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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

25 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2015 sorted by posted_date descending

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posted_year 1

  • 2015 · 25 ✖

document_type 1

  • Proposed Rule · 25 ✖

agency_id 1

  • SEC · 25 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2015-2198-0001 SEC   Transfer Agent Regulations, Proposed Rule   2015-12-31T05:00:00Z 2015 12 2015-12-31T05:00:00Z 2016-03-01T04:59:59Z 2015-12-31T13:12:32Z 2015-32755 0 0 0900006481dde898
SEC-2015-2157-0001 SEC   Regulation of NMS Stock Alternative Trading Systems, Proposed Rule   2015-12-28T05:00:00Z 2015 12 2015-12-28T05:00:00Z 2016-02-27T04:59:59Z 2015-12-28T14:05:26Z 2015-29890 0 0 0900006481dd3c65
SEC-2015-2160-0001 SEC   Use of Derivatives by Registered Investment Companies and Business Development Companies, Proposed Rule   2015-12-28T05:00:00Z 2015 12 2015-12-28T05:00:00Z 2016-03-29T03:59:59Z 2015-12-28T14:06:00Z 2015-31704 0 0 0900006481dd3cfa
SEC-2015-2135-0001 SEC   Disclosure of Payments by Resource Extraction Issuers, Proposed Rule   2015-12-23T05:00:00Z 2015 12 2015-12-23T05:00:00Z 2016-01-26T04:59:59Z 2015-12-23T14:16:38Z 2015-31702 0 0 0900006481dc98ee
SEC-2015-2133-0001 SEC   Establishing the Form and Manner with which Security-Based Swap Data Repositories Must Make Security-Based Swap Data Available to the Commission, Proposed Rule   2015-12-23T05:00:00Z 2015 12 2015-12-23T05:00:00Z 2016-02-23T04:59:59Z 2015-12-23T14:16:23Z 2015-31703 0 0 0900006481dc98b7
SEC-2015-1866-0001 SEC   Exemptions to Facilitate Intrastate and Regional Securities Offerings Proposed Rule   2015-11-10T05:00:00Z 2015 11 2015-11-10T05:00:00Z 2016-01-12T04:59:59Z 2015-11-10T13:29:32Z 2015-28219 0 0 0900006481d2df42
SEC-2015-1820-0001 SEC   Securities Investor Protection Corporation Proposed Rule   2015-11-04T05:00:00Z 2015 11 2015-11-04T05:00:00Z 2015-11-26T04:59:59Z 2015-11-04T14:55:18Z 2015-27921 0 0 0900006481d0db30
SEC-2015-1746-0001 SEC   Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2015-10-28T04:00:00Z 2015 10 2015-10-28T04:00:00Z 2015-11-28T04:59:59Z 2015-10-28T13:04:21Z 2015-27385 0 0 0900006481cf527c
SEC-2015-1655-0001 SEC   Open-End Fund Liquidity Risk Management Programs; Swing Pricing: Re-Opening of Comment Period for Investment Company Reporting Modernization Release Proposed Rule   2015-10-15T04:00:00Z 2015 10 2015-10-15T04:00:00Z 2016-01-14T04:59:59Z 2015-10-15T12:19:22Z 2015-24507 0 0 0900006481ccc15a
SEC-2015-1632-0001 SEC   Effectiveness of Financial Disclosures about Entities Other Than the Registrant; Correction Proposed Rule   2015-10-13T04:00:00Z 2015 10 2015-10-13T04:00:00Z   2015-10-13T13:50:54Z 2015-25948 0 0 0900006481cc42be
SEC-2015-1602-0001 SEC   Rules of Practice Proposed Rule   2015-10-05T04:00:00Z 2015 10 2015-10-05T04:00:00Z 2015-12-05T04:59:59Z 2015-10-05T12:37:02Z 2015-24705 0 0 0900006481cafc81
SEC-2015-1606-0001 SEC   Rules of Practice Proposed Rule   2015-10-05T04:00:00Z 2015 10 2015-10-05T04:00:00Z 2015-12-05T04:59:59Z 2015-10-05T12:38:38Z 2015-24707 0 0 0900006481cb0196
