documents
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620 rows where agency_id = "SEC" and document_type = "Rule" sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2026-1294-0001 | SEC | Holding Foreign Insiders Accountable Act Disclosure | Rule | 2026-03-03T05:00:00Z | 2026 | 3 | 2026-03-03T05:00:00Z | 2026-03-03T17:56:04Z | 2026-04202 | 0 | 0 | 09000064b91ed684 | |||
| SEC-2026-1094-0001 | SEC | Investment Company Names Form N-PORT Reporting; Extension of Compliance Date | Rule | 2026-02-23T05:00:00Z | 2026 | 2 | 2026-02-23T05:00:00Z | 2026-02-23T18:48:42Z | 2026-03459 | 0 | 0 | 09000064b91d02a0 | |||
| SEC-2026-0334-0001 | SEC | Delegation of Authority to Grant or Deny Exemptions | Rule | 2026-01-16T05:00:00Z | 2026 | 1 | 2026-01-16T05:00:00Z | 2026-01-16T17:34:45Z | 2026-00811 | 0 | 0 | 09000064b915b205 | |||
| SEC-2026-0199-0001 | SEC | List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act | Rule | 2026-01-12T05:00:00Z | 2026 | 1 | 2026-01-12T05:00:00Z | 2026-02-12T04:59:59Z | 2026-01-13T00:33:38Z | 2026-00315 | 0 | 0 | 09000064b9136540 | ||
| SEC-2025-3838-0001 | SEC | Delegation of Authority to the Director of the Division of Investment Management | Rule | 2025-12-31T05:00:00Z | 2025 | 12 | 2025-12-31T05:00:00Z | 2025-12-31T18:03:01Z | 2025-24127 | 0 | 0 | 09000064b9113ee9 | |||
| SEC-2025-3632-0001 | SEC | Commission Rules and Forms; Technical Amendments | Rule | 2025-12-18T05:00:00Z | 2025 | 12 | 2025-12-18T05:00:00Z | 2025-12-18T17:23:52Z | 2025-23248 | 0 | 0 | 09000064b90ee61d | |||
| SEC-2025-3533-0001 | SEC | Technical Amendments to Commission Forms | Rule | 2025-12-11T05:00:00Z | 2025 | 12 | 2025-12-11T05:00:00Z | 2025-12-11T17:18:51Z | 2025-22583 | 0 | 0 | 09000064b90c30a0 | |||
| SEC-2025-2971-0001 | SEC | Extension of Compliance Date for Disclosure of Order Execution Information | Rule | 2025-10-02T04:00:00Z | 2025 | 10 | 2025-10-02T04:00:00Z | 2025-10-02T23:45:52Z | 2025-19316 | 0 | 0 | 09000064b8feca96 | |||
| SEC-2025-2648-0001 | SEC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-09-19T04:00:00Z | 2025 | 9 | 2025-09-19T04:00:00Z | 2025-09-19T16:33:42Z | 2025-18228 | 0 | 0 | 09000064b8fba450 | |||
| SEC-2025-2640-0001 | SEC | Rules of Practice | Rule | 2025-09-19T04:00:00Z | 2025 | 9 | 2025-09-19T04:00:00Z | 2025-09-19T16:33:11Z | 2025-18237 | 0 | 0 | 09000064b8fba2d5 | |||
| SEC-2025-2647-0001 | SEC | Acceleration of Effectiveness of Registration Statements of Issuers with Certain Mandatory Arbitration Provisions | Rule | 2025-09-19T04:00:00Z | 2025 | 9 | 2025-09-19T04:00:00Z | 2025-09-19T16:33:40Z | 2025-18238 | 0 | 0 | 09000064b8fba401 | |||
| SEC-2025-2413-0001 | SEC | Electronic Submission of Certain Materials under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report; Extension of Compliance Dates | Rule | 2025-09-10T04:00:00Z | 2025 | 9 | 2025-09-10T04:00:00Z | 2025-09-10T16:03:30Z | 2025-17402 | 0 | 0 | 09000064b8f61409 | |||
