documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
26 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2023 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2023-1261-0001 | SEC | Volume-Based Exchange Transaction Pricing for NMS Stocks | Proposed Rule | 2023-11-06T05:00:00Z | 2023 | 11 | 2023-11-06T05:00:00Z | 2024-01-06T04:59:59Z | 2024-01-06T02:00:22Z | 2023-23398 | 0 | 0 | 09000064862086d8 | ||
| SEC-2023-1182-0001 | SEC | Registration for Index-Linked Annuities: Form N–4 for Index-Linked and Variable Annuities | Proposed Rule | 2023-10-13T04:00:00Z | 2023 | 10 | 2023-10-13T04:00:00Z | 2023-11-29T04:59:59Z | 2023-10-13T12:07:50Z | 2023-21986 | 0 | 0 | 09000064860cb3b6 | ||
| SEC-2023-1187-0001 | SEC | List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act | Proposed Rule | 2023-10-13T04:00:00Z | 2023 | 10 | 2023-10-13T04:00:00Z | 2023-10-13T12:10:38Z | 2023-22605 | 0 | 0 | 09000064860cdcf2 | |||
| SEC-2023-1044-0001 | SEC | Electronic Data Gathering, Analysis, and Retrieval System Filer Access and Account Management | Proposed Rule | 2023-09-22T04:00:00Z | 2023 | 9 | 2023-09-22T04:00:00Z | 2023-11-22T04:59:59Z | 2023-09-22T13:43:11Z | 2023-20268 | 0 | 0 | 0900006485fe56e6 | ||
| SEC-2023-0940-0001 | SEC | Safeguarding Advisory Client Assets | Proposed Rule | 2023-08-30T04:00:00Z | 2023 | 8 | 2023-08-30T04:00:00Z | 2023-10-31T03:59:59Z | 2023-08-30T12:05:19Z | 2023-18667 | 0 | 0 | 0900006485f10c84 | ||
| SEC-2023-0850-0001 | SEC | Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers | Proposed Rule | 2023-08-09T04:00:00Z | 2023 | 8 | 2023-08-09T04:00:00Z | 2023-10-11T03:59:59Z | 2023-08-09T12:18:02Z | 2023-16377 | 0 | 0 | 0900006485e0487d | ||
| SEC-2023-0808-0001 | SEC | Exemption for Certain Investment Advisers Operating Through the Internet | Proposed Rule | 2023-08-01T04:00:00Z | 2023 | 8 | 2023-08-01T04:00:00Z | 2023-10-03T03:59:59Z | 2023-08-01T12:23:30Z | 2023-16287 | 0 | 0 | 0900006485d9b843 | ||
| SEC-2023-0783-0001 | SEC | Regulatory Flexibility Agenda | Proposed Rule | 2023-07-27T04:00:00Z | 2023 | 7 | 2023-07-27T04:00:00Z | 2023-08-29T03:59:59Z | 2023-07-27T13:08:56Z | 2023-14566 | 0 | 0 | 0900006485d5e101 | ||
| SEC-2023-0740-0001 | SEC | Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule | Proposed Rule | 2023-07-18T04:00:00Z | 2023 | 7 | 2023-07-18T04:00:00Z | 2023-09-12T03:59:59Z | 2023-07-18T15:57:23Z | 2023-15200 | 0 | 0 | 0900006485cd24b0 | ||
| SEC-2023-0681-0001 | SEC | Position Reporting of Large Security-Based Swap Positions; Reopening of Comment Period | Proposed Rule | 2023-06-26T04:00:00Z | 2023 | 6 | 2023-06-26T04:00:00Z | 2023-08-22T03:59:59Z | 2023-06-26T12:20:44Z | 2023-13447 | 0 | 0 | 0900006485bf38f4 | ||
| SEC-2023-0567-0001 | SEC | Covered Clearing Agency Resilience and Recovery and Wind-Down Plans | Proposed Rule | 2023-05-30T04:00:00Z | 2023 | 5 | 2023-05-30T04:00:00Z | 2023-07-18T03:59:59Z | 2023-05-30T12:28:29Z | 2023-10889 | 0 | 0 | 0900006485a86751 | ||
| SEC-2023-0490-0001 | SEC | Definition of Exchange | Proposed Rule | 2023-05-05T04:00:00Z | 2023 | 5 | 2023-05-05T04:00:00Z | 2023-06-14T03:59:59Z | 2023-05-05T12:12:54Z | 2023-08544 | 0 | 0 | 09000064859d325c | ||
| SEC-2023-0484-0001 | SEC | Modernization of Beneficial Ownership Reporting | Proposed Rule | 2023-05-04T04:00:00Z | 2023 | 5 | 2023-05-04T04:00:00Z | 2023-06-28T03:59:59Z | 2023-05-04T12:14:43Z | 2023-09454 | 0 | 0 | 09000064859c9b64 | ||