SEC-2015-1583-0001 SEC   Effectiveness of Financial Disclosures about Entities Other Than the Registrant Proposed Rule   2015-10-01T04:00:00Z 2015 10 2015-10-01T04:00:00Z 2015-12-01T04:59:59Z 2015-10-01T12:25:50Z 2015-24875 0 0 0900006481ca744e
SEC-2015-1506-0001 SEC   Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement Proposed Rule   2015-09-14T04:00:00Z 2015 9 2015-09-14T04:00:00Z 2015-10-30T03:59:59Z 2015-09-14T12:58:04Z 2015-22844 0 0 0900006481c6c185
SEC-2015-1416-0001 SEC   Security-Based Swap Dealers or Major Security-Based Swap Participants: Applications for Statutorily Disqualified Associated Persons to Effect or be Involved in Effecting Security-Based Swaps Proposed Rule   2015-08-25T04:00:00Z 2015 8 2015-08-25T04:00:00Z 2015-10-27T03:59:59Z 2015-08-25T12:26:30Z 2015-19662 0 0 0900006481c36d3a
SEC-2015-1171-0001 SEC   Listing Standards for Recovery of Erroneously Awarded Compensation Proposed Rule   2015-07-14T04:00:00Z 2015 7 2015-07-14T04:00:00Z 2015-09-15T03:59:59Z 2015-07-14T12:24:38Z 2015-16613 0 0 0900006481b83087
SEC-2015-1128-0001 SEC   Possible Revisions to Audit Committee Disclosures Proposed Rule   2015-07-08T04:00:00Z 2015 7 2015-07-08T04:00:00Z 2015-09-09T03:59:59Z 2015-07-08T12:22:44Z 2015-16639 0 0 0900006481b713d8
SEC-2015-1107-0001 SEC   Amendments to a Form and Investment Advisers Act Rules Proposed Rule   2015-07-02T04:00:00Z 2015 7 2015-07-02T04:00:00Z   2015-07-02T13:10:51Z C1-2015-12778 0 0 0900006481b671eb
SEC-2015-0984-0001 SEC   Amendments to a Form and Investment Advisers Act Rules Proposed Rule   2015-06-12T04:00:00Z 2015 6 2015-06-12T04:00:00Z 2015-08-12T03:59:59Z 2015-06-12T12:12:08Z 2015-12778 0 0 0900006481b30441
SEC-2015-0986-0001 SEC   Investment Company Reporting Modernization Proposed Rule   2015-06-12T04:00:00Z 2015 6 2015-06-12T04:00:00Z 2015-08-12T03:59:59Z 2015-08-11T01:30:12Z 2015-12779 0 0 0900006481b30487
SEC-2015-0813-0001 SEC   Application of Certain Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity, etc. Proposed Rule   2015-05-13T04:00:00Z 2015 5 2015-05-13T04:00:00Z 2015-07-14T03:59:59Z 2015-05-13T13:19:33Z 2015-10382 0 0 0900006481addf16
SEC-2015-0779-0001 SEC   Pay Versus Performance Proposed Rule   2015-05-07T04:00:00Z 2015 5 2015-05-07T04:00:00Z 2015-07-07T03:59:59Z 2015-05-07T12:39:58Z 2015-10429 0 0 0900006481ad2949
SEC-2015-0569-0001 SEC   Exemption for Certain Exchange Members Proposed Rule   2015-04-02T04:00:00Z 2015 4 2015-04-02T04:00:00Z 2015-06-02T03:59:59Z 2015-04-02T12:58:45Z 2015-07293 0 0 0900006481a88200
SEC-2015-0485-0001 SEC   Reporting and Dissemination of Security-Based Swap Information Proposed Rule   2015-03-19T04:00:00Z 2015 3 2015-03-19T04:00:00Z 2015-05-05T03:59:59Z 2015-03-19T12:35:01Z 2015-03125 0 0 0900006481a51b05
SEC-2015-0270-0001 SEC   Disclosure of Hedging by Employees, Officers and Directors Proposed Rule   2015-02-17T05:00:00Z 2015 2 2015-02-17T05:00:00Z 2015-04-21T03:59:59Z 2015-02-17T13:56:35Z 2015-02948 0 0 0900006481a05bd4

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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