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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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37 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2010 sorted by posted_date descending

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posted_year 1

  • 2010 · 37 ✖

document_type 1

  • Proposed Rule · 37 ✖

agency_id 1

  • SEC · 37 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2010-2026-0001 SEC   Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements for Clearing Agencies: Technical Amendments Applicable to All Self-Regulatory Organizations Proposed Rule   2010-12-30T05:00:00Z 2010 12 2010-12-30T05:00:00Z 2011-02-15T04:59:59Z 2011-06-11T17:59:54Z 2010-32085 0 0 0900006480bc2722
SEC-2010-1985-0001 SEC   Conflict Minerals Proposed Rule   2010-12-23T05:00:00Z 2010 12 2010-12-23T05:00:00Z 2011-02-01T04:59:59Z 2011-06-11T17:59:53Z 2010-31940 0 0 0900006480bbe976
SEC-2010-1990-0001 SEC   Disclosure of Payments by Resource Extraction Issuers Proposed Rule   2010-12-23T05:00:00Z 2010 12 2010-12-23T05:00:00Z 2011-02-01T04:59:59Z 2011-06-11T17:59:53Z 2010-31943 0 0 0900006480bbea4c
SEC-2010-1980-0001 SEC   Mine Safety Disclosure Proposed Rule   2010-12-22T05:00:00Z 2010 12 2010-12-22T05:00:00Z 2011-02-01T04:59:59Z 2011-06-11T17:59:53Z 2010-31941 0 0 0900006480bbde1d
SEC-2010-1973-0001 SEC   Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," etc. Proposed Rule   2010-12-21T05:00:00Z 2010 12 2010-12-21T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:59:52Z 2010-31130 0 0 0900006480bbcc9a
SEC-2010-1974-0001 SEC   End-User Exception to Mandatory Clearing of Security-Based Swaps Proposed Rule   2010-12-21T05:00:00Z 2010 12 2010-12-21T05:00:00Z 2011-02-05T04:59:59Z 2011-06-11T17:59:52Z 2010-31973 0 0 0900006480bbccad
SEC-2010-1959-0001 SEC   Security-Based Swap Data Repository Registration, Duties, and Core Principles Proposed Rule   2010-12-20T05:00:00Z 2010 12 2010-12-20T05:00:00Z   2011-06-11T17:59:52Z C1-2010-29719 0 0 0900006480bba881
SEC-2010-1878-0001 SEC   Rules Implementing Amendments to 1940 Investment Advisers Act Proposed Rule   2010-12-10T05:00:00Z 2010 12 2010-12-10T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:59:51Z 2010-29956 0 0 0900006480bb38d4
SEC-2010-1883-0001 SEC   Security-Based Swap Data Repository Registration, Duties, and Core Principles Proposed Rule   2010-12-10T05:00:00Z 2010 12 2010-12-10T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:59:51Z 2010-29719 0 0 0900006480bb394e
SEC-2010-1882-0001 SEC   Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets, etc. Proposed Rule   2010-12-10T05:00:00Z 2010 12 2010-12-10T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:59:51Z 2010-29957 0 0 0900006480bb392e
SEC-2010-1835-0001 SEC   Temporary Rule Regarding Principal Trades with Certain Advisory Clients Proposed Rule   2010-12-06T05:00:00Z 2010 12 2010-12-06T05:00:00Z 2010-12-21T04:59:59Z 2011-06-11T17:59:51Z 2010-30590 0 0 0900006480bafeb4
