documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
22 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2018 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2018-1966-0001 | SEC | Request for Comments: Earnings Releases and Quarterly Reports | Proposed Rule | 2018-12-21T05:00:00Z | 2018 | 12 | 2018-12-21T05:00:00Z | 2019-03-22T03:59:59Z | 2018-12-21T12:50:49Z | 2018-27663 | 0 | 0 | 09000064839be142 | ||
| SEC-2018-1843-0001 | SEC | Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts | Proposed Rule | 2018-11-30T05:00:00Z | 2018 | 11 | 2018-11-30T05:00:00Z | 2019-02-16T04:59:59Z | 2018-11-30T12:52:16Z | 2018-24376 | 0 | 0 | 0900006483916273 | ||
| SEC-2018-1824-0001 | SEC | List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act | Proposed Rule | 2018-11-27T05:00:00Z | 2018 | 11 | 2018-11-27T05:00:00Z | 2018-12-28T04:59:59Z | 2018-11-27T12:57:26Z | 2018-25861 | 0 | 0 | 09000064838fe95b | ||
| SEC-2018-1624-0001 | SEC | Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers | Proposed Rule | 2018-10-19T04:00:00Z | 2018 | 10 | 2018-10-19T04:00:00Z | 2018-11-20T04:59:59Z | 2018-10-19T12:04:52Z | 2018-22531 | 0 | 0 | 090000648380ab97 | ||
| SEC-2018-1543-0001 | SEC | Amendments to Rules for Nationally Recognized Statistical Rating Organizations | Proposed Rule | 2018-10-05T04:00:00Z | 2018 | 10 | 2018-10-05T04:00:00Z | 2018-11-06T04:59:59Z | 2018-10-05T11:55:15Z | 2018-21295 | 0 | 0 | 090000648379cf69 | ||
| SEC-2018-1519-0001 | SEC | Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities | Proposed Rule | 2018-10-02T04:00:00Z | 2018 | 10 | 2018-10-02T04:00:00Z | 2018-12-04T04:59:59Z | 2018-10-02T11:59:57Z | 2018-19456 | 0 | 0 | 090000648378a08f | ||
| SEC-2018-1505-0001 | SEC | Amendment to Single Issuer Exemption for Broker-Dealers | Proposed Rule | 2018-09-27T04:00:00Z | 2018 | 9 | 2018-09-27T04:00:00Z | 2018-10-30T03:59:59Z | 2018-09-27T11:55:21Z | 2018-20880 | 0 | 0 | 090000648377a18d | ||
| SEC-2018-1412-0001 | SEC | Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Proposed Rule | 2018-09-11T04:00:00Z | 2018 | 9 | 2018-09-11T04:00:00Z | 2018-10-18T03:59:59Z | 2018-09-11T11:48:47Z | 2018-19649 | 0 | 0 | 09000064836d32e9 | ||
| SEC-2018-1182-0001 | SEC | Exchange-Traded Funds | Proposed Rule | 2018-07-31T04:00:00Z | 2018 | 7 | 2018-07-31T04:00:00Z | 2018-10-02T03:59:59Z | 2018-07-31T12:12:34Z | 2018-14370 | 0 | 0 | 090000648358fb3d | ||
| SEC-2018-1142-0001 | SEC | Concept Release on Compensatory Securities Offerings and Sales | Proposed Rule | 2018-07-24T04:00:00Z | 2018 | 7 | 2018-07-24T04:00:00Z | 2018-09-25T03:59:59Z | 2018-07-24T12:09:23Z | 2018-15731 | 0 | 0 | 09000064835431b5 | ||
| SEC-2018-1136-0001 | SEC | Whistleblower Program Rules | Proposed Rule | 2018-07-20T04:00:00Z | 2018 | 7 | 2018-07-20T04:00:00Z | 2018-09-19T03:59:59Z | 2018-07-20T12:10:03Z | 2018-14411 | 0 | 0 | 0900006483526999 | ||
