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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

17 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2014 sorted by posted_date descending

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Suggested facets: title, posted_month, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2014 · 17 ✖

document_type 1

  • Proposed Rule · 17 ✖

agency_id 1

  • SEC · 17 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2014-2199-0001 SEC   Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the Jobs Act Proposed Rule   2014-12-30T05:00:00Z 2014 12 2014-12-30T05:00:00Z 2015-03-03T04:59:59Z 2014-12-30T15:07:43Z 2014-30136 0 0 0900006481999bc4
SEC-2014-2189-0001 SEC   Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2014-12-29T05:00:00Z 2014 12 2014-12-29T05:00:00Z 2015-01-29T04:59:59Z 2014-12-29T14:35:21Z 2014-30265 0 0 0900006481996552
SEC-2014-1937-0001 SEC   Forward Contracts with Embedded Volumetric Optionality Proposed Rule   2014-11-20T05:00:00Z 2014 11 2014-11-20T05:00:00Z 2014-12-23T04:59:59Z 2014-11-20T13:16:13Z 2014-27285 0 0 0900006481939771
SEC-2014-1523-0001 SEC   Treatment of Certain Communications Involving Security-Based Swaps that May be Purchased Only by Eligible Contract Participants Proposed Rule   2014-09-11T04:00:00Z 2014 9 2014-09-11T04:00:00Z 2014-11-11T04:59:59Z 2014-09-11T13:04:06Z 2014-21676 0 0 090000648186a691
SEC-2014-1463-0001 SEC   Securities Exchange Act: Credit Ratings References; Removal; Correction Proposed Rule   2014-09-02T04:00:00Z 2014 9 2014-09-02T04:00:00Z   2014-09-02T12:22:13Z 2014-20731 0 0 09000064818537a3
SEC-2014-1383-0001 SEC   Principal Trades with Certain Advisory Clients Proposed Rule   2014-08-18T04:00:00Z 2014 8 2014-08-18T04:00:00Z 2014-09-18T03:59:59Z 2014-08-18T12:38:53Z 2014-19421 0 0 090000648182a9ed
SEC-2014-1369-0001 SEC   Credit Ratings; Money Market Fund Issuer Diversification Requirement Proposed Rule   2014-08-14T04:00:00Z 2014 8 2014-08-14T04:00:00Z 2014-10-15T03:59:59Z 2014-08-14T12:37:28Z 2014-17746 0 0 090000648182219d
SEC-2014-1069-0001 SEC   Freedom of Information Act Regulations: Fee Schedule, Addition of Appeal Time Frame, and Miscellaneous Administrative Changes Proposed Rule   2014-06-27T04:00:00Z 2014 6 2014-06-27T04:00:00Z 2014-07-29T03:59:59Z 2014-06-27T12:30:07Z 2014-14979 0 0 090000648176f6ec
SEC-2014-0844-0001 SEC   Standards for Covered Clearing Agencies Proposed Rule   2014-05-22T04:00:00Z 2014 5 2014-05-22T04:00:00Z 2014-05-28T03:59:59Z 2014-05-22T13:07:29Z R1-2014-05806 0 0 090000648170c006
SEC-2014-0725-0001 SEC   Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, etc. Proposed Rule   2014-05-02T04:00:00Z 2014 5 2014-05-02T04:00:00Z 2014-07-02T03:59:59Z 2014-05-02T13:10:03Z 2014-09108 0 0 09000064816dcbf2
SEC-2014-0588-0001 SEC   Investment Company Advertising: Target Date Retirement Fund Names and Marketing Proposed Rule   2014-04-09T04:00:00Z 2014 4 2014-04-09T04:00:00Z 2014-06-10T03:59:59Z 2014-04-09T13:05:53Z 2014-07869 0 0 09000064816ab415
SEC-2014-0544-0001 SEC   Asset-Backed Securities Release Proposed Rule   2014-04-02T04:00:00Z 2014 4 2014-04-02T04:00:00Z 2014-04-29T03:59:59Z 2014-04-02T12:38:24Z 2014-07356 0 0 090000648169756e
SEC-2014-0478-0001 SEC   Standards for Covered Clearing Agencies Proposed Rule   2014-03-26T04:00:00Z 2014 3 2014-03-26T04:00:00Z 2014-05-28T03:59:59Z 2014-03-26T13:14:52Z 2014-05806 0 0 0900006481681497
SEC-2014-0348-0001 SEC   Asset-Backed Securities Release Proposed Rule   2014-02-28T05:00:00Z 2014 2 2014-02-28T05:00:00Z 2014-03-29T03:59:59Z 2014-02-28T14:07:25Z 2014-04433 0 0 09000064815eaf1e
SEC-2014-0166-0001 SEC   Regulatory Flexibility Act Review Proposed Rule   2014-01-29T05:00:00Z 2014 1 2014-01-29T05:00:00Z 2014-03-01T04:59:59Z 2014-01-29T14:20:53Z 2014-01628 0 0 0900006481531bcf
SEC-2014-0127-0001 SEC   Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act Proposed Rule   2014-01-23T05:00:00Z 2014 1 2014-01-23T05:00:00Z 2014-03-25T03:59:59Z 2014-01-23T13:56:20Z 2013-30508 0 0 090000648151ce77
SEC-2014-0031-0001 SEC   Regulatory Flexibility Agenda Proposed Rule   2014-01-07T05:00:00Z 2014 1 2014-01-07T05:00:00Z 2014-02-07T04:59:59Z 2014-01-07T17:25:09Z 2013-29708 0 0 09000064814f1585

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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