| SEC-2025-1265-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval Filer Manual | Rule | 2025-07-01T04:00:00Z | 2025 | 7 | 2025-07-01T04:00:00Z | 2025-07-01T16:25:43Z | 2025-12286 | 0 | 0 | 09000064b8e4af7d | |||
| SEC-2025-1268-0001 | SEC | Required Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule | Rule | 2025-07-01T04:00:00Z | 2025 | 7 | 2025-07-01T04:00:00Z | 2025-07-01T16:27:53Z | 2025-12016 | 0 | 0 | 09000064b8e4b16b | |||
| SEC-2025-1140-0001 | SEC | Policy Statement: Agency Referrals for Potential Criminal Enforcement | Rule | 2025-06-20T04:00:00Z | 2025 | 6 | 2025-06-20T04:00:00Z | 2025-06-20T15:34:34Z | 2025-11332 | 0 | 0 | 09000064b8e1d834 | |||
| SEC-2025-1028-0001 | SEC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-06-16T04:00:00Z | 2025 | 6 | 2025-06-16T04:00:00Z | 2025-06-16T16:22:31Z | 2025-11057 | 0 | 0 | 09000064b8e120c6 | |||
| SEC-2025-0687-0001 | SEC | Reporting and Dissemination of Security-Based Swap Information and Security-Based Swap Data Repository | Rule | 2025-04-24T04:00:00Z | 2025 | 4 | 2025-04-24T04:00:00Z | 2025-04-24T12:07:42Z | 2025-06920 | 0 | 0 | 0900006486ab4f4f | |||
| SEC-2025-0674-0001 | SEC | Guidance: Form N-PORT and Form N-CEN Reporting; Open-End Fund Liquidity Risk Management Programs; Extension | Rule | 2025-04-22T04:00:00Z | 2025 | 4 | 2025-04-22T04:00:00Z | 2025-04-22T12:05:43Z | 2025-06861 | 0 | 0 | 0900006486aa940d | |||
| SEC-2025-0658-0001 | SEC | Updated EDGAR Filer Manual | Rule | 2025-04-18T04:00:00Z | 2025 | 4 | 2025-04-18T04:00:00Z | 2025-04-18T12:22:12Z | 2025-06698 | 0 | 0 | 0900006486a9f52b | |||
| SEC-2025-0594-0001 | SEC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-04-11T04:00:00Z | 2025 | 4 | 2025-04-11T04:00:00Z | 2025-04-11T12:06:18Z | 2025-05267 | 0 | 0 | 0900006486a87e06 | |||
| SEC-2025-0500-0001 | SEC | Investment Company Names; Extension of Compliance Date | Rule | 2025-03-20T04:00:00Z | 2025 | 3 | 2025-03-20T04:00:00Z | 2025-03-20T12:01:21Z | 2025-04705 | 0 | 0 | 0900006486a12bc5 | |||
| SEC-2025-0384-0001 | SEC | Delegation of Authority to Director of the Division of Enforcement | Rule | 2025-03-14T04:00:00Z | 2025 | 3 | 2025-03-14T04:00:00Z | 2025-03-14T12:09:29Z | 2025-04064 | 0 | 0 | 09000064869f0187 | |||
| SEC-2025-0316-0001 | SEC | Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities | Rule | 2025-03-04T05:00:00Z | 2025 | 3 | 2025-03-04T05:00:00Z | 2025-03-04T12:51:04Z | 2025-03351 | 0 | 0 | 09000064869a7f54 | |||
| SEC-2025-0233-0001 | SEC | Technical Amendments to Commission Rules and Forms | Rule | 2025-02-18T05:00:00Z | 2025 | 2 | 2025-02-18T05:00:00Z | 2025-02-18T13:16:02Z | 2025-02524 | 0 | 0 | 09000064869688ed | |||
