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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

25 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2019 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2019 · 25 ✖

document_type 1

  • Proposed Rule · 25 ✖

agency_id 1

  • SEC · 25 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2019-1957-0001 SEC   Filing Fee Disclosure and Payment Methods Modernization Proposed Rule   2019-12-27T05:00:00Z 2019 12 2019-12-27T05:00:00Z 2020-02-26T04:59:59Z 2019-12-27T15:32:03Z 2019-23594 0 0 09000064842528f7
SEC-2019-1948-0001 SEC   UA: Reg Flex Agenda Proposed Rule   2019-12-26T05:00:00Z 2019 12 2019-12-26T05:00:00Z 2020-01-28T04:59:59Z 2019-12-26T12:52:46Z 2019-26563 0 0 090000648424fed8
SEC-2019-1919-0001 SEC   Credit Risk Retention Proposed Rule   2019-12-20T05:00:00Z 2019 12 2019-12-20T05:00:00Z 2020-02-04T04:59:59Z 2019-12-20T12:50:46Z 2019-27490 0 0 0900006484240066
SEC-2019-1841-0001 SEC   Investment Adviser Advertisements; Compensation for Solicitations Proposed Rule   2019-12-10T05:00:00Z 2019 12 2019-12-10T05:00:00Z 2020-02-11T04:59:59Z 2019-12-10T12:59:30Z 2019-24651 0 0 09000064841fbde4
SEC-2019-1821-0001 SEC   Exemptions from the Proxy Rules for Proxy Voting Advice Proposed Rule   2019-12-04T05:00:00Z 2019 12 2019-12-04T05:00:00Z 2020-02-04T04:59:59Z 2019-12-04T12:53:30Z 2019-24475 0 0 09000064841e2086
SEC-2019-1823-0001 SEC   Procedural Requirements and Resubmission Thresholds under Exchange Act Proposed Rule   2019-12-04T05:00:00Z 2019 12 2019-12-04T05:00:00Z 2020-02-04T04:59:59Z 2019-12-04T12:53:42Z 2019-24476 0 0 09000064841e20c7
SEC-2019-1628-0001 SEC   Amendments to Procedures with Respect to Applications under the Investment Company Act Proposed Rule   2019-10-30T04:00:00Z 2019 10 2019-10-30T04:00:00Z 2019-11-30T04:59:59Z 2019-10-30T11:46:36Z 2019-23082 0 0 090000648410931a
SEC-2019-1630-0001 SEC   Publication or Submission of Quotations without Specified Information Proposed Rule   2019-10-30T04:00:00Z 2019 10 2019-10-30T04:00:00Z 2019-12-31T04:59:59Z 2019-10-30T11:48:08Z 2019-21260 0 0 09000064841093a7
SEC-2019-1565-0001 SEC   Commission Statement on Market Structure Innovation for Thinly Traded Securities Proposed Rule   2019-10-24T04:00:00Z 2019 10 2019-10-24T04:00:00Z   2019-10-24T11:40:01Z 2019-22994 0 0 09000064840efae2
SEC-2019-1489-0001 SEC   Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments Proposed Rule   2019-10-11T04:00:00Z 2019 10 2019-10-11T04:00:00Z 2019-12-11T04:59:59Z 2019-10-11T11:44:42Z 2019-21770 0 0 09000064840872f4
SEC-2019-1470-0001 SEC   Order: Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act for Certain Activities of Registered Municipal Advisors Proposed Rule   2019-10-09T04:00:00Z 2019 10 2019-10-09T04:00:00Z 2019-12-10T04:59:59Z 2019-10-09T11:56:47Z 2019-21882 0 0 09000064840636a8
SEC-2019-1417-0001 SEC   Update of Statistical Disclosures for Bank and Savings and Loan Registrants Proposed Rule   2019-10-03T04:00:00Z 2019 10 2019-10-03T04:00:00Z 2019-12-03T04:59:59Z 2019-10-03T11:40:44Z 2019-20491 0 0 090000648400eadb
