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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

38 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2022 sorted by posted_date descending

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posted_year 1

  • 2022 · 38 ✖

document_type 1

  • Proposed Rule · 38 ✖

agency_id 1

  • SEC · 38 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2022-1682-0001 SEC   Regulation National Market System: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders Proposed Rule   2022-12-29T05:00:00Z 2022 12 2022-12-29T05:00:00Z 2023-04-01T03:59:59Z 2022-12-29T14:04:12Z 2022-27616 0 0 090000648555c833
SEC-2022-1613-0001 SEC   Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Proposed Rule   2022-12-16T05:00:00Z 2022 12 2022-12-16T05:00:00Z 2023-02-15T04:59:59Z 2022-12-16T12:43:09Z 2022-24376 0 0 090000648553cb1a
SEC-2022-1592-0001 SEC   Share Repurchase Disclosure Modernization Proposed Rule   2022-12-12T05:00:00Z 2022 12 2022-12-12T05:00:00Z 2023-01-12T04:59:59Z 2022-12-12T13:02:02Z 2022-26898 0 0 090000648552edf1
SEC-2022-1564-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2022-12-02T05:00:00Z 2022 12 2022-12-02T05:00:00Z 2023-01-04T04:59:59Z 2022-12-02T12:49:02Z 2022-26133 0 0 0900006485511af8
SEC-2022-1495-0001 SEC   Outsourcing by Investment Advisers Proposed Rule   2022-11-16T05:00:00Z 2022 11 2022-11-16T05:00:00Z 2022-12-28T04:59:59Z 2022-11-16T12:39:22Z 2022-23694 0 0 09000064854bb167
SEC-2022-1396-0001 SEC   Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Proposed Rule   2022-10-25T04:00:00Z 2022 10 2022-10-25T04:00:00Z 2022-12-28T04:59:59Z 2022-10-25T11:42:33Z 2022-20288 0 0 0900006485456593
SEC-2022-1365-0001 SEC   Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments Proposed Rule   2022-10-18T04:00:00Z 2022 10 2022-10-18T04:00:00Z 2022-11-02T03:59:59Z 2022-10-18T11:45:00Z 2022-22295 0 0 0900006485415a2c
SEC-2022-1176-0001 SEC   Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Proposed Rule   2022-09-07T04:00:00Z 2022 9 2022-09-07T04:00:00Z   2022-09-07T11:45:35Z C1-2022-17724 0 0 09000064852bf714
SEC-2022-1166-0001 SEC   Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Proposed Rule   2022-09-01T04:00:00Z 2022 9 2022-09-01T04:00:00Z 2022-10-12T03:59:59Z 2022-09-01T11:42:22Z 2022-17724 0 0 09000064852a2b5e
SEC-2022-1134-0001 SEC   Clearing Agency Governance and Conflicts of Interest; Withdrawal Proposed Rule   2022-08-23T04:00:00Z 2022 8 2022-08-23T04:00:00Z   2022-08-23T11:42:06Z 2022-17316 0 0 0900006485266a70
SEC-2022-1084-0001 SEC   Exemption for Certain Exchange Members Proposed Rule   2022-08-12T04:00:00Z 2022 8 2022-08-12T04:00:00Z 2022-09-28T03:59:59Z 2022-08-12T12:31:11Z 2022-16711 0 0 0900006485233044
SEC-2022-1009-0001 SEC   Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals under Exchange Act Proposed Rule   2022-07-27T04:00:00Z 2022 7 2022-07-27T04:00:00Z 2022-09-13T03:59:59Z 2022-09-13T01:00:30Z 2022-15348 0 0 09000064851ecf15