| SEC-2023-0425-0001 | SEC | Electronic Submission of Certain Materials Under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report | Proposed Rule | 2023-04-18T04:00:00Z | 2023 | 4 | 2023-04-18T04:00:00Z | 2023-05-23T03:59:59Z | 2023-04-18T12:19:11Z | 2023-06330 | 0 | 0 | 090000648595629a | ||
| SEC-2023-0413-0001 | SEC | Regulation Systems Compliance and Integrity | Proposed Rule | 2023-04-14T04:00:00Z | 2023 | 4 | 2023-04-14T04:00:00Z | 2023-06-14T03:59:59Z | 2023-04-14T12:11:58Z | 2023-05775 | 0 | 0 | 0900006485948e97 | ||
| SEC-2023-0388-0001 | SEC | Privacy of Consumer Financial Information and Safeguarding Customer Information | Proposed Rule | 2023-04-06T04:00:00Z | 2023 | 4 | 2023-04-06T04:00:00Z | 2023-06-06T03:59:59Z | 2023-04-06T13:35:59Z | 2023-05774 | 0 | 0 | 09000064858f226c | ||
| SEC-2023-0380-0001 | SEC | Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al. | Proposed Rule | 2023-04-05T04:00:00Z | 2023 | 4 | 2023-04-05T04:00:00Z | 2023-06-06T03:59:59Z | 2023-04-06T00:59:21Z | 2023-05767 | 0 | 0 | 09000064858e5dfd | ||
| SEC-2023-0328-0001 | SEC | Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies | Proposed Rule | 2023-03-21T04:00:00Z | 2023 | 3 | 2023-03-21T04:00:00Z | 2023-05-23T03:59:59Z | 2023-03-21T12:17:49Z | 2023-05766 | 0 | 0 | 090000648580f480 | ||
| SEC-2023-0265-0001 | SEC | Safeguarding Advisory Client Assets | Proposed Rule | 2023-03-09T05:00:00Z | 2023 | 3 | 2023-03-09T05:00:00Z | 2023-05-09T03:59:59Z | 2023-03-09T13:23:16Z | 2023-03681 | 0 | 0 | 0900006485781e90 | ||
| SEC-2023-0208-0001 | SEC | Regulatory Flexibility Agenda | Proposed Rule | 2023-02-22T05:00:00Z | 2023 | 2 | 2023-02-22T05:00:00Z | 2023-02-22T21:42:56Z | 2023-02043 | 0 | 0 | 09000064856ee15c | |||
| SEC-2023-0204-0001 | SEC | Commission's Privacy Act Regulations | Proposed Rule | 2023-02-21T05:00:00Z | 2023 | 2 | 2023-02-21T05:00:00Z | 2023-04-18T03:59:59Z | 2023-02-21T13:12:03Z | 2023-03467 | 0 | 0 | 09000064856dded3 | ||
| SEC-2023-0164-0001 | SEC | Prohibition against Conflicts of Interest in Certain Securitizations | Proposed Rule | 2023-02-14T05:00:00Z | 2023 | 2 | 2023-02-14T05:00:00Z | 2023-03-28T03:59:59Z | 2023-02-14T13:34:22Z | 2023-02003 | 0 | 0 | 09000064856931f0 | ||
| SEC-2023-0131-0001 | SEC | Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission | Proposed Rule | 2023-02-07T05:00:00Z | 2023 | 2 | 2023-02-07T05:00:00Z | 2023-04-01T03:59:59Z | 2023-02-07T12:41:20Z | 2023-02235 | 0 | 0 | 0900006485639c5b | ||
| SEC-2023-0103-0001 | SEC | Regulation Best Execution | Proposed Rule | 2023-01-27T05:00:00Z | 2023 | 1 | 2023-01-27T05:00:00Z | 2023-04-01T03:59:59Z | 2023-01-27T12:40:04Z | 2022-27644 | 0 | 0 | 0900006485610726 | ||
| SEC-2023-0053-0001 | SEC | Disclosure of Order Execution Information | Proposed Rule | 2023-01-20T05:00:00Z | 2023 | 1 | 2023-01-20T05:00:00Z | 2023-04-01T03:59:59Z | 2023-01-20T12:57:53Z | 2022-27614 | 0 | 0 | 09000064855fb48c | ||
| SEC-2023-0001-0001 | SEC | Order Competition Rule | Proposed Rule | 2023-01-03T05:00:00Z | 2023 | 1 | 2023-01-03T05:00:00Z | 2023-04-01T03:59:59Z | 2023-01-03T12:58:50Z | 2022-27617 | 0 | 0 | 090000648557e7b6 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;