SEC-2019-1222-0001 SEC   Modernization of Regulation S-K Items 101, 103, and 105 Proposed Rule   2019-08-23T04:00:00Z 2019 8 2019-08-23T04:00:00Z 2019-10-23T03:59:59Z 2019-08-23T12:10:28Z 2019-17410 0 0 0900006483ea7c7b
SEC-2019-1066-0001 SEC   Customer Margin Rules Relating to Security Futures Proposed Rule   2019-07-26T04:00:00Z 2019 7 2019-07-26T04:00:00Z 2019-08-27T03:59:59Z 2019-07-26T11:38:50Z 2019-15400 0 0 0900006483dbb26e
SEC-2019-0976-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2019-07-11T04:00:00Z 2019 7 2019-07-11T04:00:00Z 2019-08-13T03:59:59Z 2019-07-11T11:56:47Z 2019-14616 0 0 0900006483d7d257
SEC-2019-0911-0001 SEC   Concept Release on Harmonization of Securities Offering Exemptions Proposed Rule   2019-06-26T04:00:00Z 2019 6 2019-06-26T04:00:00Z 2019-09-25T03:59:59Z 2019-06-26T11:48:55Z 2019-13255 0 0 0900006483d4261d
SEC-2019-0726-0001 SEC   Accelerated Filer and Large Accelerated Filer Definitions Proposed Rule   2019-05-29T04:00:00Z 2019 5 2019-05-29T04:00:00Z 2019-07-30T03:59:59Z 2019-05-29T11:51:24Z 2019-09932 0 0 0900006483cd0b7f
SEC-2019-0714-0001 SEC   Financial Disclosures about Acquired and Disposed Businesses Proposed Rule   2019-05-28T04:00:00Z 2019 5 2019-05-28T04:00:00Z 2019-07-30T03:59:59Z 2019-05-28T12:19:56Z 2019-09472 0 0 0900006483ccb662
SEC-2019-0706-0001 SEC   Cross-Border Application of Certain Security-Based Swap Requirements Proposed Rule   2019-05-24T04:00:00Z 2019 5 2019-05-24T04:00:00Z 2019-07-24T03:59:59Z 2019-05-24T11:43:22Z 2019-10016 0 0 0900006483cc3723
SEC-2019-0435-0001 SEC   Securities Offering Reform for Closed-End Investment Companies Proposed Rule   2019-04-10T04:00:00Z 2019 4 2019-04-10T04:00:00Z 2019-06-11T03:59:59Z 2019-04-10T11:50:58Z 2019-05776 0 0 0900006483b7d0d1
SEC-2019-0222-0001 SEC   Solicitations of Interest Prior to a Registered Public Offering Proposed Rule   2019-02-28T05:00:00Z 2019 2 2019-02-28T05:00:00Z 2019-04-30T03:59:59Z 2019-02-28T13:00:09Z 2019-03098 0 0 0900006483aaf59b
SEC-2019-0176-0001 SEC   Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts: Reopening of Comment Period Proposed Rule   2019-02-21T05:00:00Z 2019 2 2019-02-21T05:00:00Z 2019-03-16T03:59:59Z 2019-02-21T12:55:51Z 2019-02906 0 0 0900006483a94119
SEC-2019-0136-0001 SEC   Risk Mitigation Techniques for Uncleared Security-Based Swaps Proposed Rule   2019-02-15T05:00:00Z 2019 2 2019-02-15T05:00:00Z 2019-04-17T03:59:59Z 2019-02-15T13:04:00Z 2018-27979 0 0 0900006483a7a57e
SEC-2019-0100-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Proposed Rule   2019-02-08T05:00:00Z 2019 2 2019-02-08T05:00:00Z 2019-04-10T03:59:59Z 2019-02-08T13:07:29Z 2019-00797 0 0 0900006483a55f63
SEC-2019-0055-0001 SEC   Fund of Funds Arrangements Proposed Rule   2019-02-01T05:00:00Z 2019 2 2019-02-01T05:00:00Z 2019-05-03T03:59:59Z 2019-02-01T13:04:56Z 2018-27924 0 0 0900006483a328c4

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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