   2012-09-26T04:00:00Z 2012 9 2012-09-26T04:00:00Z   2012-09-26T12:46:02Z 2012-23688 0 0 0900006481128aa7
SEC-2012-1496-0001 SEC   Disclosure of Payments by Resource Extraction Issuers Rule   2012-09-12T04:00:00Z 2012 9 2012-09-12T04:00:00Z   2012-09-12T14:11:41Z 2012-21155 0 0 0900006481112ee3
SEC-2012-1495-0001 SEC   Conflict Minerals Rule   2012-09-12T04:00:00Z 2012 9 2012-09-12T04:00:00Z   2012-09-12T14:11:12Z 2012-21153 0 0 0900006481113323
SEC-2012-1465-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2012-09-06T04:00:00Z 2012 9 2012-09-06T04:00:00Z   2012-09-06T12:59:02Z 2012-21805 0 0 0900006481109197
SEC-2012-1364-0001 SEC   Retail Foreign Exchange Transactions Rule   2012-08-20T04:00:00Z 2012 8 2012-08-20T04:00:00Z 2012-11-01T03:59:59Z 2012-08-20T13:36:26Z 2012-20089 0 0 09000064810e491f
SEC-2012-1328-0001 SEC   Definitions; Mixed Swaps; Security-Based Swap Agreement Recordkeeping Rule   2012-08-13T04:00:00Z 2012 8 2012-08-13T04:00:00Z   2012-08-13T13:21:50Z 2012-18003 0 0 09000064810d11e7
SEC-2012-1244-0001 SEC   Consolidated Audit Trail Rule   2012-08-01T04:00:00Z 2012 8 2012-08-01T04:00:00Z   2012-08-01T12:48:45Z 2012-17918 0 0 09000064810bc535
SEC-2012-1200-0001 SEC   Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies: Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations; Correction Rule   2012-07-25T04:00:00Z 2012 7 2012-07-25T04:00:00Z   2012-07-25T12:37:18Z 2012-17985 0 0 09000064810aeea9
SEC-2012-1192-0001 SEC   Commission Guidances: Definitions of Mortgage Related Security and Small Business Related Security Rule   2012-07-23T04:00:00Z 2012 7 2012-07-23T04:00:00Z 2012-08-23T03:59:59Z 2012-07-23T13:32:21Z 2012-17763 0 0 09000064810a9a91
SEC-2012-1171-0001 SEC   Temporary Registration of Municipal Advisors: Technical Amendment Rule   2012-07-18T04:00:00Z 2012 7 2012-07-18T04:00:00Z   2012-07-18T12:48:28Z 2012-17411 0 0 090000648109fa13
SEC-2012-1173-0001 SEC   Securities Act Industry Guides; Technical Amendments Rule   2012-07-18T04:00:00Z 2012 7 2012-07-18T04:00:00Z   2012-07-18T12:48:55Z 2012-17449 0 0 090000648109faa2
SEC-2012-1142-0001 SEC   Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions Rule   2012-07-16T04:00:00Z 2012 7 2012-07-16T04:00:00Z   2012-07-16T13:51:54Z 2012-17261 0 0 090000648109bcf5
SEC-2012-1126-0001 SEC   Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies: Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations Rule   2012-07-13T04:00:00Z 2012 7 2012-07-13T04:00:00Z   2012-07-13T12:23:32Z 2012-16233 0 0 0900006481093316
SEC-2012-1065-0001 SEC   Definitions; Corrections: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant Rule   2012-07-05T04:00:00Z 2012 7 2012-07-05T04:00:00Z   2012-07-05T12:55:39Z 2012-16409 0 0 090000648107a46f
SEC-2012-1048-0001 SEC   Listing Standards for Compensation Committees Rule   2012-07-03T04:00:00Z 2012 7 2012-07-03T04:00:00Z   2012-07-03T13:06:42Z C1-2012-15408 0 0 0900006481078097
SEC-2012-1006-0001 SEC   Listing Standards for Compensation Committees Rule   2012-06-27T04:00:00Z 2012 6 2012-06-27T04:00:00Z   2012-06-27T13:14:21Z 2012-15408 0 0 090000648106a7b2
SEC-2012-0941-0001 SEC   Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Extension of Compliance Date Rule   2012-06-13T04:00:00Z 2012 6 2012-06-13T04:00:00Z   2012-06-13T13:28:59Z 2012-14440 0 0 090000648104720a
SEC-2012-0811-0001 SEC   Definitions: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant Rule   2012-05-23T04:00:00Z 2012 5 2012-05-23T04:00:00Z 2012-07-24T03:59:59Z 2012-05-23T12:35:59Z 2012-10562 0 0 0900006481019e05
SEC-2012-0753-0001 SEC   Political Contributions by Certain Investment Advisers Rule   2012-05-15T04:00:00Z 2012 5 2012-05-15T04:00:00Z   2012-05-15T13:30:28Z 2012-11662 0 0 090000648100ee09
SEC-2012-0534-0001 SEC   Exemptions For Security-Based Swaps Issued By Certain Clearing Agencies Rule   2012-04-05T04:00:00Z 2012 4 2012-04-05T04:00:00Z   2012-04-05T12:55:57Z 2012-08141 0 0 0900006480fe9d15
SEC-2012-0506-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2012-03-30T04:00:00Z 2012 3 2012-03-30T04:00:00Z   2012-03-30T13:40:16Z 2012-07608 0 0 0900006480fe4dc0
SEC-2012-0491-0001 SEC   Net Worth Standard for Accredited Investors Rule   2012-03-28T04:00:00Z 2012 3 2012-03-28T04:00:00Z   2012-03-28T13:01:31Z 2012-07446 0 0 0900006480fe2eac
SEC-2012-0372-0001 SEC   Rules of Organization, Conduct and Ethics, and Information and Requests Rule   2012-03-07T05:00:00Z 2012 3 2012-03-07T05:00:00Z   2012-03-07T13:52:51Z 2012-05454 0 0 0900006480fd08de
SEC-2012-0303-0001 SEC   Investment Adviser Performance Compensation Rule   2012-02-22T05:00:00Z 2012 2 2012-02-22T05:00:00Z   2012-02-22T14:05:13Z 2012-04046 0 0 0900006480fbd654
SEC-2012-0263-0001 SEC   Reporting Line for the Commission's Inspector General Rule   2012-02-14T05:00:00Z 2012 2 2012-02-14T05:00:00Z   2012-02-14T13:58:53Z 2012-03312 0 0 0900006480fb565a
SEC-2012-0118-0001 SEC   Covered Securities of BATS Exchange, Inc. Rule   2012-01-25T05:00:00Z 2012 1 2012-01-25T05:00:00Z   2012-01-25T13:27:56Z 2012-01521 0 0 0900006480fa3bdc

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;