| SEC-2018-1105-0001 | SEC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds | Proposed Rule | 2018-07-17T04:00:00Z | 2018 | 7 | 2018-07-17T04:00:00Z | 2018-09-18T03:59:59Z | 2018-07-17T12:12:04Z | 2018-13502 | 0 | 0 | 090000648350d312 | ||
| SEC-2018-0888-0001 | SEC | Requests for Comments: Fund Retail Investor Experience and Disclosure | Proposed Rule | 2018-06-11T04:00:00Z | 2018 | 6 | 2018-06-11T04:00:00Z | 2018-11-01T03:59:59Z | 2018-06-11T12:15:19Z | 2018-12408 | 0 | 0 | 09000064833d72c0 | ||
| SEC-2018-0875-0001 | SEC | Covered Investment Fund Research Reports | Proposed Rule | 2018-06-08T04:00:00Z | 2018 | 6 | 2018-06-08T04:00:00Z | 2018-07-10T03:59:59Z | 2018-06-08T11:56:29Z | 2018-11497 | 0 | 0 | 0900006483398937 | ||
| SEC-2018-0808-0001 | SEC | Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles | Proposed Rule | 2018-05-23T04:00:00Z | 2018 | 5 | 2018-05-23T04:00:00Z | 2018-05-23T12:04:19Z | C1-2018-08583 | 0 | 0 | 09000064832bef05 | |||
| SEC-2018-0720-0001 | SEC | Regulation Best Interest | Proposed Rule | 2018-05-09T04:00:00Z | 2018 | 5 | 2018-05-09T04:00:00Z | 2018-08-08T03:59:59Z | 2018-05-09T11:54:47Z | 2018-08582 | 0 | 0 | 090000648324e843 | ||
| SEC-2018-0722-0001 | SEC | Standard of Conduct for Investment Advisers: Enhancing Investment Adviser Regulation | Proposed Rule | 2018-05-09T04:00:00Z | 2018 | 5 | 2018-05-09T04:00:00Z | 2018-08-08T03:59:59Z | 2018-05-09T11:54:57Z | 2018-08679 | 0 | 0 | 090000648324e846 | ||
| SEC-2018-0726-0001 | SEC | Form CRS Relationship Summary and Form ADV: Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles | Proposed Rule | 2018-05-09T04:00:00Z | 2018 | 5 | 2018-05-09T04:00:00Z | 2018-08-08T03:59:59Z | 2018-05-09T12:19:34Z | 2018-08583 | 0 | 0 | 090000648324eebc | ||
| SEC-2018-0713-0001 | SEC | Auditor Independence with Respect to Certain Loans or Debtor-Creditor Relationships | Proposed Rule | 2018-05-08T04:00:00Z | 2018 | 5 | 2018-05-08T04:00:00Z | 2018-07-10T03:59:59Z | 2018-05-08T11:50:39Z | 2018-09721 | 0 | 0 | 090000648323fdd9 | ||
| SEC-2018-0488-0001 | SEC | Transaction Fee Pilot for National Market System Stocks | Proposed Rule | 2018-03-26T04:00:00Z | 2018 | 3 | 2018-03-26T04:00:00Z | 2018-05-26T03:59:59Z | 2018-03-26T11:48:13Z | 2018-05545 | 0 | 0 | 090000648304d943 | ||
| SEC-2018-0440-0001 | SEC | Investment Company Liquidity Disclosure | Proposed Rule | 2018-03-19T04:00:00Z | 2018 | 3 | 2018-03-19T04:00:00Z | 2018-05-19T03:59:59Z | 2018-03-19T12:05:10Z | 2018-05511 | 0 | 0 | 0900006483024e79 | ||
| SEC-2018-0011-0001 | SEC | Freedom of Information Act Regulations | Proposed Rule | 2018-01-03T05:00:00Z | 2018 | 1 | 2018-01-03T05:00:00Z | 2018-02-03T04:59:59Z | 2018-01-03T12:46:19Z | 2017-27967 | 0 | 0 | 0900006482d91e39 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;