documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

46 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2011 sorted by posted_date descending

✎ View and edit SQL

This data as json, CSV (advanced)

Suggested facets: posted_month, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2011 · 46 ✖

document_type 1

  • Rule · 46 ✖

agency_id 1

  • SEC · 46 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2011-2045-0001 SEC   Net Worth Standard for Accredited Investors Rule   2011-12-29T05:00:00Z 2011 12 2011-12-29T05:00:00Z   2011-12-29T13:41:06Z 2011-33333 0 0 0900006480f8ac7e
SEC-2011-2033-0001 SEC   Mine Safety Disclosure Rule   2011-12-28T05:00:00Z 2011 12 2011-12-28T05:00:00Z   2011-12-28T20:10:33Z 2011-33148 0 0 0900006480f8a2a5
SEC-2011-2020-0001 SEC   Extension of Temporary Registration of Municipal Advisors Rule   2011-12-27T05:00:00Z 2011 12 2011-12-27T05:00:00Z   2011-12-27T14:26:48Z 2011-33146 0 0 0900006480f897e5
SEC-2011-1836-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2011-11-29T05:00:00Z 2011 11 2011-11-29T05:00:00Z   2011-11-29T13:56:44Z 2011-30591 0 0 0900006480f75a75
SEC-2011-1788-0001 SEC   Rescission of Outdated Rules and Forms, and Amendments to Correct References Rule   2011-11-21T05:00:00Z 2011 11 2011-11-21T05:00:00Z   2011-11-21T14:12:00Z 2011-29096 0 0 0900006480f709dd
SEC-2011-1778-0001 SEC   Reporting Line for Commission's Ethics Counsel Rule   2011-11-18T05:00:00Z 2011 11 2011-11-18T05:00:00Z   2011-11-18T13:58:24Z 2011-29802 0 0 0900006480f6f601
SEC-2011-1759-0001 SEC   Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. Rule   2011-11-16T05:00:00Z 2011 11 2011-11-16T05:00:00Z   2011-11-16T14:17:06Z 2011-28549 0 0 0900006480f6d64a
SEC-2011-1688-0001 SEC   Delegation of Authority to the Director of Division of Trading and Markets Rule   2011-11-02T04:00:00Z 2011 11 2011-11-02T04:00:00Z   2011-11-02T13:14:16Z 2011-28313 0 0 0900006480f647f1
SEC-2011-1463-0001 SEC   Consolidation of the Office of the Executive Director with the Office of the Chief Operating Officer Rule   2011-09-29T04:00:00Z 2011 9 2011-09-29T04:00:00Z   2011-09-29T13:05:03Z 2011-24964 0 0 0900006480f42a0e
SEC-2011-1414-0001 SEC   Facilitating Shareholder Director Nominations Rule   2011-09-20T04:00:00Z 2011 9 2011-09-20T04:00:00Z   2011-09-20T14:02:15Z 2011-24118 0 0 0900006480f23ecf
SEC-2011-1402-0001 SEC   Privacy Act; Implementation and Amendment of Exemptions Rule   2011-09-16T04:00:00Z 2011 9 2011-09-16T04:00:00Z   2011-09-16T12:33:11Z 2011-23732 0 0 0900006480f1eeb4
SEC-2011-1356-0001 SEC   Amendments to Include New Applicant Types on Form ID Rule   2011-09-09T04:00:00Z 2011 9 2011-09-09T04:00:00Z   2011-09-09T13:01:07Z 2011-22895 0 0 0900006480f14d5e
SEC-2011-1338-0001 SEC   Use of Derivatives by Investment Companies under Investment Company Act of 1940 Rule   2011-09-07T04:00:00Z 2011 9 2011-09-07T04:00:00Z 2011-11-08T04:59:59Z 2011-09-07T13:13:06Z 2011-22724 0 0 0900006480f12fb3
SEC-2011-1311-0001 SEC   Disclosure For Asset-Backed Securities Required By Section 943 Of The Dodd-Frank Wall Street Reform And Consumer Protection Act Rule   2011-09-01T04:00:00Z 2011 9 2011-09-01T04:00:00Z   2011-09-01T12:38:00Z 2011-22257 0 0 0900006480f0e038