| SEC-2025-0186-0001 | SEC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-02-05T05:00:00Z | 2025 | 2 | 2025-02-05T05:00:00Z | 2025-02-05T12:23:06Z | 2025-02138 | 0 | 0 | 09000064869336c5 | |||
| SEC-2025-0156-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2025-01-30T05:00:00Z | 2025 | 1 | 2025-01-30T05:00:00Z | 2025-01-30T13:14:09Z | 2025-01923 | 0 | 0 | 0900006486913454 | |||
| SEC-2025-0160-0001 | SEC | Staff Accounting Bulletin No. 122 | Rule | 2025-01-30T05:00:00Z | 2025 | 1 | 2025-01-30T05:00:00Z | 2025-01-30T13:14:57Z | 2025-01864 | 0 | 0 | 090000648691390b | |||
| SEC-2025-0097-0001 | SEC | Electronic Submission of Certain Materials Under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report | Rule | 2025-01-21T05:00:00Z | 2025 | 1 | 2025-01-21T05:00:00Z | 2025-01-21T13:57:11Z | 2024-30433 | 0 | 0 | 09000064868e363c | |||
| SEC-2025-0062-0001 | SEC | Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule | Rule | 2025-01-13T05:00:00Z | 2025 | 1 | 2025-01-13T05:00:00Z | 2025-01-13T13:33:08Z | 2024-31178 | 0 | 0 | 09000064868b6676 | |||
| SEC-2024-1903-0001 | SEC | Electronic Data Gathering, Analysis, and Retrieval System Filer Access and Account Management | Rule | 2024-12-27T05:00:00Z | 2024 | 12 | 2024-12-27T05:00:00Z | 2024-12-27T16:46:41Z | 2024-30494 | 0 | 0 | 0900006486891b29 | |||
| SEC-2024-1821-0001 | SEC | Organization and Program Management Regulations | Rule | 2024-12-16T05:00:00Z | 2024 | 12 | 2024-12-16T05:00:00Z | 2024-12-16T13:38:45Z | 2024-29420 | 0 | 0 | 0900006486874001 | |||
| SEC-2024-1764-0001 | SEC | Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews | Rule | 2024-12-04T05:00:00Z | 2024 | 12 | 2024-12-04T05:00:00Z | 2024-12-04T12:57:46Z | C1-2024-26524 | 0 | 0 | 09000064868486da | |||
| SEC-2024-1650-0001 | SEC | Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews | Rule | 2024-11-19T05:00:00Z | 2024 | 11 | 2024-11-19T05:00:00Z | 2024-11-19T12:38:30Z | 2024-26524 | 0 | 0 | 0900006486827826 | |||
| SEC-2024-1629-0001 | SEC | Covered Clearing Agency Resilience and Recovery and Orderly Wind-Down Plans | Rule | 2024-11-18T05:00:00Z | 2024 | 11 | 2024-11-18T05:00:00Z | 2024-11-18T13:27:40Z | 2024-25570 | 0 | 0 | 090000648681fb3a | |||
| SEC-2024-1627-0001 | SEC | Commission Rules and Forms | Rule | 2024-11-18T05:00:00Z | 2024 | 11 | 2024-11-18T05:00:00Z | 2024-11-18T13:26:56Z | 2024-26387 | 0 | 0 | 090000648681fa89 | |||
| SEC-2024-1493-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2024-10-22T04:00:00Z | 2024 | 10 | 2024-10-22T04:00:00Z | 2024-10-22T12:18:50Z | 2024-24355 | 0 | 0 | 09000064867dd619 | |||
| SEC-2024-1427-0001 | SEC | Regulation National Market System: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders | Rule | 2024-10-08T04:00:00Z | 2024 | 10 | 2024-10-08T04:00:00Z | 2024-10-08T11:49:42Z | 2024-21867 | 0 | 0 | 09000064867b8855 | |||
