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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

22 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2018 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2018 · 22 ✖

document_type 1

  • Proposed Rule · 22 ✖

agency_id 1

  • SEC · 22 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2018-1966-0001 SEC   Request for Comments: Earnings Releases and Quarterly Reports Proposed Rule   2018-12-21T05:00:00Z 2018 12 2018-12-21T05:00:00Z 2019-03-22T03:59:59Z 2018-12-21T12:50:49Z 2018-27663 0 0 09000064839be142
SEC-2018-1843-0001 SEC   Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts Proposed Rule   2018-11-30T05:00:00Z 2018 11 2018-11-30T05:00:00Z 2019-02-16T04:59:59Z 2018-11-30T12:52:16Z 2018-24376 0 0 0900006483916273
SEC-2018-1824-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2018-11-27T05:00:00Z 2018 11 2018-11-27T05:00:00Z 2018-12-28T04:59:59Z 2018-11-27T12:57:26Z 2018-25861 0 0 09000064838fe95b
SEC-2018-1624-0001 SEC   Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Proposed Rule   2018-10-19T04:00:00Z 2018 10 2018-10-19T04:00:00Z 2018-11-20T04:59:59Z 2018-10-19T12:04:52Z 2018-22531 0 0 090000648380ab97
SEC-2018-1543-0001 SEC   Amendments to Rules for Nationally Recognized Statistical Rating Organizations Proposed Rule   2018-10-05T04:00:00Z 2018 10 2018-10-05T04:00:00Z 2018-11-06T04:59:59Z 2018-10-05T11:55:15Z 2018-21295 0 0 090000648379cf69
SEC-2018-1519-0001 SEC   Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities Proposed Rule   2018-10-02T04:00:00Z 2018 10 2018-10-02T04:00:00Z 2018-12-04T04:59:59Z 2018-10-02T11:59:57Z 2018-19456 0 0 090000648378a08f
SEC-2018-1505-0001 SEC   Amendment to Single Issuer Exemption for Broker-Dealers Proposed Rule   2018-09-27T04:00:00Z 2018 9 2018-09-27T04:00:00Z 2018-10-30T03:59:59Z 2018-09-27T11:55:21Z 2018-20880 0 0 090000648377a18d
SEC-2018-1412-0001 SEC   Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Proposed Rule   2018-09-11T04:00:00Z 2018 9 2018-09-11T04:00:00Z 2018-10-18T03:59:59Z 2018-09-11T11:48:47Z 2018-19649 0 0 09000064836d32e9
SEC-2018-1182-0001 SEC   Exchange-Traded Funds Proposed Rule   2018-07-31T04:00:00Z 2018 7 2018-07-31T04:00:00Z 2018-10-02T03:59:59Z 2018-07-31T12:12:34Z 2018-14370 0 0 090000648358fb3d
SEC-2018-1142-0001 SEC   Concept Release on Compensatory Securities Offerings and Sales Proposed Rule   2018-07-24T04:00:00Z 2018 7 2018-07-24T04:00:00Z 2018-09-25T03:59:59Z 2018-07-24T12:09:23Z 2018-15731 0 0 09000064835431b5
SEC-2018-1136-0001 SEC   Whistleblower Program Rules Proposed Rule   2018-07-20T04:00:00Z 2018 7 2018-07-20T04:00:00Z 2018-09-19T03:59:59Z 2018-07-20T12:10:03Z 2018-14411 0 0 0900006483526999
SEC-2018-1105-0001 SEC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule   2018-07-17T04:00:00Z 2018 7 2018-07-17T04:00:00Z 2018-09-18T03:59:59Z 2018-07-17T12:12:04Z 2018-13502 0 0 090000648350d312
SEC-2018-0888-0001 SEC   Requests for Comments: Fund Retail Investor Experience and Disclosure Proposed Rule   2018-06-11T04:00:00Z 2018 6 2018-06-11T04:00:00Z 2018-11-01T03:59:59Z 2018-06-11T12:15:19Z 2018-12408 0 0 09000064833d72c0
SEC-2018-0875-0001 SEC   Covered Investment Fund Research Reports Proposed Rule   2018-06-08T04:00:00Z 2018 6 2018-06-08T04:00:00Z 2018-07-10T03:59:59Z 2018-06-08T11:56:29Z 2018-11497 0 0 0900006483398937
SEC-2018-0808-0001 SEC   Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles Proposed Rule   2018-05-23T04:00:00Z 2018 5 2018-05-23T04:00:00Z   2018-05-23T12:04:19Z C1-2018-08583 0 0 09000064832bef05
SEC-2018-0720-0001 SEC   Regulation Best Interest Proposed Rule   2018-05-09T04:00:00Z 2018 5 2018-05-09T04:00:00Z 2018-08-08T03:59:59Z 2018-05-09T11:54:47Z 2018-08582 0 0 090000648324e843
SEC-2018-0722-0001 SEC   Standard of Conduct for Investment Advisers: Enhancing Investment Adviser Regulation Proposed Rule   2018-05-09T04:00:00Z 2018 5 2018-05-09T04:00:00Z 2018-08-08T03:59:59Z 2018-05-09T11:54:57Z 2018-08679 0 0 090000648324e846
SEC-2018-0726-0001 SEC   Form CRS Relationship Summary and Form ADV: Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles Proposed Rule   2018-05-09T04:00:00Z 2018 5 2018-05-09T04:00:00Z 2018-08-08T03:59:59Z 2018-05-09T12:19:34Z 2018-08583 0 0 090000648324eebc
SEC-2018-0713-0001 SEC   Auditor Independence with Respect to Certain Loans or Debtor-Creditor Relationships Proposed Rule   2018-05-08T04:00:00Z 2018 5 2018-05-08T04:00:00Z 2018-07-10T03:59:59Z 2018-05-08T11:50:39Z 2018-09721 0 0 090000648323fdd9
SEC-2018-0488-0001 SEC   Transaction Fee Pilot for National Market System Stocks Proposed Rule   2018-03-26T04:00:00Z 2018 3 2018-03-26T04:00:00Z 2018-05-26T03:59:59Z 2018-03-26T11:48:13Z 2018-05545 0 0 090000648304d943
SEC-2018-0440-0001 SEC   Investment Company Liquidity Disclosure Proposed Rule   2018-03-19T04:00:00Z 2018 3 2018-03-19T04:00:00Z 2018-05-19T03:59:59Z 2018-03-19T12:05:10Z 2018-05511 0 0 0900006483024e79
SEC-2018-0011-0001 SEC   Freedom of Information Act Regulations Proposed Rule   2018-01-03T05:00:00Z 2018 1 2018-01-03T05:00:00Z 2018-02-03T04:59:59Z 2018-01-03T12:46:19Z 2017-27967 0 0 0900006482d91e39

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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