documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

26 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2016 sorted by posted_date descending

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posted_year 1

  • 2016 · 26 ✖

document_type 1

  • Proposed Rule · 26 ✖

agency_id 1

  • SEC · 26 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2016-1970-0001 SEC   Universal Proxy Proposed Rule   2016-11-10T05:00:00Z 2016 11 2016-11-10T05:00:00Z 2017-01-10T04:59:59Z 2016-11-10T13:18:29Z 2016-26349 0 0 0900006482387504
SEC-2016-1839-0001 SEC   Definition of Covered Clearing Agencies Proposed Rule   2016-10-13T04:00:00Z 2016 10 2016-10-13T04:00:00Z 2016-12-13T04:59:59Z 2016-10-13T11:51:18Z 2016-23892 0 0 09000064822f3053
SEC-2016-1788-0001 SEC   Securities Transaction Settlement Cycle Proposed Rule   2016-10-05T04:00:00Z 2016 10 2016-10-05T04:00:00Z 2016-12-06T04:59:59Z 2016-10-05T11:57:43Z 2016-23890 0 0 090000648229a576
SEC-2016-1730-0001 SEC   Disclosure Update and Simplification Proposed Rule   2016-09-29T04:00:00Z 2016 9 2016-09-29T04:00:00Z 2016-11-03T03:59:59Z 2016-09-29T13:06:30Z 2016-23489 0 0 090000648227f0da
SEC-2016-1698-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2016-09-20T04:00:00Z 2016 9 2016-09-20T04:00:00Z 2016-10-21T03:59:59Z 2016-09-20T11:43:23Z 2016-22563 0 0 090000648222d922
SEC-2016-1622-0001 SEC   Exhibit Hyperlinks and HyperText Markup Language Format Proposed Rule   2016-09-12T04:00:00Z 2016 9 2016-09-12T04:00:00Z 2016-10-28T03:59:59Z 2016-09-12T11:57:34Z 2016-21313 0 0 09000064821f8427
SEC-2016-1571-0001 SEC   Political Contributions by Certain Investment Advisers; Ban on Third-Party Solicitation Proposed Rule   2016-09-02T04:00:00Z 2016 9 2016-09-02T04:00:00Z   2016-09-02T11:53:35Z 2016-20889 0 0 09000064821c14b9
SEC-2016-1568-0001 SEC   Political Contributions by Certain Investment Advisers; Ban on Third-Party Solicitation Proposed Rule   2016-09-02T04:00:00Z 2016 9 2016-09-02T04:00:00Z   2016-09-02T11:52:06Z 2016-20890 0 0 09000064821c1392
SEC-2016-1547-0001 SEC   Disclosure Requirements Relating to Management, Certain Security Holders and Corporate Governance Matters Proposed Rule   2016-08-31T04:00:00Z 2016 8 2016-08-31T04:00:00Z 2016-11-01T03:59:59Z 2016-08-31T11:53:24Z 2016-20906 0 0 09000064821b6811
SEC-2016-1509-0001 SEC   Modernization of Property Disclosures for Mining Registrants; Extension of Comment Period Proposed Rule   2016-08-26T04:00:00Z 2016 8 2016-08-26T04:00:00Z 2016-09-27T03:59:59Z 2016-08-26T12:06:36Z 2016-20548 0 0 090000648219f5d1
SEC-2016-1360-0001 SEC   Disclosure Update and Simplification Proposed Rule   2016-08-04T04:00:00Z 2016 8 2016-08-04T04:00:00Z 2016-10-04T03:59:59Z 2016-08-04T12:49:50Z 2016-16964 0 0 0900006482154f38
SEC-2016-1306-0001 SEC   Disclosure of Order Handling Information Proposed Rule   2016-07-27T04:00:00Z 2016 7 2016-07-27T04:00:00Z 2016-09-27T03:59:59Z 2016-07-27T12:57:49Z 2016-16967 0 0 090000648212963f
