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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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38 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2010 sorted by posted_date descending

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posted_year 1

  • 2010 · 38 ✖

document_type 1

  • Rule · 38 ✖

agency_id 1

  • SEC · 38 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2010-2025-0001 SEC   Temporary Rule Regarding Principal Trades with Certain Advisory Clients Rule   2010-12-30T05:00:00Z 2010 12 2010-12-30T05:00:00Z   2011-06-11T17:59:54Z 2010-33077 0 0 0900006480bc269a
SEC-2010-1981-0001 SEC   Extension of Filing Accommodation for Static-Pool Information in Filings with Respect to Asset-Backed Securities Rule   2010-12-22T05:00:00Z 2010 12 2010-12-22T05:00:00Z   2011-06-11T17:59:53Z 2010-32098 0 0 0900006480bbde60
SEC-2010-1802-0001 SEC   Temporary Exemptions for Eligible Credit Default Swaps; Extension Rule   2010-11-26T05:00:00Z 2010 11 2010-11-26T05:00:00Z   2011-06-11T17:59:50Z 2010-29702 0 0 0900006480ba4331
SEC-2010-1741-0001 SEC   Risk Management Controls for Brokers or Dealers with Market Access Rule   2010-11-15T05:00:00Z 2010 11 2010-11-15T05:00:00Z   2011-06-11T17:59:50Z 2010-28303 0 0 0900006480b88ce3
SEC-2010-1713-0001 SEC   Regulation SHO Rule   2010-11-09T05:00:00Z 2010 11 2010-11-09T05:00:00Z 2010-11-11T04:59:59Z 2011-06-11T17:59:49Z 2010-28327 0 0 0900006480b85a4f
SEC-2010-1600-0001 SEC   Facilitating Shareholder Director Nominations Rule   2010-10-20T04:00:00Z 2010 10 2010-10-20T04:00:00Z   2011-06-11T17:59:47Z 2010-26348 0 0 0900006480b72c25
SEC-2010-1611-0001 SEC   Reporting of Security-Based Swap Transaction Data Rule   2010-10-20T04:00:00Z 2010 10 2010-10-20T04:00:00Z 2010-12-21T04:59:59Z 2011-06-11T17:59:47Z 2010-26217 0 0 0900006480b72cdb
SEC-2010-1599-0001 SEC   Indexed Annuities Rule   2010-10-20T04:00:00Z 2010 10 2010-10-20T04:00:00Z   2011-06-11T17:59:47Z 2010-26347 0 0 0900006480b72c14
SEC-2010-1590-0001 SEC   Forms N-CSR and N-SAR in Connection with 2010 Comprehensive Iran Sanctions, Accountability, and Divestment Act: Technical Amendments Rule   2010-10-19T04:00:00Z 2010 10 2010-10-19T04:00:00Z   2010-10-19T14:50:11Z 2010-26206 0 0 0900006480b72938
SEC-2010-1544-0001 SEC   Delegation of Authority to the Director of the Division of Trading and Markets Rule   2010-10-12T04:00:00Z 2010 10 2010-10-12T04:00:00Z   2010-10-12T13:35:41Z 2010-25642 0 0 0900006480b6cd44
SEC-2010-1509-0001 SEC   Removal of Exemption for Credit Rating Agencies from Regulation FD Rule   2010-10-04T04:00:00Z 2010 10 2010-10-04T04:00:00Z   2010-10-04T13:41:47Z 2010-24802 0 0 0900006480b66725
SEC-2010-1502-0001 SEC   Commission Guidance Regarding Auditing, Attestation, and Related Professional Practice Standards Related to Brokersand Dealers Rule   2010-10-01T04:00:00Z 2010 10 2010-10-01T04:00:00Z   2010-10-01T12:49:36Z 2010-24657 0 0 0900006480b644ea
SEC-2010-1480-0001 SEC   Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Managements Discussion and Analysis Rule   2010-09-28T04:00:00Z 2010 9 2010-09-28T04:00:00Z   2010-09-28T13:14:41Z 2010-23744 0 0 0900006480b621ce
SEC-2010-1444-0001 SEC   Rescission of Rules Pertaining to Payment of Bounties for Information Leading to Recovery of Civil Penalties for Insider Trading Rule   2010-09-21T04:00:00Z 2010 9 2010-09-21T04:00:00Z   2010-09-21T13:42:18Z 2010-23457 0 0 0900006480b54382
SEC-2010-1443-0001 SEC   Internal Control over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Rule   2010-09-21T04:00:00Z 2010 9 2010-09-21T04:00:00Z   2010-09-21T13:42:07Z 2010-23492 0 0 0900006480b5437c
SEC-2010-1414-0001 SEC   Facilitating Shareholder Director Nominations Rule   2010-09-16T04:00:00Z 2010 9 2010-09-16T04:00:00Z   2011-06-11T17:59:45Z 2010-22218 0 0 0900006480b50911
SEC-2010-1409-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2010-09-15T04:00:00Z 2010 9 2010-09-15T04:00:00Z   2010-09-15T12:57:28Z 2010-22983 0 0 0900006480b4f5fa
SEC-2010-1363-0001 SEC   Delegations of Authority to Director of Division of Enforcement Rule   2010-09-08T04:00:00Z 2010 9 2010-09-08T04:00:00Z   2010-09-08T13:19:39Z 2010-22241 0 0 0900006480b481a3
