documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

13 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2012 sorted by posted_date descending

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Suggested facets: title, posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2012 · 13 ✖

document_type 1

  • Proposed Rule · 13 ✖

agency_id 1

  • SEC · 13 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2012-1983-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2012-12-04T05:00:00Z 2012 12 2012-12-04T05:00:00Z 2013-01-04T04:59:59Z 2012-12-04T15:49:16Z 2012-29149 0 0 090000648117e34c
SEC-2012-1976-0001 SEC   Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers, etc.; Correction Proposed Rule   2012-12-03T05:00:00Z 2012 12 2012-12-03T05:00:00Z   2012-12-03T14:24:27Z 2012-29048 0 0 090000648117c787
SEC-2012-1965-0001 SEC   Capital, Margin, and Segregation Requirements: Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Proposed Rule   2012-11-30T05:00:00Z 2012 11 2012-11-30T05:00:00Z   2012-11-30T14:27:39Z C1-2012-26164 0 0 0900006481179f30
SEC-2012-1926-0001 SEC   Capital, Margin, and Segregation Requirements: Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Proposed Rule   2012-11-23T05:00:00Z 2012 11 2012-11-23T05:00:00Z 2013-01-23T04:59:59Z 2012-11-23T14:44:57Z 2012-26164 0 0 0900006481171931
SEC-2012-1668-0001 SEC   Principal Trades with Certain Advisory Clients Proposed Rule   2012-10-12T04:00:00Z 2012 10 2012-10-12T04:00:00Z 2012-11-14T04:59:59Z 2012-10-12T12:38:11Z 2012-25116 0 0 090000648113e4c0
SEC-2012-1453-0001 SEC   Elimination of Prohibition Against General Solicitation And General Advertising in Certain Offerings Proposed Rule   2012-09-05T04:00:00Z 2012 9 2012-09-05T04:00:00Z 2012-10-06T03:59:59Z 2012-09-05T12:44:08Z 2012-21681 0 0 0900006481105b73
SEC-2012-0946-0001 SEC   Sequencing of Compliance Dates for Final Rules Applicable to Security-Based Swaps, etc. Proposed Rule   2012-06-14T04:00:00Z 2012 6 2012-06-14T04:00:00Z 2012-08-14T03:59:59Z 2012-06-14T13:56:17Z 2012-14576 0 0 0900006481049935
SEC-2012-0718-0001 SEC   Amendments to Financial Responsibility Rules for Broker-Dealers Proposed Rule   2012-05-09T04:00:00Z 2012 5 2012-05-09T04:00:00Z 2012-06-09T03:59:59Z 2012-05-09T13:25:38Z 2012-11133 0 0 090000648100912e
SEC-2012-0542-0001 SEC   Investment Company Advertising: Target Date Retirement Fund Names and Marketing Proposed Rule   2012-04-06T04:00:00Z 2012 4 2012-04-06T04:00:00Z 2012-05-22T03:59:59Z 2012-04-06T12:51:57Z 2012-08348 0 0 0900006480feaa2e
SEC-2012-0369-0001 SEC   Identity Theft Red Flags Rules Proposed Rule   2012-03-06T05:00:00Z 2012 3 2012-03-06T05:00:00Z 2012-05-08T03:59:59Z 2012-03-06T14:32:32Z 2012-05157 0 0 0900006480fcfd09
SEC-2012-0242-0001 SEC   REGULATORY AGENDA Semiannual Regulatory Agenda Proposed Rule   2012-02-13T05:00:00Z 2012 2 2012-02-13T05:00:00Z 2011-12-31T04:59:59Z 2012-02-13T14:09:30Z 2012-01669 0 0 0900006480fb451f
SEC-2012-0005-0001 SEC   Prohibitions and Restrictions on Proprietary Trading, etc. Proposed Rule   2012-01-03T05:00:00Z 2012 1 2012-01-03T05:00:00Z 2012-02-14T04:59:59Z 2012-01-03T13:40:03Z 2011-33623 0 0 0900006480f8cc15
SEC-2012-0002-0001 SEC   Prohibition Against Conflicts of Interest in Certain Securitizations Proposed Rule   2012-01-03T05:00:00Z 2012 1 2012-01-03T05:00:00Z 2012-02-14T04:59:59Z 2012-01-03T13:37:48Z 2011-33614 0 0 0900006480f8cb6c

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;