| SEC-2024-1271-0001 | SEC | Guidance: Form N-PORT and Form N-CEN Reporting; Open-End Fund Liquidity Risk Management Programs | Rule | 2024-09-11T04:00:00Z | 2024 | 9 | 2024-09-11T04:00:00Z | 2024-09-11T12:27:16Z | 2024-19819 | 0 | 0 | 09000064866e94b2 | |||
| SEC-2024-1184-0001 | SEC | Qualifying Venture Capital Funds Inflation Adjustment | Rule | 2024-08-30T04:00:00Z | 2024 | 8 | 2024-08-30T04:00:00Z | 2024-08-30T12:05:40Z | 2024-19229 | 0 | 0 | 09000064866b58c5 | |||
| SEC-2024-1076-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2024-08-09T04:00:00Z | 2024 | 8 | 2024-08-09T04:00:00Z | 2024-08-09T12:35:47Z | 2024-17563 | 0 | 0 | 09000064866284c7 | |||
| SEC-2024-0987-0001 | SEC | Registration for Index-Linked Annuities and Registered Market Value Adjustment; Annuities Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Technical Amendments | Rule | 2024-07-24T04:00:00Z | 2024 | 7 | 2024-07-24T04:00:00Z | 2024-07-24T12:12:51Z | 2024-14925 | 0 | 0 | 0900006486603fec | |||
| SEC-2024-0849-0001 | SEC | Privacy of Consumer Financial Information and Safeguarding Customer Information (Regulation S-P); Correction | Rule | 2024-06-27T04:00:00Z | 2024 | 6 | 2024-06-27T04:00:00Z | 2024-06-27T12:08:11Z | 2024-14031 | 0 | 0 | 09000064865cd69f | |||
| SEC-2024-0800-0001 | SEC | Special Purpose Acquisition Companies, Shell Companies, and Projections; Correction | Rule | 2024-06-20T04:00:00Z | 2024 | 6 | 2024-06-20T04:00:00Z | 2024-06-20T12:54:13Z | 2024-13444 | 0 | 0 | 09000064865bf66d | |||
| SEC-2024-0733-0001 | SEC | Privacy of Consumer Financial Information and Safeguarding Customer Information (Regulation S-P) | Rule | 2024-06-03T04:00:00Z | 2024 | 6 | 2024-06-03T04:00:00Z | 2024-06-03T12:34:47Z | 2024-11116 | 0 | 0 | 09000064865926a2 | |||
| SEC-2024-0531-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2024-04-19T04:00:00Z | 2024 | 4 | 2024-04-19T04:00:00Z | 2024-04-19T11:48:25Z | 2024-08091 | 0 | 0 | 09000064864e17c0 | |||
| SEC-2024-0513-0001 | SEC | Disclosure of Order Execution Information | Rule | 2024-04-15T04:00:00Z | 2024 | 4 | 2024-04-15T04:00:00Z | 2024-04-15T12:41:02Z | 2024-05556 | 0 | 0 | 09000064864d4eed | |||
| SEC-2024-0510-0001 | SEC | The Enhancement and Standardization of Climate-Related Disclosures for Investors | Rule | 2024-04-12T04:00:00Z | 2024 | 4 | 2024-04-12T04:00:00Z | 2024-04-12T12:06:49Z | 2024-07648 | 0 | 0 | 09000064864d2996 | |||
| SEC-2024-0497-0001 | SEC | Exemption for Certain Investment Advisers Operating through the Internet | Rule | 2024-04-09T04:00:00Z | 2024 | 4 | 2024-04-09T04:00:00Z | 2024-04-09T12:03:56Z | 2024-06865 | 0 | 0 | 09000064864c237d | |||