SEC-2010-1358-0001 SEC   Temporary Registration of Municipal Advisors Rule   2010-09-08T04:00:00Z 2010 9 2010-09-08T04:00:00Z 2010-10-09T03:59:59Z 2011-06-11T17:59:45Z 2010-22255 0 0 0900006480b48141
SEC-2010-1238-0001 SEC   Delegation of Authority to the Director of its Division of Enforcement Rule   2010-08-16T04:00:00Z 2010 8 2010-08-16T04:00:00Z   2010-08-16T14:01:19Z 2010-20197 0 0 0900006480b31672
SEC-2010-1231-0001 SEC   Amendments to Form ADV Rule   2010-08-12T04:00:00Z 2010 8 2010-08-12T04:00:00Z   2011-06-11T17:59:44Z 2010-19617 0 0 0900006480b2ef50
SEC-2010-1193-0001 SEC   Amendments to the Informal and Other Procedures, Rules of Organization and Program Management, etc.: Interim Commission Review of Public Company Accounting Oversight Board Inspection Reports and Regulation P Rule   2010-08-06T04:00:00Z 2010 8 2010-08-06T04:00:00Z   2010-08-06T15:15:41Z 2010-18860 0 0 0900006480b2ac90
SEC-2010-1108-0001 SEC   Rules of Organization; Conduct and Ethics; and Information and Requests: Rule   2010-07-22T04:00:00Z 2010 7 2010-07-22T04:00:00Z   2010-07-24T22:16:41Z 2010-17897 0 0 0900006480b1f069
SEC-2010-1094-0001 SEC   Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of SEC and Revisions to Commission's Ethics Rules Rule   2010-07-20T04:00:00Z 2010 7 2010-07-20T04:00:00Z   2010-07-21T17:05:38Z 2010-17658 0 0 0900006480b1cf9d
SEC-2010-1068-0001 SEC   Political Contributions by Certain Investment Adviser Rule   2010-07-14T04:00:00Z 2010 7 2010-07-14T04:00:00Z   2011-06-11T17:59:43Z 2010-16559 0 0 0900006480b19656
SEC-2010-0844-0001 SEC   Amendment to Municipal Securities Disclosure Rule   2010-06-10T04:00:00Z 2010 6 2010-06-10T04:00:00Z   2011-06-11T17:59:42Z 2010-13165 0 0 0900006480aff9b6
SEC-2010-0529-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2010-04-08T04:00:00Z 2010 4 2010-04-08T04:00:00Z   2010-04-08T13:29:11Z 2010-07856 0 0 0900006480ad285f
SEC-2010-0369-0001 SEC   Amendments to Regulation SHO Rule   2010-03-10T05:00:00Z 2010 3 2010-03-10T05:00:00Z   2011-06-11T17:59:41Z 2010-04409 0 0 0900006480ab9daf
SEC-2010-0332-0001 SEC   Money Market Fund Reform Rule   2010-03-04T05:00:00Z 2010 3 2010-03-04T05:00:00Z   2011-06-11T17:59:40Z 2010-04059 0 0 0900006480ab4e3e
SEC-2010-0301-0001 SEC   Proxy Disclosure Enhancements: Correction Rule   2010-03-01T05:00:00Z 2010 3 2010-03-01T05:00:00Z   2011-06-11T17:59:40Z 2010-04006 0 0 0900006480ab0c60
SEC-2010-0300-0001 SEC   Internet Availability of Proxy Materials Rule   2010-02-26T05:00:00Z 2010 2 2010-02-26T05:00:00Z   2011-06-11T17:59:39Z 2010-03891 0 0 0900006480aaf3a0
SEC-2010-0195-0001 SEC   Commission Guidance Regarding Disclosure Related to Climate Change Rule   2010-02-08T05:00:00Z 2010 2 2010-02-08T05:00:00Z   2010-02-08T15:13:13Z 2010-02602 0 0 0900006480a8f9fb
SEC-2010-0086-0001 SEC   Delegations of Authority to the Director of Its Division of Enforcement Rule   2010-01-19T05:00:00Z 2010 1 2010-01-19T05:00:00Z   2010-01-19T15:11:39Z 2010-00842 0 0 0900006480a7f552
SEC-2010-0091-0001 SEC   Shareholder Approval of Executive Compensation of TARP Recipients Rule   2010-01-19T05:00:00Z 2010 1 2010-01-19T05:00:00Z   2011-06-11T17:59:38Z 2010-00756 0 0 0900006480a7f5a8
SEC-2010-0094-0001 SEC   Policy Statement Concerning Cooperation by Individuals in Its Investigations and Related Enforcement Actions Rule   2010-01-19T05:00:00Z 2010 1 2010-01-19T05:00:00Z   2010-01-19T15:12:24Z 2010-00843 0 0 0900006480a7f5c4
SEC-2010-0059-0001 SEC   Commission Guidance Regarding Independent Public Accountant Engagements Performed Pursuant to Rule 206(4)-2 Under the Investment Advisers Act of1940 Rule   2010-01-11T05:00:00Z 2010 1 2010-01-11T05:00:00Z   2010-01-20T04:13:17Z 2010-00019 0 0 0900006480a7b3a6
SEC-2010-0053-0001 SEC   Custody of Funds or Securities of Clients by Investment Advisers Rule   2010-01-11T05:00:00Z 2010 1 2010-01-11T05:00:00Z   2011-06-11T17:59:37Z 2010-00018 0 0 0900006480a7b349
SEC-2010-0018-0001 SEC   Temporary Rule Regarding Principal Trades With Certain Advisory Clients Rule   2010-01-06T05:00:00Z 2010 1 2010-01-06T05:00:00Z   2011-06-11T17:59:37Z E9-31420 0 0 0900006480a778f0

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;