SEC-2011-1262-0001 SEC   Suspension of Duty to File Reports for Classes of Asset-Backed Securities Rule   2011-08-23T04:00:00Z 2011 8 2011-08-23T04:00:00Z   2011-08-23T13:06:24Z 2011-21500 0 0 0900006480eea085
SEC-2011-1171-0001 SEC   FASB's Accounting Standards: Technical Amendments Rule   2011-08-12T04:00:00Z 2011 8 2011-08-12T04:00:00Z   2011-08-12T12:46:09Z 2011-20413 0 0 0900006480edf611
SEC-2011-1128-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2011-08-05T04:00:00Z 2011 8 2011-08-05T04:00:00Z   2011-08-05T12:22:58Z 2011-19824 0 0 0900006480ed7d5b
SEC-2011-1111-0001 SEC   Security Ratings Rule   2011-08-03T04:00:00Z 2011 8 2011-08-03T04:00:00Z   2011-08-03T12:30:10Z 2011-19421 0 0 0900006480ed4a31
SEC-2011-1115-0001 SEC   Large Trader Reporting Rule   2011-08-03T04:00:00Z 2011 8 2011-08-03T04:00:00Z   2011-08-03T12:34:01Z 2011-19419 0 0 0900006480ed4af5
SEC-2011-1062-0001 SEC   Commission Procedures for Filing Applications for Orders for Exemptive Relief Rule   2011-07-22T04:00:00Z 2011 7 2011-07-22T04:00:00Z   2011-07-22T13:14:53Z 2011-18513 0 0 0900006480ec95e7
SEC-2011-1033-0001 SEC   Rules Implementing Amendments to Investment Advisers Act of 1940 Rule   2011-07-19T04:00:00Z 2011 7 2011-07-19T04:00:00Z   2011-07-19T14:01:40Z 2011-16318 0 0 0900006480ec6162
SEC-2011-1003-0001 SEC   Retail Foreign Exchange Transactions Rule   2011-07-15T04:00:00Z 2011 7 2011-07-15T04:00:00Z 2011-09-14T03:59:59Z 2011-07-15T13:06:20Z 2011-18009 0 0 0900006480ec31d8
SEC-2011-0986-0001 SEC   Rule Filing Requirements for Dually Registered Clearing Agencies: Rule   2011-07-13T04:00:00Z 2011 7 2011-07-13T04:00:00Z 2011-09-16T03:59:59Z 2011-07-13T12:04:03Z 2011-17524 0 0 0900006480ec1172
SEC-2011-0965-0001 SEC   Exemptions For Security-Based Swaps Rule   2011-07-11T04:00:00Z 2011 7 2011-07-11T04:00:00Z 2011-08-16T03:59:59Z 2011-07-11T12:57:41Z 2011-17039 0 0 0900006480ebec30
SEC-2011-0957-0001 SEC   Extension of Temporary Exemptions for Eligible Credit Default Swaps Rule   2011-07-08T04:00:00Z 2011 7 2011-07-08T04:00:00Z   2011-07-08T13:03:03Z 2011-17132 0 0 0900006480ebcd24
SEC-2011-0947-0001 SEC   Delegation of Authority to the Director of Division of Enforcement Rule   2011-07-07T04:00:00Z 2011 7 2011-07-07T04:00:00Z   2011-07-07T14:06:14Z 2011-16864 0 0 0900006480ebb5f6
SEC-2011-0941-0001 SEC   Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets, etc. Rule   2011-07-06T04:00:00Z 2011 7 2011-07-06T04:00:00Z   2011-07-06T12:51:59Z 2011-16118 0 0 0900006480eba1a7
SEC-2011-0922-0001 SEC   Risk Management Controls for Brokers or Dealers with Market Access Rule   2011-06-30T04:00:00Z 2011 6 2011-06-30T04:00:00Z   2011-06-30T12:48:20Z 2011-16467 0 0 0900006480eb744d
SEC-2011-0910-0001 SEC   Family Offices Rule   2011-06-29T04:00:00Z 2011 6 2011-06-29T04:00:00Z   2011-06-29T13:00:34Z 2011-16117 0 0 0900006480eb6510
SEC-2011-0867-0001 SEC   Exemptive Orders: Temporary Exemptions and Other Temporary Relief Applicable to Security-Based Swaps Rule   2011-06-22T04:00:00Z 2011 6 2011-06-22T04:00:00Z 2011-07-07T03:59:59Z 2011-06-22T12:10:59Z 2011-15432 0 0 0900006480e8bf66