| SEC-2024-0496-0001 | SEC | Share Repurchase Disclosure Modernization | Rule | 2024-04-08T04:00:00Z | 2024 | 4 | 2024-04-08T04:00:00Z | 2024-04-08T12:12:26Z | 2024-06187 | 0 | 0 | 09000064864bf8dd | |||
| SEC-2024-0473-0001 | SEC | The Enhancement and Standardization of Climate-Related Disclosures for Investors | Rule | 2024-03-28T04:00:00Z | 2024 | 3 | 2024-03-28T04:00:00Z | 2024-03-28T12:11:03Z | 2024-05137 | 0 | 0 | 090000648649f329 | |||
| SEC-2024-0329-0001 | SEC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2024-03-12T04:00:00Z | 2024 | 3 | 2024-03-12T04:00:00Z | 2024-03-12T12:18:19Z | 2024-03473 | 0 | 0 | 090000648647471c | |||
| SEC-2024-0272-0001 | SEC | Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers | Rule | 2024-02-29T05:00:00Z | 2024 | 2 | 2024-02-29T05:00:00Z | 2024-02-29T13:14:56Z | 2024-02837 | 0 | 0 | 090000648644074c | |||
| SEC-2024-0268-0001 | SEC | Supplemental Standards of Ethical Conduct for Members and Employees | Rule | 2024-02-28T05:00:00Z | 2024 | 2 | 2024-02-28T05:00:00Z | 2024-02-28T13:05:49Z | 2024-04062 | 0 | 0 | 0900006486436781 | |||
| SEC-2024-0257-0001 | SEC | Special Purpose Acquisition Companies, Shell Companies, and Projections | Rule | 2024-02-26T05:00:00Z | 2024 | 2 | 2024-02-26T05:00:00Z | 2024-02-26T13:17:03Z | 2024-01853 | 0 | 0 | 090000648642e46e | |||
| SEC-2024-0089-0001 | SEC | Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2024-01-24T05:00:00Z | 2024 | 1 | 2024-01-24T05:00:00Z | 2024-01-24T13:28:14Z | 2024-01314 | 0 | 0 | 09000064863bd72c | |||
| SEC-2024-0041-0001 | SEC | Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to U.S. Treasury Securities | Rule | 2024-01-16T05:00:00Z | 2024 | 1 | 2024-01-16T05:00:00Z | 2024-01-16T14:05:40Z | 2023-27860 | 0 | 0 | 090000648639e14c | |||
| SEC-2023-1451-0001 | SEC | Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities | Rule | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:19:51Z | 2023-24587 | 0 | 0 | 090000648633bfda | |||
| SEC-2023-1409-0001 | SEC | Prohibition Against Conflicts of Interest in Certain Securitizations | Rule | 2023-12-07T05:00:00Z | 2023 | 12 | 2023-12-07T05:00:00Z | 2023-12-07T13:10:34Z | 2023-26430 | 0 | 0 | 090000648630ac7b | |||
| SEC-2023-1398-0001 | SEC | Clearing Agency Governance and Conflicts of Interest | Rule | 2023-12-05T05:00:00Z | 2023 | 12 | 2023-12-05T05:00:00Z | 2023-12-05T12:44:09Z | 2023-25807 | 0 | 0 | 09000064862f43b3 | |||
| SEC-2023-1269-0001 | SEC | Modernization of Beneficial Ownership Reporting | Rule | 2023-11-07T05:00:00Z | 2023 | 11 | 2023-11-07T05:00:00Z | 2023-11-07T13:41:42Z | 2023-22678 | 0 | 0 | 0900006486219593 | |||
| SEC-2023-1260-0001 | SEC | Reporting of Securities Loans | Rule | 2023-11-03T04:00:00Z | 2023 | 11 | 2023-11-03T04:00:00Z | 2023-11-03T12:57:35Z | 2023-23052 | 0 | 0 | 09000064861dfb3b | |||
