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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

30 rows where agency_id = "SEC", document_type = "Rule" and posted_year = 2007 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, last_modified, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2007 · 30 ✖

document_type 1

  • Rule · 30 ✖

agency_id 1

  • SEC · 30 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2007-1787-0001 SEC   Staff Accounting Bulletin No. 110 Rule   2007-12-31T05:00:00Z 2007 12 2007-12-31T05:00:00Z   2008-01-08T12:42:46Z E7-25178 0 0 0900006480380a46
SEC-2007-1760-0001 SEC   Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 Rule   2007-12-27T05:00:00Z 2007 12 2007-12-27T05:00:00Z   2011-06-11T17:59:07Z E7-24968 0 0 090000648037ee68
SEC-2007-1716-0001 SEC   Revisions to Rules 144 and 145 Rule   2007-12-17T05:00:00Z 2007 12 2007-12-17T05:00:00Z 2008-01-17T04:59:59Z 2011-06-11T17:59:06Z 07-06013 0 0 090000648037b18b
SEC-2007-1676-0001 SEC   Shareholder Proposals Relating to the Election of Directors Rule   2007-12-11T05:00:00Z 2007 12 2007-12-11T05:00:00Z   2011-06-11T17:59:06Z E7-23951 0 0 090000648037792d
SEC-2007-1657-0001 SEC   Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 Rule   2007-12-07T05:00:00Z 2007 12 2007-12-07T05:00:00Z   2011-06-11T17:59:06Z E7-23756 0 0 09000064803715c6
SEC-2007-1529-0001 SEC   Staff Accounting Bulletin No. 109 Rule   2007-11-09T05:00:00Z 2007 11 2007-11-09T05:00:00Z   2007-11-09T12:10:06Z E7-21927 0 0 0900006480362218
SEC-2006-1678-0002 SEC   Definitions of Terms and Exemptions Relating to the ``Broker Exceptions for Banks Rule   2007-10-03T04:00:00Z 2007 10 2007-10-03T04:00:00Z   2011-06-11T17:58:52Z 07-04769 0 0 09000064802f767a
SEC-2007-1385-0001 SEC   Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules Rule   2007-10-03T04:00:00Z 2007 10 2007-10-03T04:00:00Z   2011-06-11T17:59:04Z E7-19093 0 0 09000064802f765c
SEC-2007-1339-0001 SEC   Temporary Rule Regarding Principal Trades With Certain Advisory Clients Rule   2007-09-28T04:00:00Z 2007 9 2007-09-28T04:00:00Z 2007-12-01T04:59:59Z 2011-06-11T17:59:04Z E7-19191 0 0 09000064802aa029
SEC-2007-0958-0002 SEC   Electronic Data Gathering, Analysis, and Retrieval System (EDGAR): Interactive data voluntary reporting program; mutual fund risk/return summary information data tagging Rule   2007-08-24T04:00:00Z 2007 8 2007-08-24T04:00:00Z   2007-08-24T13:50:58Z Z7-13738 0 0 090000648027a2a4
SEC-2007-1160-0001 SEC   Adoption of Updated EDGAR Filer Manual Rule   2007-08-21T04:00:00Z 2007 8 2007-08-21T04:00:00Z   2011-06-11T17:59:03Z E7-16414 0 0 09000064802788b0
SEC-2007-1133-0001 SEC   Amendments to Regulation SHO Rule   2007-08-14T04:00:00Z 2007 8 2007-08-14T04:00:00Z   2011-06-11T17:59:03Z E7-15708 0 0 0900006480276e1b
SEC-2007-1118-0001 SEC   Short Selling in Connection With a Public Offering Rule   2007-08-10T04:00:00Z 2007 8 2007-08-10T04:00:00Z   2011-06-11T17:59:02Z E7-15608 0 0 090000648027469c
SEC-2007-1117-0001 SEC   Deletion of References to IRS Identification Numbers Rule   2007-08-10T04:00:00Z 2007 8 2007-08-10T04:00:00Z   2007-08-10T11:11:53Z E7-15595 0 0 0900006480274613
