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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

13 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2021 sorted by posted_date descending

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Suggested facets: posted_month, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2021 · 13 ✖

document_type 1

  • Proposed Rule · 13 ✖

agency_id 1

  • SEC · 13 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2021-1722-0001 SEC   Reporting of Securities Loans Proposed Rule   2021-12-08T05:00:00Z 2021 12 2021-12-08T05:00:00Z 2022-01-08T04:59:59Z 2021-12-08T12:45:19Z 2021-25739 0 0 0900006484eaee8d
SEC-2021-1693-0001 SEC   Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants Proposed Rule   2021-12-01T05:00:00Z 2021 12 2021-12-01T05:00:00Z 2022-01-04T04:59:59Z 2021-12-01T13:51:11Z 2021-25840 0 0 0900006484e8f358
SEC-2021-1651-0001 SEC   Proxy Voting Advice Proposed Rule   2021-11-26T05:00:00Z 2021 11 2021-11-26T05:00:00Z 2021-12-28T04:59:59Z 2021-11-26T13:25:25Z 2021-25420 0 0 0900006484e7fe80
SEC-2021-1640-0001 SEC   EDGAR Filing Requirements Proposed Rule   2021-11-22T05:00:00Z 2021 11 2021-11-22T05:00:00Z 2021-12-23T04:59:59Z 2021-11-22T12:55:46Z 2021-24523 0 0 0900006484e713da
SEC-2021-1623-0001 SEC   Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR Proposed Rule   2021-11-19T05:00:00Z 2021 11 2021-11-19T05:00:00Z 2021-12-21T04:59:59Z 2021-11-19T14:29:23Z 2021-24522 0 0 0900006484e65f9c
SEC-2021-1469-0001 SEC   Listing Standards for Recovery of Erroneously Awarded Compensation; Reopening of Comment Period Proposed Rule   2021-10-21T04:00:00Z 2021 10 2021-10-21T04:00:00Z 2021-11-23T04:59:59Z 2021-10-21T11:41:06Z 2021-22754 0 0 0900006484dd65d7
SEC-2021-1424-0001 SEC   Reporting of Executive Compensation Votes by Institutional Investment Managers: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies Proposed Rule   2021-10-15T04:00:00Z 2021 10 2021-10-15T04:00:00Z 2021-12-15T04:59:59Z 2021-10-15T11:58:32Z 2021-21549 0 0 0900006484dc7107
SEC-2021-1012-0001 SEC   Credit Risk Retention: Notification of Extension of Review Period Proposed Rule   2021-07-22T04:00:00Z 2021 7 2021-07-22T04:00:00Z   2021-07-22T11:50:20Z 2021-15424 0 0 0900006484c07866
SEC-2021-0719-0001 SEC   Performance Based Investment Advisory Fees Proposed Rule   2021-05-17T04:00:00Z 2021 5 2021-05-17T04:00:00Z   2021-05-17T12:34:24Z 2021-10164 0 0 0900006484b0789a
SEC-2021-0651-0001 SEC   Universal Proxy Proposed Rule   2021-05-06T04:00:00Z 2021 5 2021-05-06T04:00:00Z 2021-06-08T03:59:59Z 2021-05-06T11:56:15Z 2021-08301 0 0 0900006484ad35f3
SEC-2021-0424-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2021-03-25T04:00:00Z 2021 3 2021-03-25T04:00:00Z 2021-04-27T03:59:59Z 2021-03-25T11:42:38Z 2021-05928 0 0 0900006484a7a479
SEC-2021-0074-0001 SEC   Rule 144 Holding Period and Form 144 Filings Proposed Rule   2021-01-19T05:00:00Z 2021 1 2021-01-19T05:00:00Z 2021-03-23T03:59:59Z 2021-01-19T12:47:47Z 2020-28790 0 0 09000064849f7f49
SEC-2021-0046-0001 SEC   Proposed Conditional Exemptive Order: Granting a Conditional Exemption from the Information Review Requirement and the Recordkeeping Requirement under the Securities Exchange Act of 1934 for Certain Publications or Submissions of Broker-Dealer Quotations on an Expert Market Proposed Rule   2021-01-12T05:00:00Z 2021 1 2021-01-12T05:00:00Z 2021-02-12T04:59:59Z 2021-01-12T12:47:58Z 2020-28700 0 0 09000064849ef83a

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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