| SEC-2023-1244-0001 | SEC | Short Position and Short Activity Reporting by Institutional Investment Managers | Rule | 2023-11-01T04:00:00Z | 2023 | 11 | 2023-11-01T04:00:00Z | 2023-11-01T12:20:22Z | 2023-23050 | 0 | 0 | 09000064861bdf1e | |||
| SEC-2023-1226-0001 | SEC | Investment Company Names; Correction | Rule | 2023-10-27T04:00:00Z | 2023 | 10 | 2023-10-27T04:00:00Z | 2023-10-27T11:48:52Z | 2023-23778 | 0 | 0 | 090000648614a314 | |||
| SEC-2023-1179-0001 | SEC | Investment Company Names | Rule | 2023-10-11T04:00:00Z | 2023 | 10 | 2023-10-11T04:00:00Z | 2023-10-11T12:07:40Z | 2023-20793 | 0 | 0 | 09000064860a5eb8 | |||
| SEC-2023-1103-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2023-10-03T04:00:00Z | 2023 | 10 | 2023-10-03T04:00:00Z | 2023-10-03T13:31:44Z | 2023-21806 | 0 | 0 | 0900006486024919 | |||
| SEC-2023-1048-0001 | SEC | Privacy Act Regulations | Rule | 2023-09-26T04:00:00Z | 2023 | 9 | 2023-09-26T04:00:00Z | 2023-09-26T12:16:22Z | 2023-20690 | 0 | 0 | 0900006485ff5548 | |||
| SEC-2023-0996-0001 | SEC | Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews | Rule | 2023-09-14T04:00:00Z | 2023 | 9 | 2023-09-14T04:00:00Z | 2023-09-14T11:55:00Z | 2023-18660 | 0 | 0 | 0900006485f9f637 | |||
| SEC-2023-0973-0001 | SEC | Exemption for Certain Exchange Members | Rule | 2023-09-07T04:00:00Z | 2023 | 9 | 2023-09-07T04:00:00Z | 2023-09-07T12:14:54Z | 2023-18658 | 0 | 0 | 0900006485f5097b | |||
| SEC-2023-0835-0001 | SEC | Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure | Rule | 2023-08-04T04:00:00Z | 2023 | 8 | 2023-08-04T04:00:00Z | 2023-08-04T12:12:44Z | 2023-16194 | 0 | 0 | 0900006485dc5b75 | |||
| SEC-2023-0824-0001 | SEC | Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N–CSR and Form N–1A | Rule | 2023-08-03T04:00:00Z | 2023 | 8 | 2023-08-03T04:00:00Z | 2023-08-03T12:40:23Z | 2023-15124 | 0 | 0 | 0900006485db54a3 | |||
| SEC-2023-0741-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2023-07-18T04:00:00Z | 2023 | 7 | 2023-07-18T04:00:00Z | 2023-07-18T14:41:04Z | 2023-15171 | 0 | 0 | 0900006485cd24b2 | |||
| SEC-2023-0699-0001 | SEC | Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers | Rule | 2023-06-30T04:00:00Z | 2023 | 6 | 2023-06-30T04:00:00Z | 2023-06-30T12:15:50Z | 2023-12592 | 0 | 0 | 0900006485c21cc9 | |||
| SEC-2023-0647-0001 | SEC | Removal of References to Credit Ratings from Regulation M | Rule | 2023-06-20T04:00:00Z | 2023 | 6 | 2023-06-20T04:00:00Z | 2023-06-20T11:50:05Z | 2023-12591 | 0 | 0 | 0900006485b77eb3 | |||
| SEC-2023-0605-0001 | SEC | Technical Amendments to Commission Rules and Forms | Rule | 2023-06-12T04:00:00Z | 2023 | 6 | 2023-06-12T04:00:00Z | 2023-06-12T12:12:56Z | 2023-11845 | 0 | 0 | 0900006485b02b24 | |||
