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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

17 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2020 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2020 · 17 ✖

document_type 1

  • Proposed Rule · 17 ✖

agency_id 1

  • SEC · 17 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2020-2131-0001 SEC   Regulation Alternate Trading Systems for ATSs that Trade Government Securities, National Market System Stock, and Other Securities; Regulation SCI for ATSs that Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets Proposed Rule   2020-12-31T05:00:00Z 2020 12 2020-12-31T05:00:00Z   2020-12-31T13:19:20Z 2020-21781 0 0 09000064849d60bc
SEC-2020-1963-0001 SEC   Temporary Rules To Include Certain ``Platform Workers'' in Compensatory Offerings Proposed Rule   2020-12-11T05:00:00Z 2020 12 2020-12-11T05:00:00Z 2021-02-10T04:59:59Z 2020-12-11T13:10:59Z 2020-26374 0 0 09000064849980e1
SEC-2020-1962-0001 SEC   Modernization of Rules and Forms for Compensatory Securities Offerings and Sales Proposed Rule   2020-12-11T05:00:00Z 2020 12 2020-12-11T05:00:00Z 2021-02-10T04:59:59Z 2020-12-11T13:09:44Z 2020-26390 0 0 090000648499808e
SEC-2020-1768-0001 SEC   Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Proposed Rule   2020-11-05T05:00:00Z 2020 11 2020-11-05T05:00:00Z 2021-01-05T04:59:59Z 2020-11-05T13:08:10Z 2020-17449 0 0 090000648494c987
SEC-2020-1761-0001 SEC   Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps Proposed Rule   2020-11-05T05:00:00Z 2020 11 2020-11-05T05:00:00Z 2020-12-08T04:59:59Z 2020-11-05T13:04:37Z 2020-23928 0 0 090000648494c834
SEC-2020-1490-0001 SEC   Administration of the Electronic Data Gathering, Analysis, and Retrieval System Proposed Rule   2020-09-17T04:00:00Z 2020 9 2020-09-17T04:00:00Z 2020-10-20T03:59:59Z 2020-09-17T11:49:08Z 2020-18825 0 0 0900006484860924
SEC-2020-1213-0001 SEC   Reporting Threshold for Institutional Investment Managers Proposed Rule   2020-07-31T04:00:00Z 2020 7 2020-07-31T04:00:00Z 2020-09-30T03:59:59Z 2020-07-31T12:00:24Z 2020-15322 0 0 09000064847c3b18
SEC-2020-1022-0001 SEC   Credit Risk Retention-Commencement of Review; Extension of Review Period Proposed Rule   2020-06-30T04:00:00Z 2020 6 2020-06-30T04:00:00Z   2020-06-30T11:59:03Z 2020-13830 0 0 090000648471b957
SEC-2020-0767-0001 SEC   Good Faith Determinations of Fair Value Proposed Rule   2020-05-13T04:00:00Z 2020 5 2020-05-13T04:00:00Z 2020-07-22T03:59:59Z 2020-05-13T11:56:27Z 2020-08854 0 0 09000064845e4ed6
SEC-2020-0468-0001 SEC   Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Proposed Rule   2020-03-31T04:00:00Z 2020 3 2020-03-31T04:00:00Z   2020-03-31T11:49:04Z 2020-04799 0 0 090000648447a39c
SEC-2020-0431-0001 SEC   Market Data Infrastructure Proposed Rule   2020-03-24T04:00:00Z 2020 3 2020-03-24T04:00:00Z 2020-05-27T03:59:59Z 2020-03-24T12:02:38Z 2020-03760 0 0 09000064844636ad
SEC-2020-0283-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule   2020-02-28T05:00:00Z 2020 2 2020-02-28T05:00:00Z 2020-04-02T03:59:59Z 2020-02-28T12:47:30Z 2020-02707 0 0 09000064843c508d
SEC-2020-0288-0001 SEC   Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Proposed Rule   2020-02-28T05:00:00Z 2020 2 2020-02-28T05:00:00Z 2020-04-29T03:59:59Z 2020-02-28T12:50:30Z 2020-02313 0 0 09000064843c5200
SEC-2020-0103-0001 SEC   Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles Proposed Rule   2020-01-24T05:00:00Z 2020 1 2020-01-24T05:00:00Z 2020-03-25T03:59:59Z 2020-01-24T12:50:14Z 2020-00040 0 0 09000064842e7bdf
SEC-2020-0060-0001 SEC   Disclosure of Payments by Resource Extraction Issuers Proposed Rule   2020-01-15T05:00:00Z 2020 1 2020-01-15T05:00:00Z 2020-03-17T03:59:59Z 2020-01-15T12:54:31Z 2019-28407 0 0 09000064842a8115
SEC-2020-0055-0001 SEC   Amending the ``Accredited Investor'' Definition Proposed Rule   2020-01-15T05:00:00Z 2020 1 2020-01-15T05:00:00Z   2020-01-15T12:51:10Z 2019-28304 0 0 09000064842a7fab
SEC-2020-0056-0001 SEC   Amendments to Rule 2-01, Qualifications of Accountants Proposed Rule   2020-01-15T05:00:00Z 2020 1 2020-01-15T05:00:00Z 2020-03-17T03:59:59Z 2020-01-15T12:52:59Z 2019-28476 0 0 09000064842a8072

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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