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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

35 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2009 sorted by posted_date descending

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posted_year 1

  • 2009 · 35 ✖

document_type 1

  • Rule · 35 ✖

agency_id 1

  • SEC · 35 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2009-1844-0001 SEC   Temporary Rule Regarding Principal Trades With Certain Advisory Clients Rule   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z   2011-06-11T17:59:37Z E9-30877 0 0 0900006480a74153
SEC-2009-1803-0001 SEC   Proxy Disclosure Enhancements Rule   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z   2011-06-11T17:59:36Z E9-30327 0 0 0900006480a706e7
SEC-2009-1788-0001 SEC   Extension of Filing Accomodation for Static Pool Information in Filings with respect to Asset-backed Securities Rule   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z 2010-01-01T04:59:59Z 2011-06-11T17:59:36Z E9-30185 0 0 0900006480a6efbf
SEC-2009-1707-0001 SEC   Amendments to Rules for Nationally Recognized Statistical Rating Organizations Rule   2009-12-04T05:00:00Z 2009 12 2009-12-04T05:00:00Z   2011-06-11T17:59:35Z E9-28496 0 0 0900006480a62bf2
SEC-2009-1588-0001 SEC   Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date Rule   2009-11-12T05:00:00Z 2009 11 2009-11-12T05:00:00Z   2011-06-11T17:59:34Z E9-27126 0 0 0900006480a55f21
SEC-2009-1561-0001 SEC   Staff Accounting Bulletin No. 113 Rule   2009-11-04T05:00:00Z 2009 11 2009-11-04T05:00:00Z   2009-11-04T14:35:36Z E9-26525 0 0 0900006480a503db
SEC-2009-1538-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2009-10-30T04:00:00Z 2009 10 2009-10-30T04:00:00Z   2009-10-30T13:08:24Z E9-26150 0 0 0900006480a4e580
SEC-2009-1481-0001 SEC   Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Rule   2009-10-19T04:00:00Z 2009 10 2009-10-19T04:00:00Z   2011-06-11T17:59:33Z E9-24990 0 0 0900006480a4513b
SEC-2009-1457-0001 SEC   References to Ratings of Nationally Recognized Statistical Rating Organizations Rule   2009-10-09T04:00:00Z 2009 10 2009-10-09T04:00:00Z   2011-06-11T17:59:32Z E9-24364 0 0 0900006480a3f293
SEC-2009-1352-0001 SEC   Disclosure of Certain Money Market Fund Portfolio Holdings Rule   2009-09-23T04:00:00Z 2009 9 2009-09-23T04:00:00Z 2009-10-27T03:59:59Z 2011-06-11T17:59:31Z E9-22900 0 0 0900006480a29b74
SEC-2009-1322-0001 SEC   Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps Rule   2009-09-17T04:00:00Z 2009 9 2009-09-17T04:00:00Z   2011-06-11T17:59:30Z E9-22389 0 0 0900006480a252aa
SEC-2009-1205-0001 SEC   Commission Guidance Regarding the Financial Accounting Standards Board's Accounting Standards Codification Rule   2009-08-25T04:00:00Z 2009 8 2009-08-25T04:00:00Z   2009-08-25T16:18:00Z E9-20381 0 0 0900006480a11b84
SEC-2009-1141-0001 SEC   Regulation S-AM: Limitations on Affiliate Marketing Rule   2009-08-11T04:00:00Z 2009 8 2009-08-11T04:00:00Z   2011-06-11T17:59:29Z E9-19020 0 0 0900006480a058b9
SEC-2009-1138-0001 SEC   Delegation of Authority to Director of Division of Enforcement Rule   2009-08-11T04:00:00Z 2009 8 2009-08-11T04:00:00Z   2009-08-11T15:02:49Z E9-19116 0 0 0900006480a05883
SEC-2009-1094-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2009-08-04T04:00:00Z 2009 8 2009-08-04T04:00:00Z   2009-08-04T15:01:05Z E9-18434 0 0 0900006480a007de
SEC-2009-1087-0001 SEC   Amendments to Regulation SHO Rule   2009-07-31T04:00:00Z 2009 7 2009-07-31T04:00:00Z   2011-06-11T17:59:29Z E9-18185 0 0 09000064809fef03