SEC-2010-1823-0001 SEC   Regulation SBSR; Reporting and Dissemination of Security-Based Swap Information Proposed Rule   2010-12-02T05:00:00Z 2010 12 2010-12-02T05:00:00Z 2011-01-19T04:59:59Z 2011-06-11T17:59:50Z 2010-29710 0 0 0900006480bac006
SEC-2010-1760-0001 SEC   Implementation of Whistleblower Provisions of the Securities Exchange Act of 1934 Proposed Rule   2010-11-17T05:00:00Z 2010 11 2010-11-17T05:00:00Z 2010-12-18T04:59:59Z 2011-06-11T17:59:50Z 2010-28186 0 0 0900006480b9545d
SEC-2010-1705-0001 SEC   Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps Proposed Rule   2010-11-08T05:00:00Z 2010 11 2010-11-08T05:00:00Z 2010-12-24T04:59:59Z 2011-06-11T17:59:49Z 2010-28136 0 0 0900006480b8409b
SEC-2010-1652-0001 SEC   Reporting of Proxy Votes on Executive Compensation and Other Matters Proposed Rule   2010-10-28T04:00:00Z 2010 10 2010-10-28T04:00:00Z 2010-11-19T04:59:59Z 2011-06-11T17:59:49Z 2010-26536 0 0 0900006480b7963f
SEC-2010-1649-0001 SEC   Shareholder Approval of Executive Compensation and Golden Parachute Compensation Proposed Rule   2010-10-28T04:00:00Z 2010 10 2010-10-28T04:00:00Z 2010-11-19T04:59:59Z 2011-06-11T17:59:48Z 2010-26535 0 0 0900006480b795f8
SEC-2010-1638-0001 SEC   Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, etc. Proposed Rule   2010-10-26T04:00:00Z 2010 10 2010-10-26T04:00:00Z 2010-11-27T04:59:59Z 2011-06-11T17:59:48Z 2010-26315 0 0 0900006480b77646
SEC-2010-1621-0001 SEC   Disclosure for Asset-Backed Securities Required by Section 943 of Dodd-Frank Wall Street Reform and Consumer Protection Act: Correction Proposed Rule   2010-10-25T04:00:00Z 2010 10 2010-10-25T04:00:00Z   2011-06-11T17:59:48Z 2010-26810 0 0 0900006480b7663d
SEC-2010-1588-0001 SEC   Issuer Review of Assets in Offerings of Asset-Backed Securities Proposed Rule   2010-10-19T04:00:00Z 2010 10 2010-10-19T04:00:00Z 2010-11-16T04:59:59Z 2011-06-11T17:59:46Z 2010-26172 0 0 0900006480b72913
SEC-2010-1577-0001 SEC   Family Offices Proposed Rule   2010-10-18T04:00:00Z 2010 10 2010-10-18T04:00:00Z 2010-11-19T04:59:59Z 2011-06-11T17:59:46Z 2010-26086 0 0 0900006480b71d2f
SEC-2010-1548-0001 SEC   Dodd-Frank Wall Street Reform and Consumer Act: Disclosure for Asset-Backed Securities Proposed Rule   2010-10-13T04:00:00Z 2010 10 2010-10-13T04:00:00Z 2010-11-16T04:59:59Z 2011-06-11T17:59:46Z 2010-25361 0 0 0900006480b6de48
SEC-2010-1490-0001 SEC   Short-Term Borrowings Disclosure Proposed Rule   2010-09-28T04:00:00Z 2010 9 2010-09-28T04:00:00Z 2010-11-30T04:59:59Z 2011-06-11T17:59:46Z 2010-23743 0 0 0900006480b622b3
SEC-2010-1389-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2010-09-10T04:00:00Z 2010 9 2010-09-10T04:00:00Z 2010-12-16T04:59:59Z 2010-09-10T12:53:10Z 2010-22574 0 0 0900006480b4b39a
SEC-2010-1344-0001 SEC   Extension of Filing Accommodation for Static Pool Information in Filings with Respect to Asset-Backed Securities Proposed Rule   2010-09-03T04:00:00Z 2010 9 2010-09-03T04:00:00Z 2010-10-05T03:59:59Z 2011-06-11T17:59:45Z 2010-22019 0 0 0900006480b449b5