SEC-2011-0851-0001 SEC   Delegation of Authority to the Director of Division of Enforcement Rule   2011-06-17T04:00:00Z 2011 6 2011-06-17T04:00:00Z   2011-06-17T12:31:05Z 2011-15030 0 0 0900006480e52057
SEC-2011-0829-0001 SEC   Beneficial Ownership Reporting Requirements and Security-Based Swaps Rule   2011-06-14T04:00:00Z 2011 6 2011-06-14T04:00:00Z   2011-06-14T13:33:09Z 2011-14572 0 0 0900006480e4f037
SEC-2011-0813-0001 SEC   Whistleblower Provisions of the Securities Exchange Act Rule   2011-06-13T04:00:00Z 2011 6 2011-06-13T04:00:00Z   2011-06-13T12:35:31Z 2011-13382 0 0 0900006480e4de1f
SEC-2011-0729-0001 SEC   Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts Rule   2011-05-19T04:00:00Z 2011 5 2011-05-19T04:00:00Z   2011-05-19T12:49:03Z 2011-12280 0 0 0900006480d79f86
SEC-2011-0531-0001 SEC   Technical Amendment to Rule 19b-4: Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations Rule   2011-04-13T04:00:00Z 2011 4 2011-04-13T04:00:00Z   2011-04-13T14:42:49Z 2011-08919 0 0 0900006480c25f52
SEC-2011-0467-0001 SEC   Supplemental Standards of Ethical Conduct for Members and Employees Rule   2011-04-11T04:00:00Z 2011 4 2011-04-11T04:00:00Z   2011-04-11T14:09:05Z 2011-08485 0 0 0900006480c21972
SEC-2011-0406-0001 SEC   Staff Accounting Bulletin Rule   2011-03-28T04:00:00Z 2011 3 2011-03-28T04:00:00Z   2011-03-28T13:47:18Z 2011-05584 0 0 0900006480c11d77
SEC-2011-0388-0001 SEC   General Rules and Regulations, Securities Act of 1933; CFR Correction Rule   2011-03-22T04:00:00Z 2011 3 2011-03-22T04:00:00Z   2011-03-22T12:57:43Z 2011-06830 0 0 0900006480c0d4e3
SEC-2011-0263-0001 SEC   Financial Recordkeeping and Reporting of Currency and Foreign Transactions: Technical Amendments to Rule 17a-8 Rule   2011-03-02T05:00:00Z 2011 3 2011-03-02T05:00:00Z   2011-03-02T13:47:28Z 2011-04694 0 0 0900006480bfcc1e
SEC-2011-0149-0001 SEC   Shareholder Approval of Executive Compensation and Golden Parachute Compensation Rule   2011-02-02T05:00:00Z 2011 2 2011-02-02T05:00:00Z   2011-06-11T17:59:57Z 2011-01971 0 0 0900006480bd8614
SEC-2011-0112-0001 SEC   Disclosure of Asset-Backed Securities Required by Dodd-Frank Act Rule   2011-01-26T05:00:00Z 2011 1 2011-01-26T05:00:00Z   2011-06-11T17:59:56Z 2011-01504 0 0 0900006480bd3308
SEC-2011-0109-0001 SEC   Issuer Review of Assets in Offerings of Asset-Backed Securities Rule   2011-01-25T05:00:00Z 2011 1 2011-01-25T05:00:00Z   2011-06-11T17:59:56Z 2011-01503 0 0 0900006480bd1fca
SEC-2011-0104-0001 SEC   Rules of Practice Rule   2011-01-24T05:00:00Z 2011 1 2011-01-24T05:00:00Z   2011-01-24T13:48:41Z 2011-01199 0 0 0900006480bd12a4
SEC-2011-0085-0001 SEC   Delegations of Authority to Chief Accountant Rule   2011-01-18T05:00:00Z 2011 1 2011-01-18T05:00:00Z   2011-01-18T13:26:06Z 2011-00835 0 0 0900006480bccdda
SEC-2011-0038-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2011-01-11T05:00:00Z 2011 1 2011-01-11T05:00:00Z   2011-01-11T15:06:29Z 2011-00378 0 0 0900006480bc8b6f
SEC-2011-0004-0001 SEC   Amendments to Form ADV; Extension of Compliance Date Rule   2011-01-04T05:00:00Z 2011 1 2011-01-04T05:00:00Z   2011-06-11T17:59:54Z 2010-33142 0 0 0900006480bc4a5d

Advanced export

JSON shape: default, array, newline-delimited, object

CSV options: 

CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;