| SEC-2023-0606-0001 | SEC | Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting | Rule | 2023-06-12T04:00:00Z | 2023 | 6 | 2023-06-12T04:00:00Z | 2023-06-12T12:13:01Z | 2023-09775 | 0 | 0 | 0900006485b02b28 | |||
| SEC-2023-0570-0001 | SEC | Share Repurchase Disclosure Modernization | Rule | 2023-06-01T04:00:00Z | 2023 | 6 | 2023-06-01T04:00:00Z | 2023-06-01T12:08:01Z | 2023-09965 | 0 | 0 | 0900006485a9dfd7 | |||
| SEC-2023-0559-0001 | SEC | Technical Amendments to Form BD and Form BDW | Rule | 2023-05-23T04:00:00Z | 2023 | 5 | 2023-05-23T04:00:00Z | 2023-05-23T12:16:09Z | 2023-10442 | 0 | 0 | 0900006485a3503a | |||
| SEC-2023-0437-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2023-04-20T04:00:00Z | 2023 | 4 | 2023-04-20T04:00:00Z | 2023-04-20T12:13:26Z | 2023-08216 | 0 | 0 | 09000064859691ab | |||
| SEC-2023-0395-0001 | SEC | Insider Trading Arrangements and Related Disclosures | Rule | 2023-04-07T04:00:00Z | 2023 | 4 | 2023-04-07T04:00:00Z | 2023-04-07T12:33:46Z | C1-2022-27675 | 0 | 0 | 09000064858fafea | |||
| SEC-2023-0364-0001 | SEC | General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction | Rule | 2023-03-30T04:00:00Z | 2023 | 3 | 2023-03-30T04:00:00Z | 2023-03-30T14:15:43Z | 2023-06701 | 0 | 0 | 0900006485892d32 | |||
| SEC-2023-0336-0001 | SEC | Regulation S-T, General Rules and Regulations for Electronic Filings; CFR Correction | Rule | 2023-03-24T04:00:00Z | 2023 | 3 | 2023-03-24T04:00:00Z | 2023-03-24T12:28:56Z | 2023-06293 | 0 | 0 | 09000064858409a4 | |||
| SEC-2023-0343-0001 | SEC | General Rules and Regulations, Securities Act of 1933; CFR Correction | Rule | 2023-03-24T04:00:00Z | 2023 | 3 | 2023-03-24T04:00:00Z | 2023-03-24T12:30:05Z | 2023-06287 | 0 | 0 | 0900006485840b86 | |||
| SEC-2023-0242-0001 | SEC | Shortening the Securities Transaction Settlement Cycle | Rule | 2023-03-06T05:00:00Z | 2023 | 3 | 2023-03-06T05:00:00Z | 2023-03-06T12:25:11Z | 2023-03566 | 0 | 0 | 0900006485761c8d | |||
| SEC-2023-0226-0001 | SEC | Extending Form 144 EDGAR Filing Hours | Rule | 2023-02-27T05:00:00Z | 2023 | 2 | 2023-02-27T05:00:00Z | 2023-02-27T13:17:59Z | 2023-03931 | 0 | 0 | 090000648571b8f3 | |||
| SEC-2023-0079-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2023-01-24T05:00:00Z | 2023 | 1 | 2023-01-24T05:00:00Z | 2023-01-24T13:11:54Z | 2023-01200 | 0 | 0 | 0900006485605f48 | |||
| SEC-2022-1681-0001 | SEC | Insider Trading Arrangements and Related Disclosures | Rule | 2022-12-29T05:00:00Z | 2022 | 12 | 2022-12-29T05:00:00Z | 2022-12-29T14:04:00Z | 2022-27675 | 0 | 0 | 090000648555c82f | |||
| SEC-2022-1651-0001 | SEC | Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers | Rule | 2022-12-22T05:00:00Z | 2022 | 12 | 2022-12-22T05:00:00Z | 2022-12-22T12:52:05Z | 2022-24292 | 0 | 0 | 090000648554d61a | |||