SEC-2009-0854-0001 SEC   Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Rule   2009-06-25T04:00:00Z 2009 6 2009-06-25T04:00:00Z   2011-06-11T17:59:27Z E9-15014 0 0 09000064809df62a
SEC-2009-0778-0001 SEC   Staff Accounting Bulletin No. 112 Rule   2009-06-10T04:00:00Z 2009 6 2009-06-10T04:00:00Z   2009-06-10T15:22:54Z E9-13511 0 0 09000064809cb5db
SEC-2009-0742-0001 SEC   Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies Rule   2009-06-04T04:00:00Z 2009 6 2009-06-04T04:00:00Z   2011-06-11T17:59:26Z E9-12956 0 0 09000064809c4b23
SEC-2009-0628-0001 SEC   Interactive Data for Mutual Fund Risk/Return Summary; Correction Rule   2009-05-07T04:00:00Z 2009 5 2009-05-07T04:00:00Z   2011-06-11T17:59:26Z E9-10525 0 0 090000648097c1d7
SEC-2009-0608-0001 SEC   Delegation of Authority to the General Counsel Rule   2009-05-04T04:00:00Z 2009 5 2009-05-04T04:00:00Z   2009-05-04T16:18:09Z E9-10123 0 0 09000064809737c9
SEC-2009-0568-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2009-04-23T04:00:00Z 2009 4 2009-04-23T04:00:00Z   2009-04-23T16:05:38Z E9-09314 0 0 090000648096752b
SEC-2009-0569-0001 SEC   Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies Rule   2009-04-23T04:00:00Z 2009 4 2009-04-23T04:00:00Z   2009-04-23T16:06:34Z E9-09089 0 0 0900006480967544
SEC-2009-0538-0001 SEC   Staff Accounting Bulletin (No. 111) Rule   2009-04-17T04:00:00Z 2009 4 2009-04-17T04:00:00Z   2009-04-17T15:42:44Z E9-08801 0 0 090000648095a345
SEC-2009-0536-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2009-04-16T04:00:00Z 2009 4 2009-04-16T04:00:00Z   2009-04-16T16:20:28Z E9-08589 0 0 0900006480956e65
SEC-2009-0474-0001 SEC   Interactive Data To Improve Financial Reporting Rule   2009-04-07T04:00:00Z 2009 4 2009-04-07T04:00:00Z   2011-06-11T17:59:25Z E9-07778 0 0 0900006480946813
SEC-2009-0337-0001 SEC   Attaching Authenticating Documents to Online Form ID Applications Rule   2009-03-13T04:00:00Z 2009 3 2009-03-13T04:00:00Z   2009-03-13T16:26:48Z E9-05377 0 0 09000064809100fc
SEC-2009-0276-0001 SEC   Adjustments to Civil Monetary Penalty Amounts Rule   2009-03-03T05:00:00Z 2009 3 2009-03-03T05:00:00Z   2009-03-03T15:42:22Z E9-04379 0 0 09000064808e80c2
SEC-2009-0232-0001 SEC   Interactive Data for Mutual Fund Risk/Return Summary Rule   2009-02-19T05:00:00Z 2009 2 2009-02-19T05:00:00Z 2014-11-01T03:59:59Z 2011-06-11T17:59:24Z E9-03359 0 0 090000648085fea5
SEC-2009-0189-0001 SEC   Interactive Data to Improve Financial Reporting Rule   2009-02-10T05:00:00Z 2009 2 2009-02-10T05:00:00Z   2011-06-11T17:59:24Z E9-02334 0 0 090000648084faf6
SEC-2009-0180-0001 SEC   Amendments toRules for Nationally Recognized Statistical Rating Organizations Rule   2009-02-09T05:00:00Z 2009 2 2009-02-09T05:00:00Z   2009-02-09T15:36:46Z E9-02513 0 0 090000648084d88d
SEC-2009-0108-0001 SEC   Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies Rule   2009-01-26T05:00:00Z 2009 1 2009-01-26T05:00:00Z   2011-06-11T17:59:23Z E9-01035 0 0 09000064808309f9
SEC-2009-0086-0001 SEC   Temporary Exemptions For Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps Rule   2009-01-22T05:00:00Z 2009 1 2009-01-22T05:00:00Z 2009-03-24T03:59:59Z 2011-06-11T17:59:23Z E9-01123 0 0 090000648082a96e
SEC-2009-0076-0001 SEC   Indexed Annuities and Certain Other Insurance Contracts Rule   2009-01-16T05:00:00Z 2009 1 2009-01-16T05:00:00Z   2011-06-11T17:59:23Z E9-00597 0 0 0900006480823209
SEC-2009-0071-0001 SEC   Modernization of Oil and Gas Reporting Rule   2009-01-14T05:00:00Z 2009 1 2009-01-14T05:00:00Z 2009-02-14T04:59:59Z 2011-06-11T17:59:22Z E9-00409 0 0 090000648081eff1

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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