SEC-2007-1099-0001 SEC   Definition of the Term Significant Deficiency Rule   2007-08-09T04:00:00Z 2007 8 2007-08-09T04:00:00Z   2011-06-11T17:59:02Z E7-15556 0 0 0900006480273eff
SEC-2007-1097-0001 SEC   Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles Rule   2007-08-09T04:00:00Z 2007 8 2007-08-09T04:00:00Z   2011-06-11T17:59:01Z E7-15531 0 0 0900006480273ed3
SEC-2007-1035-0001 SEC   Shareholder Choice Regarding Proxy Materials Rule   2007-08-01T04:00:00Z 2007 8 2007-08-01T04:00:00Z   2011-06-11T17:59:01Z E7-14793 0 0 0900006480270885
SEC-2007-0958-0001 SEC   Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information Rule   2007-07-17T04:00:00Z 2007 7 2007-07-17T04:00:00Z   2011-06-11T17:59:00Z E7-13738 0 0 09000064802695ef
SEC-2007-0897-0001 SEC   Regulation SHO and Rule 10a-1 Rule   2007-07-03T04:00:00Z 2007 7 2007-07-03T04:00:00Z   2011-06-11T17:58:59Z E7-12868 0 0 090000648025bfee
SEC-2007-0872-0002 SEC   Amendments to Rules Regarding Managements Report on Internal Control Over Financial Reporting Rule   2007-06-27T04:00:00Z 2007 6 2007-06-27T04:00:00Z   2011-06-11T17:58:58Z E7-12298 0 0 0900006480259db9
SEC-2007-0872-0001 SEC   Commission Guidance Regarding Managements Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 Rule   2007-06-27T04:00:00Z 2007 6 2007-06-27T04:00:00Z   2007-06-27T11:11:07Z E7-12299 0 0 0900006480259db2
SEC-2007-0849-0001 SEC   Termination of Foreign Private Issuers Registration of a Class of Securities Under Section 12(G) and Duty to File Reports Under Section 13(A) or 15(D) of the Securities Exchange Act of 1934 Rule   2007-06-20T04:00:00Z 2007 6 2007-06-20T04:00:00Z   2011-06-11T17:58:58Z E7-11911 0 0 09000064802543ed
SEC-2007-0834-0001 SEC   Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations Rule   2007-06-18T04:00:00Z 2007 6 2007-06-18T04:00:00Z   2011-06-11T17:58:57Z E7-11166 0 0 090000648025330d
SEC-2007-0594-0001 SEC   Covered Securities Pursuant to Section 18 of the Securities Act of 1933 Rule   2007-04-24T04:00:00Z 2007 4 2007-04-24T04:00:00Z   2011-06-11T17:58:57Z E7-07713 0 0 090000648022d204
SEC-2007-0591-0001 SEC   Technical Amendments to Form BD and Form BDW Rule   2007-04-24T04:00:00Z 2007 4 2007-04-24T04:00:00Z   2007-04-24T11:11:57Z E7-07746 0 0 090000648022d131
SEC-2007-0508-0001 SEC   Termination of a Foreign Private Issuers Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 Rule   2007-04-05T04:00:00Z 2007 4 2007-04-05T04:00:00Z   2011-06-11T17:58:56Z E7-05947 0 0 0900006480220c64
SEC-2007-0464-0001 SEC   Technical Amendment to Regulation S-T Rule   2007-03-28T04:00:00Z 2007 3 2007-03-28T04:00:00Z   2007-03-28T11:11:32Z E7-05589 0 0 090000648021b127
SEC-2007-0136-0001 SEC   Regulation NMS Rule   2007-01-30T05:00:00Z 2007 1 2007-01-30T05:00:00Z   2007-01-30T12:05:49Z E7-01384 0 0 09000064801f87d8
SEC-2007-0134-0001 SEC   Internet Availability of Proxy Materials Rule   2007-01-29T05:00:00Z 2007 1 2007-01-29T05:00:00Z 2007-03-31T03:59:59Z 2011-06-11T17:58:54Z 07-00327 0 0 09000064801f823b
SEC-2007-0046-0001 SEC   Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction Rule   2007-01-11T05:00:00Z 2007 1 2007-01-11T05:00:00Z   2011-06-11T17:58:54Z E7-00238 0 0 09000064801f3b6a

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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