| SEC-2022-1630-0001 | SEC | Technical Amendments to Commission Rules | Rule | 2022-12-21T05:00:00Z | 2022 | 12 | 2022-12-21T05:00:00Z | 2022-12-21T12:41:42Z | 2022-27636 | 0 | 0 | 0900006485548791 | |||
| SEC-2022-1545-0001 | SEC | Listing Standards for Recovery of Erroneously Awarded Compensation | Rule | 2022-11-28T05:00:00Z | 2022 | 11 | 2022-11-28T05:00:00Z | 2022-11-28T12:38:16Z | 2022-23757 | 0 | 0 | 0900006485504292 | |||
| SEC-2022-1536-0001 | SEC | Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements | Rule | 2022-11-25T05:00:00Z | 2022 | 11 | 2022-11-25T05:00:00Z | 2022-11-25T13:13:01Z | 2022-23756 | 0 | 0 | 0900006485500634 | |||
| SEC-2022-1424-0001 | SEC | Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants | Rule | 2022-11-03T04:00:00Z | 2022 | 11 | 2022-11-03T04:00:00Z | 2022-11-03T11:40:33Z | 2022-22670 | 0 | 0 | 0900006485481195 | |||
| SEC-2022-1344-0001 | SEC | Adoption of Updated Electronic Data Gathering, Analysis, and Retrieval System Filer Manual | Rule | 2022-10-13T04:00:00Z | 2022 | 10 | 2022-10-13T04:00:00Z | 2022-10-13T11:46:32Z | 2022-22194 | 0 | 0 | 09000064853ff864 | |||
| SEC-2022-1308-0001 | SEC | Regulation Crowdfunding, General Rules and Regulations; CFR Correction | Rule | 2022-09-29T04:00:00Z | 2022 | 9 | 2022-09-29T04:00:00Z | 2022-09-29T11:48:18Z | 2022-21290 | 0 | 0 | 0900006485380c34 | |||
| SEC-2022-1241-0001 | SEC | Inflation Adjustments under Titles I and III of the JOBS Act | Rule | 2022-09-20T04:00:00Z | 2022 | 9 | 2022-09-20T04:00:00Z | 2022-09-20T11:37:32Z | 2022-19867 | 0 | 0 | 0900006485335cd8 | |||
| SEC-2022-1186-0001 | SEC | Pay Versus Performance | Rule | 2022-09-08T04:00:00Z | 2022 | 9 | 2022-09-08T04:00:00Z | 2022-09-08T11:31:23Z | 2022-18771 | 0 | 0 | 09000064852ca554 | |||
| SEC-2022-1168-0001 | SEC | Whistleblower Program Rules | Rule | 2022-09-02T04:00:00Z | 2022 | 9 | 2022-09-02T04:00:00Z | 2022-09-02T11:32:05Z | 2022-18842 | 0 | 0 | 09000064852aaa96 | |||
| SEC-2022-0949-0001 | SEC | Proxy Voting Advice | Rule | 2022-07-19T04:00:00Z | 2022 | 7 | 2022-07-19T04:00:00Z | 2022-07-19T11:58:03Z | 2022-15311 | 0 | 0 | 09000064851d200b | |||
| SEC-2022-0954-0001 | SEC | Adoption of Updated EDGAR Filer Manual | Rule | 2022-07-19T04:00:00Z | 2022 | 7 | 2022-07-19T04:00:00Z | 2022-07-19T12:00:03Z | 2022-15321 | 0 | 0 | 09000064851d2503 | |||
| SEC-2022-0892-0001 | SEC | Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings; Correction | Rule | 2022-07-11T04:00:00Z | 2022 | 7 | 2022-07-11T04:00:00Z | 2022-07-11T12:26:42Z | 2022-14683 | 0 | 0 | 09000064851b954a | |||
| SEC-2022-0872-0001 | SEC | Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings | Rule | 2022-06-30T04:00:00Z | 2022 | 6 | 2022-06-30T04:00:00Z | 2022-06-30T12:17:45Z | 2022-13936 | 0 | 0 | 09000064851abd95 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;