SEC-2022-0844-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2022-06-24T04:00:00Z 2022 6 2022-06-24T04:00:00Z 2022-08-24T03:59:59Z 2022-06-24T12:12:11Z 2022-13410 0 0 090000648518c24b
SEC-2022-0835-0001 SEC   Certain Information Providers Acting as Investment Advisers Proposed Rule   2022-06-22T04:00:00Z 2022 6 2022-06-22T04:00:00Z 2022-08-17T03:59:59Z 2022-06-22T12:02:47Z 2022-13307 0 0 0900006485182083
SEC-2022-0824-0001 SEC   Investment Company Names Proposed Rule   2022-06-17T04:00:00Z 2022 6 2022-06-17T04:00:00Z 2022-08-17T03:59:59Z 2022-06-17T12:02:01Z 2022-11742 0 0 0900006485178d3f
SEC-2022-0822-0001 SEC   Enhanced Disclosures by Certain Investment Advisers and Investment Companies: Environmental, Social, and Governance Investment Practices Proposed Rule   2022-06-17T04:00:00Z 2022 6 2022-06-17T04:00:00Z 2022-08-17T03:59:59Z 2022-06-17T12:01:36Z 2022-11718 0 0 0900006485178c68
SEC-2022-0801-0001 SEC   Listing Standards for Recovery of Erroneously Awarded Compensation Proposed Rule   2022-06-14T04:00:00Z 2022 6 2022-06-14T04:00:00Z 2022-07-15T03:59:59Z 2022-06-14T12:15:01Z 2022-12792 0 0 0900006485162094
SEC-2022-0667-0001 SEC   Special Purpose Acquisition Companies, Shell Companies, and Projections Proposed Rule   2022-05-13T04:00:00Z 2022 5 2022-05-13T04:00:00Z 2022-06-14T03:59:59Z 2022-05-13T12:15:05Z 2022-07189 0 0 0900006485078610
SEC-2022-0654-0001 SEC   Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews: Amendments Regarding the Definition of 'Exchange' and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities Proposed Rule   2022-05-12T04:00:00Z 2022 5 2022-05-12T04:00:00Z 2022-06-14T03:59:59Z 2022-05-12T11:54:43Z 2022-10195 0 0 0900006485072d29
SEC-2022-0652-0001 SEC   Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Proposed Rule   2022-05-11T04:00:00Z 2022 5 2022-05-11T04:00:00Z 2022-05-12T03:59:59Z 2022-05-11T12:11:03Z 2022-07850 0 0 090000648506eec2
SEC-2022-0544-0001 SEC   Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer Proposed Rule   2022-04-18T04:00:00Z 2022 4 2022-04-18T04:00:00Z 2022-05-28T03:59:59Z 2022-04-18T12:05:37Z 2022-06960 0 0 090000648501fcdf
SEC-2022-0494-0001 SEC   Enhancement and Standardization of Climate-Related Disclosures for Investors Proposed Rule   2022-04-11T04:00:00Z 2022 4 2022-04-11T04:00:00Z 2022-05-21T03:59:59Z 2022-05-21T01:01:07Z 2022-06342 0 0 090000648500acf8
SEC-2022-0444-0001 SEC   Removal of References to CreditRatings from Regulation M Proposed Rule   2022-03-30T04:00:00Z 2022 3 2022-03-30T04:00:00Z 2022-05-24T03:59:59Z 2022-03-30T12:14:50Z 2022-06583 0 0 0900006484fedfdf
SEC-2022-0409-0001 SEC   Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews Proposed Rule   2022-03-24T04:00:00Z 2022 3 2022-03-24T04:00:00Z 2022-04-26T03:59:59Z 2022-03-24T12:07:10Z 2022-03212 0 0 0900006484fde584
SEC-2022-0389-0001 SEC   Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposed Rule   2022-03-23T04:00:00Z 2022 3 2022-03-23T04:00:00Z 2022-05-10T03:59:59Z 2022-03-23T12:02:40Z 2022-05480 0 0 0900006484fdacc9