SEC-2016-1142-0001 SEC   Adviser Business Continuity and Transition Plans Proposed Rule   2016-07-05T04:00:00Z 2016 7 2016-07-05T04:00:00Z 2016-09-07T03:59:59Z 2016-07-05T13:44:13Z 2016-15675 0 0 090000648208762b
SEC-2016-1135-0001 SEC   Smaller Reporting Company Definition; Amendments Proposed Rule   2016-07-01T04:00:00Z 2016 7 2016-07-01T04:00:00Z 2016-08-31T03:59:59Z 2016-07-01T12:19:04Z 2016-15674 0 0 0900006482080765
SEC-2016-1093-0001 SEC   Modernization of Property Disclosures for Mining Registrants Proposed Rule   2016-06-27T04:00:00Z 2016 6 2016-06-27T04:00:00Z 2016-08-27T03:59:59Z 2016-06-27T12:25:09Z 2016-14632 0 0 090000648206f18a
SEC-2016-1009-0001 SEC   Incentive-Based Compensation Arrangements Proposed Rule   2016-06-10T04:00:00Z 2016 6 2016-06-10T04:00:00Z 2016-07-23T03:59:59Z 2016-06-10T13:01:02Z 2016-11788 0 0 090000648202c087
SEC-2016-0999-0001 SEC   Regulatory Flexibility Agenda Proposed Rule   2016-06-09T04:00:00Z 2016 6 2016-06-09T04:00:00Z   2016-06-09T13:56:07Z 2016-12968 0 0 0900006482025c84
SEC-2016-0895-0001 SEC   Performance Based Investment Advisory Fees Proposed Rule   2016-05-24T04:00:00Z 2016 5 2016-05-24T04:00:00Z   2016-05-24T12:29:07Z 2016-12167 0 0 0900006481feadee
SEC-2016-0704-0001 SEC   Business and Financial Disclosure Required by Regulation S-K Proposed Rule   2016-04-22T04:00:00Z 2016 4 2016-04-22T04:00:00Z 2016-07-22T03:59:59Z 2016-04-22T12:22:01Z 2016-09056 0 0 0900006481f831b6
SEC-2016-0600-0001 SEC   Certain Natural Gas and Electric Power Contracts Proposed Rule   2016-04-08T04:00:00Z 2016 4 2016-04-08T04:00:00Z 2016-05-10T03:59:59Z 2016-04-08T12:53:05Z 2016-08076 0 0 0900006481f56e8c
SEC-2016-0521-0001 SEC   Automated Quotations Proposed Rule   2016-03-24T04:00:00Z 2016 3 2016-03-24T04:00:00Z 2016-04-15T03:59:59Z 2016-03-24T12:15:38Z 2016-06633 0 0 0900006481edc850
SEC-2016-0376-0001 SEC   Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2016-03-02T05:00:00Z 2016 3 2016-03-02T05:00:00Z 2016-05-03T03:59:59Z 2016-03-02T13:38:05Z 2016-03874 0 0 0900006481e98d86
SEC-2016-0320-0001 SEC   Transfer Agent Regulations; Comment Period Extension Proposed Rule   2016-02-23T05:00:00Z 2016 2 2016-02-23T05:00:00Z 2016-04-15T03:59:59Z 2016-02-23T13:56:39Z 2016-03733 0 0 0900006481e80595
SEC-2016-0147-0001 SEC   Disclosure of Payments by Resource Extraction Issuers; Extension of Comment Period Proposed Rule   2016-01-27T05:00:00Z 2016 1 2016-01-27T05:00:00Z 2016-02-17T04:59:59Z 2016-01-27T13:23:02Z 2016-01545 0 0 0900006481e31449
SEC-2016-0119-0001 SEC   Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement Proposed Rule   2016-01-21T05:00:00Z 2016 1 2016-01-21T05:00:00Z 2016-02-23T04:59:59Z 2016-01-21T13:36:36Z 2016-01148 0 0 0900006481e24808
SEC-2016-0033-0001 SEC   Establishing the Form and Manner with which Security-Based Swap Data Repositories Must Make Security-Based Swap Data Available to the Commission; Correction Proposed Rule   2016-01-07T05:00:00Z 2016 1 2016-01-07T05:00:00Z   2016-01-07T13:55:03Z 2016-00044 0 0 0900006481df20e3

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;