SEC-2010-1285-0001 SEC   Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2010-08-20T04:00:00Z 2010 8 2010-08-20T04:00:00Z 2010-09-21T03:59:59Z 2011-06-11T17:59:44Z 2010-20567 0 0 0900006480b362e7
SEC-2010-1167-0001 SEC   Mutual Fund Distribution Fees; Confirmations Proposed Rule   2010-08-04T04:00:00Z 2010 8 2010-08-04T04:00:00Z 2010-11-06T03:59:59Z 2011-06-11T17:59:44Z 2010-18305 0 0 0900006480b28d62
SEC-2010-1101-0001 SEC   Concept Release on U.S. Proxy System Proposed Rule   2010-07-22T04:00:00Z 2010 7 2010-07-22T04:00:00Z 2010-10-21T03:59:59Z 2011-06-11T17:59:43Z 2010-17615 0 0 0900006480b1ef76
SEC-2010-1047-0001 SEC   Elimination of Flash Order Exception from Rule 602 of Regulation NMS Proposed Rule   2010-07-09T04:00:00Z 2010 7 2010-07-09T04:00:00Z 2010-08-10T03:59:59Z 2011-06-11T17:59:43Z 2010-16698 0 0 0900006480b15fe4
SEC-2010-0906-0001 SEC   Investment Company Advertising: Target Date Retirement Fund Names and Marketing Proposed Rule   2010-06-23T04:00:00Z 2010 6 2010-06-23T04:00:00Z 2010-08-24T03:59:59Z 2011-06-11T17:59:42Z 2010-15012 0 0 0900006480b08a08
SEC-2010-0826-0001 SEC   Consolidated Audit Trail Proposed Rule   2010-06-08T04:00:00Z 2010 6 2010-06-08T04:00:00Z 2010-08-10T03:59:59Z 2011-06-11T17:59:42Z 2010-13129 0 0 0900006480afe292
SEC-2010-0653-0001 SEC   Asset-Backed Securities Proposed Rule   2010-05-03T04:00:00Z 2010 5 2010-05-03T04:00:00Z 2010-08-03T03:59:59Z 2011-06-11T17:59:41Z 2010-08282 0 0 0900006480ae5ac8
SEC-2010-0613-0001 SEC   Large Trader Reporting System Proposed Rule   2010-04-23T04:00:00Z 2010 4 2010-04-23T04:00:00Z 2010-06-23T03:59:59Z 2011-06-11T17:59:41Z 2010-09025 0 0 0900006480ade6c1
SEC-2010-0581-0001 SEC   Proposed Amendments to Rule 610 of Regulation NMS Proposed Rule   2010-04-20T04:00:00Z 2010 4 2010-04-20T04:00:00Z 2010-06-22T03:59:59Z 2011-06-11T17:59:41Z 2010-09016 0 0 0900006480adba56
SEC-2010-0228-0001 SEC   Purchases of Certain Equity Securities by the Issuer and Others; Correction Proposed Rule   2010-02-10T05:00:00Z 2010 2 2010-02-10T05:00:00Z   2011-06-11T17:59:39Z 2010-02856 0 0 0900006480a90ac3
SEC-2010-0153-0001 SEC   Purchases of Certain Equity Securities by the Issuer and Others Proposed Rule   2010-01-29T05:00:00Z 2010 1 2010-01-29T05:00:00Z 2010-03-02T04:59:59Z 2011-06-11T17:59:39Z 2010-01856 0 0 0900006480a8708f
SEC-2010-0131-0001 SEC   Risk Management Controls for Brokers or Dealers With Market Access Proposed Rule   2010-01-26T05:00:00Z 2010 1 2010-01-26T05:00:00Z 2010-03-30T03:59:59Z 2011-06-11T17:59:38Z 2010-01269 0 0 0900006480a83d56
SEC-2010-0113-0001 SEC   Concept Release on Equity Market Structure Proposed Rule   2010-01-21T05:00:00Z 2010 1 2010-01-21T05:00:00Z 2010-04-22T03:59:59Z 2011-06-11T17:59:38Z 2010-01045 0 0 0900006480a815d0

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;