SEC-2022-0361-0001 SEC   Amendments to the Definition of Exchange; Alternative Trading Systems That Trade U.S. Government Securities, National Market System Stocks, and Other Securities; etc. Proposed Rule   2022-03-18T04:00:00Z 2022 3 2022-03-18T04:00:00Z 2022-04-19T03:59:59Z 2022-03-18T12:29:31Z 2022-01975 0 0 0900006484fd34a4
SEC-2022-0349-0001 SEC   Short Position and Short Activity Reporting by Institutional Investment Managers Proposed Rule   2022-03-16T04:00:00Z 2022 3 2022-03-16T04:00:00Z 2022-04-27T03:59:59Z 2022-03-16T12:06:14Z 2022-04670 0 0 0900006484fcc57c
SEC-2022-0326-0001 SEC   Modernization of Beneficial Ownership Reporting Proposed Rule   2022-03-10T05:00:00Z 2022 3 2022-03-10T05:00:00Z 2022-04-12T03:59:59Z 2022-03-10T13:08:37Z 2022-03222 0 0 0900006484fc2849
SEC-2022-0319-0001 SEC   Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Proposed Rule   2022-03-09T05:00:00Z 2022 3 2022-03-09T05:00:00Z 2022-04-12T03:59:59Z 2022-03-09T13:00:31Z 2022-03145 0 0 0900006484fc1539
SEC-2022-0282-0001 SEC   Reporting of Securities Loans Proposed Rule   2022-03-02T05:00:00Z 2022 3 2022-03-02T05:00:00Z 2022-04-02T03:59:59Z 2022-03-02T13:07:57Z 2022-04384 0 0 0900006484fb5b0f
SEC-2022-0269-0001 SEC   Shortening the Securities Transaction Settlement Cycle Proposed Rule   2022-02-24T05:00:00Z 2022 2 2022-02-24T05:00:00Z 2022-04-12T03:59:59Z 2022-02-24T13:18:13Z 2022-03143 0 0 0900006484f9f5b7
SEC-2022-0246-0001 SEC   Whistleblower Program Rules Proposed Rule   2022-02-18T05:00:00Z 2022 2 2022-02-18T05:00:00Z 2022-04-12T03:59:59Z 2022-02-18T12:48:32Z 2022-03223 0 0 0900006484f8799a
SEC-2022-0238-0001 SEC   Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Proposed Rule   2022-02-17T05:00:00Z 2022 2 2022-02-17T05:00:00Z 2022-03-22T03:59:59Z 2022-02-17T12:45:42Z 2022-01976 0 0 0900006484f811ec
SEC-2022-0224-0001 SEC   Share Repurchase Disclosure Modernization Proposed Rule   2022-02-15T05:00:00Z 2022 2 2022-02-15T05:00:00Z 2022-04-02T03:59:59Z 2022-02-15T12:44:38Z 2022-01068 0 0 0900006484f7925e
SEC-2022-0228-0001 SEC   Rule 10b5-1 and Insider Trading Proposed Rule   2022-02-15T05:00:00Z 2022 2 2022-02-15T05:00:00Z 2022-04-02T03:59:59Z 2022-02-15T12:45:36Z 2022-01140 0 0 0900006484f793cc
SEC-2022-0196-0001 SEC   Money Market Fund Reforms Proposed Rule   2022-02-08T05:00:00Z 2022 2 2022-02-08T05:00:00Z 2022-04-12T03:59:59Z 2022-02-08T12:46:52Z 2021-27532 0 0 0900006484f5e5ec
SEC-2022-0178-0001 SEC   Prohibition against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions Proposed Rule   2022-02-04T05:00:00Z 2022 2 2022-02-04T05:00:00Z 2022-03-22T03:59:59Z 2022-02-04T12:53:47Z 2021-27531 0 0 0900006484f54a13
SEC-2022-0164-0001 SEC   Pay Versus Performance Proposed Rule   2022-02-02T05:00:00Z 2022 2 2022-02-02T05:00:00Z 2022-03-05T04:59:59Z 2022-02-02T12:55:10Z 2022-02024 0 0 0900006484f4c89e

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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